<SEC-DOCUMENT>0001072613-20-000339.txt : 20201009
<SEC-HEADER>0001072613-20-000339.hdr.sgml : 20201009
<ACCEPTANCE-DATETIME>20201009160709
ACCESSION NUMBER:		0001072613-20-000339
CONFORMED SUBMISSION TYPE:	SC 13G/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20201009
DATE AS OF CHANGE:		20201009

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			HERZFELD CARIBBEAN BASIN FUND INC
		CENTRAL INDEX KEY:			0000880406
		IRS NUMBER:				650396889
		STATE OF INCORPORATION:			MD
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SC 13G/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-86371
		FILM NUMBER:		201233275

	BUSINESS ADDRESS:	
		STREET 1:		119 WASHINGTON AVENUE, SUITE 504
		CITY:			MIAMI BEACH
		STATE:			FL
		ZIP:			33139
		BUSINESS PHONE:		305-777-1660

	MAIL ADDRESS:	
		STREET 1:		119 WASHINGTON AVENUE, SUITE 504
		CITY:			MIAMI BEACH
		STATE:			FL
		ZIP:			33139

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FIRST CUBA FUND INC
		DATE OF NAME CHANGE:	19920929

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
		CENTRAL INDEX KEY:			0001034546
		IRS NUMBER:				000000000
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		SC 13G/A

	BUSINESS ADDRESS:	
		STREET 1:		77 GRACECHURCH STREET
		CITY:			LONDON
		STATE:			X0
		ZIP:			EC3V0AS
		BUSINESS PHONE:		4417171107

	MAIL ADDRESS:	
		STREET 1:		77 GRACECHURCH STREET
		CITY:			LONDON
		STATE:			X0
		ZIP:			EC3V0AS
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13G/A
<SEQUENCE>1
<FILENAME>herzfeld13g_18438.htm
<DESCRIPTION>THE HERZFELD CARIBBEAN BASIN FUND, INC.
<TEXT>
<html>
  <head>
    <title></title>
    <!-- Licensed to: Go2Edgar
         Document created using EDGARfilings PROfile 6.4.0.0
         Copyright 1995 - 2020 Broadridge -->
  </head>
<body style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif" bgcolor="#ffffff" text="#000000">
  <div>
    <div>
      <hr style="BORDER-TOP: black 4px solid; HEIGHT: 10px; BORDER-BOTTOM: black 1px solid; COLOR: #ffffff; TEXT-ALIGN: center; MARGIN-LEFT: auto; BACKGROUND-COLOR: #ffffff; MARGIN-RIGHT: auto">
      <br>
    </div>
    <div style="font-size: 12pt; font-weight: normal; text-align: center;">UNITED STATES</div>
    <div style="font-size: 12pt; font-weight: normal; text-align: center;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="font-size: 12pt; font-weight: normal; text-align: center;">WASHINGTON, DC 20549</div>
    <div><br>
    </div>
    <div style="text-align: center;">__________</div>
    <div style="text-align: center;">&#160;</div>
    <div><br>
    </div>
    <div style="font-size: 14pt; font-weight: bold; text-align: center;">SCHEDULE 13G</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="text-align: center;">UNDER THE SECURITIES EXCHANGE ACT OF 1934</div>
    <div style="text-align: center;">(Amendment No. 3 )*</div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div><br>
    </div>
    <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;"><font style="FONT-SIZE: 18pt">The Herzfeld Caribbean Basin Fund, Inc.</font>
      <hr style="height: 2px; color: #000000; margin-left: auto; background-color: #000000; margin-right: auto;" noshade="noshade">
    </div>
