<SEC-DOCUMENT>0001398344-16-022328-index.html : 20161230 <SEC-HEADER>0001398344-16-022328.hdr.sgml : 20161230 <ACCEPTANCE-DATETIME>20161230160551 ACCESSION NUMBER: 0001398344-16-022328 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20161230 DATE AS OF CHANGE: 20161230 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HERZFELD CARIBBEAN BASIN FUND INC CENTRAL INDEX KEY: 0000880406 IRS NUMBER: 650396889 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-86371 FILM NUMBER: 162077651 BUSINESS ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 BUSINESS PHONE: 3052711900 MAIL ADDRESS: STREET 1: 119 WASHINGTON AVENUE, SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: FIRST CUBA FUND INC DATE OF NAME CHANGE: 19920929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Herzfeld Erik Mervin CENTRAL INDEX KEY: 0001413260 FILING VALUES: FORM TYPE: SC 13D MAIL ADDRESS: STREET 1: 119 WASHINGTON AVE. STREET 2: SUITE 504 CITY: MIAMI BEACH STATE: FL ZIP: 33139 FORMER COMPANY: FORMER CONFORMED NAME: Herzfeld Erik Marvin DATE OF NAME CHANGE: 20121217 FORMER COMPANY: FORMER CONFORMED NAME: HERZFELD ERIK MERVIN DATE OF NAME CHANGE: 20070925 FORMER COMPANY: FORMER CONFORMED NAME: HERZFELD ERIK MARVIN DATE OF NAME CHANGE: 20070924 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D <SEQUENCE>1 <FILENAME>fp0023168_sc13d.htm <TEXT> Document 1 - file: fp0023168_sc13d.htm
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