    <div style="text-align: center;">(Name of Issuer)</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div><br>
    </div>
    <div style="font-weight: bold; text-align: center;">Common Stock
      <hr style="height: 2px; color: #000000; margin-left: auto; background-color: #000000; margin-right: auto;" noshade="noshade">
    </div>
    <div style="text-align: center;">(Title of Class of Securities)</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div><br>
    </div>
    <div style="font-weight: bold; text-align: center;">
      <div>42804T106</div>
      <hr style="height: 2px; color: #000000; margin-left: auto; background-color: #000000; margin-right: auto;" noshade="noshade">
    </div>
    <div style="text-align: center;">(CUSIP Number)</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div><br>
    </div>
    <div style="font-weight: bold; text-align: center;">
      <div style="text-align: center">September 30, 2020</div>
      <hr style="height: 2px; color: #000000; margin-left: auto; background-color: #000000; margin-right: auto;" noshade="noshade">
    </div>
    <div style="text-align: center;">(Date of Event Which Requires Filing of this Statement)</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div style="text-align: center;">&#160;</div>
    <div><br>
    </div>
    <div style="text-align: justify;">Check the appropriate box to designate the rule pursuant to which this Schedule is filed:</div>
    <div><br>
    </div>
    <div style="text-align: left; text-indent: 72pt;"><a id="Check3" name="Check3"></a>&#9746;&#160;&#160;Rule 13d-1(b)</div>
    <div style="text-align: left; text-indent: 72pt;"><a id="Check2" name="Check2"></a>&#9744;&#160;&#160;Rule 13d-1(c)</div>
    <div style="text-align: left; text-indent: 72pt;"><a id="Check1" name="Check1"></a>&#9744;&#160;&#160;Rule 13d-1(d)</div>
    <div><br>
    </div>
    <div style="text-align: justify;">
      <div style="line-height: 1.15; font-family: 'Times New Roman',Times,serif;">* The remainder of this cover page shall be filled out for a reporting person&#8217;s initial filing on this form with respect to
        the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</div>
      <div style="line-height: 1.15;"><br style="line-height: 1.15;">
      </div>
      <div style="line-height: 1.15; font-family: 'Times New Roman',Times,serif;">The information required in the remainder of this cover page shall not be deemed to be &#8220;filed&#8221; for the purpose of Section 18
        of the Securities Exchange Act of 1934 (&#8220;Act&#8221;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).</div>
    </div>
    <div style="text-align: left;">
      <hr style="BORDER-TOP: black 1px solid; HEIGHT: 10px; BORDER-BOTTOM: black 4px solid; COLOR: #ffffff; TEXT-ALIGN: center; MARGIN-LEFT: auto; BACKGROUND-COLOR: #ffffff; MARGIN-RIGHT: auto">
    </div>
    <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both">
      <div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">&#160;</div>
    </div>
    <div style="text-align: center;">
      <table id="00ea522a46384ba0bcb7ab16b7b36c74" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" border="0" cellpadding="5" cellspacing="0">

          <tr>
            <td style="BORDER-TOP: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
              <div style="TEXT-ALIGN: left">CUSIP No.&#160; 42804T106</div>
            </td>
            <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
              <div style="TEXT-ALIGN: center">13G</div>
            </td>
            <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold">
              <div style="TEXT-ALIGN: right">Page&#160;2 of&#160;6 Pages&#160; </div>
            </td>
          </tr>

      </table>
    </div>
    <div style="text-align: left;">&#160;</div>
    <div style="text-align: left;">
      <table id="1fd8517e32934fa894893dfa3aebc5da" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: collapse" border="0" cellpadding="2" cellspacing="0">

          <tr>
            <td style="BORDER-TOP: #000000 1pt solid; WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="4">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">1.</div>
            </td>
            <td style="BORDER-TOP: #000000 1pt solid; WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">NAME OF REPORTING PERSONS</div>
            </td>
            <td style="BORDER-TOP: #000000 1pt solid; WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-TOP: #000000 1pt solid; BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 86.69%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="font-weight: bold; text-align: left; margin-left: 9pt;"><p style="margin: 0; font: 10pt Times New Roman, Times, Serif"><b>City
                                         of London Investment Management Company Limited, a company incorporated under the laws
                                         of England and Wales</b></p>


</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr style="HEIGHT: 23px">
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">2.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">&#160;</td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: middle">&#160;</td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="TEXT-ALIGN: right">(a)<font style="FONT-FAMILY: 'Times New Roman'">&#9744;</font></div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">&#160;</td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: middle">&#160;</td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="TEXT-ALIGN: right">(b)<font style="FONT-FAMILY: ''Times New Roman''">&#9744;</font></div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">3.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid; BACKGROUND-COLOR: #bfbfbf" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">SEC USE ONLY</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BACKGROUND-COLOR: #bfbfbf">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BACKGROUND-COLOR: #bfbfbf">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr style="BACKGROUND-COLOR: #bfbfbf">
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr style="BACKGROUND-COLOR: #bfbfbf">
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">4.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; FONT-WEIGHT: bold; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="TEXT-ALIGN: left; MARGIN-LEFT: 9pt">CITIZENSHIP OR PLACE OF ORGANIZATION</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="font-weight: bold; text-align: left; margin-left: 9pt;">England and Wales</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 12.71%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 1pt solid" rowspan="12" colspan="2">
              <div style="TEXT-ALIGN: center">NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH</div>
            </td>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">5.</div>
            </td>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">SOLE VOTING POWER</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2">
              <div style="text-align: left; margin-left: 9pt;">175,000</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">6.</div>
            </td>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">SHARED VOTING POWER</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2">
              <div style="margin-left: 9pt; text-align: left;">
                <div style="line-height: 1.15;">0</div>
              </div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">7.</div>
            </td>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">SOLE DISPOSITIVE POWER</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2">
              <div style="text-align: left; margin-left: 9pt;">175,000</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">8.</div>
            </td>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">SHARED DISPOSITIVE POWER</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 80.18%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2">
              <div style="margin-left: 9pt; text-align: left;">
                <div style="line-height: 1.15;">0</div>
              </div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">9.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="margin-left: 9pt; text-align: left;">
                <div style="line-height: 1.15;">175,000</div>
              </div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">10.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">CHECK IF THE AGGREGATE AMOUNT IN ROW (9)&#160;EXCLUDES CERTAIN SHARES </div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="FONT-FAMILY: 'Times New Roman'; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">&#9744;</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">11.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="TEXT-ALIGN: left; MARGIN-LEFT: 9pt">2.9%</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 6.36%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; BORDER-LEFT: #000000 1pt solid" rowspan="3">
              <div style="FONT-SIZE: 18pt; FONT-WEIGHT: bold; TEXT-ALIGN: center">12.</div>
            </td>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-LEFT: #000000 1pt solid" colspan="3">
              <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left; MARGIN-LEFT: 9pt">TYPE OF REPORTING PERSON </div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 89.86%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid; FONT-WEIGHT: bold; PADDING-LEFT: 2pt; BORDER-LEFT: #000000 1pt solid" rowspan="2" colspan="3">
              <div style="TEXT-ALIGN: left; MARGIN-LEFT: 9pt">IA</div>
            </td>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>
          <tr>
            <td style="WIDTH: 2.05%; VERTICAL-ALIGN: middle; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
            <td style="BORDER-RIGHT: #000000 1pt solid; WIDTH: 1.74%; VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 1pt solid">
              <div style="TEXT-ALIGN: left">&#160;</div>
            </td>
          </tr>

      </table>
    </div>
    <div style="text-align: left;">&#160;</div>
    <div style="text-align: left;"></div>
    <div style="text-align: left;">&#160;</div>
    <div style="text-align: left;">&#160;</div>
    <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both">
      <div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">
        <hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
      </div>
    </div>
    <div style="text-align: center;">
      <table id="2fb4bbe6978843ee91d448a0bad7c49b" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" border="0" cellpadding="5" cellspacing="0">

          <tr>
            <td style="BORDER-TOP: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
              <div style="TEXT-ALIGN: left">CUSIP No.&#160; 42804T106</div>
            </td>
            <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
              <div style="TEXT-ALIGN: center">13G</div>
            </td>
            <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold">
              <div style="TEXT-ALIGN: right">Page&#160;3 of&#160;6 Pages&#160; </div>
            </td>
          </tr>

      </table>
    </div>
    <div style="TEXT-ALIGN: left">&#160;</div>
    <div style="TEXT-ALIGN: left">&#160;</div>
    <div style="TEXT-ALIGN: left">
      <div>&#160;</div>
      <div>
        <table id="z693095a39f8e41889baa08203842f622" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item&#160;1(a).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Name of Issuer:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
      <div style="margin-left: 72pt;">
        <div>The Herzfeld Caribbean Basin Fund, Inc.</div>
        <br>
        &#160;</div>
      <div>
        <table id="z199fdd1038bd42d8b5348aab7fa91ba5" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 1(b).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Address of Issuer's Principal Executive Offices:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
      <div style="margin-left: 72pt;">
        <div>The principal executive offices of the Fund are located at :</div>
        <div><br>
        </div>
        <div>119 Washington Avenue, Suite 504</div>
        <div>Miami Beach, FL 33139</div>
      </div>
      <div style="margin-left: 72pt;">
        <div style="margin-left: 9pt;">&#160;</div>
        <br>
      </div>
      <div>
        <table id="z10720d5c24054f6aa57d125d62404437" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 2(a).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Name of Person Filing:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
      <div style="margin-left: 72pt;">
        <div style="margin-bottom: 12pt;">
          <div style="line-height: 1.15; font-family: 'Times New Roman',Times,serif;"><p style="font: 10pt Times New Roman, Times, Serif; margin: 0">This statement is being filed by City of London Investment
Management Company Limited (&ldquo;CLIM&rdquo; or the &ldquo;Reporting Person&rdquo;). CLIM is a fund manager, which specializes
in investing in closed-end investment companies and is a registered investment adviser under Section 203 of the Investment Advisers
Act of 1940. CLIM is controlled by City of London Investment Group plc (&ldquo;CLIG&rdquo;), which is listed on the London Stock
Exchange. However, in accordance with SEC Release No. 34-39538 (January 12, 1998), effective informational barriers have been established
between CLIM and CLIG such that voting and investment power over the subject securities is exercised by CLIM independently of CLIG,
and, accordingly, attribution of beneficial ownership is not required between CLIM and CLIG.</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0">CLIM is principally engaged in the business of providing
investment advisory services to various public and private investment funds, including The Frontier Emerging Markets Fund (&ldquo;FRONT&rdquo;),
a private investment fund organized as a Delaware business trust.</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0">&nbsp;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0">FRONT is referred to herein as the &ldquo;City of
London Fund.&rdquo;</p>

<p style="font: 10pt Times New Roman, Times, Serif; margin: 0">&nbsp;</p>

<p style="margin: 0; font: 10pt Times New Roman, Times, Serif">The Shares to which this Schedule 13G relates are owned directly
by the City of London Fund.</p></div>

<div style="line-height: 1.15; font-family: Times New Roman,Times,serif">&nbsp;</div>

<div style="line-height: 1.15; font-family: Times New Roman,Times,serif">&nbsp;</div>

<div style="line-height: 1.15; font-family: Times New Roman,Times,serif"></div></div>
      <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both"></div>
      </div>
      <div style="text-align: center;"></div>
      <div>
        <table id="za0af964d79424f9985aa2487c864b5a1" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 2(b).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Address of Principal Business Office or, if None, Residence:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;<br></div>
        <div style="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 70pt">77 Gracechurch Street, London</div>
        <div style="font: 10pt Times New Roman, Times, Serif; margin: 0 0 0 70pt">England EC3V 0AS</div>
        <div>&#160;</div>
      </div>
      <div>&#160;</div>

<div><div style="text-align: left;"></DIV>
    <DIV ID="DSPFPageBreakArea" STYLE="margin-bottom: 10pt; margin-top: 10pt; clear: both">
      <DIV ID="DSPFPageBreak" STYLE="page-break-after: always">
        <HR NOSHADE STYLE="border-width: 0px; margin: 4px 0px; height: 2px; width: 100%; color: #000000; clear: both; background-color: #000000">
      </DIV>
    </DIV>
    <DIV STYLE="text-align: center">
      <TABLE ID="2fb4bbe6978843ee91d448a0bad7c49b" BORDER="0" CELLPADDING="5" CELLSPACING="0" STYLE="font: 10pt Times New Roman, Times, serif; width: 100%">

          <TR>
            <TD STYLE="border-top: #000000 2px solid; border-bottom: #000000 2px solid; border-left: #000000 2px solid; width: 33.33%; font-weight: bold">
              <DIV STYLE="text-align: left">CUSIP No.&#160; 42804T106</DIV>
            </TD>
            <TD STYLE="border: #000000 2px solid; width: 33.33%; font-weight: bold">
              <DIV STYLE="text-align: center">13G</DIV>
            </TD>
            <TD STYLE="border-top: #000000 2px solid; border-right: #000000 2px solid; border-bottom: #000000 2px solid; width: 33.33%; font-weight: bold">
              <DIV STYLE="text-align: right">Page&#160;4 of&#160;6 Pages&#160; </DIV>
            </TD>
          </TR>

      </TABLE>
    </DIV>
    <DIV STYLE="text-align: left">&#160;</div></div>


<div>&nbsp;</div>

<div>&nbsp;</div>

<div>&nbsp;</div>

<div></div>
      <div>
        <table id="zcf9138f08c2f4ba0973090fb7e96c664" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 2(c).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Citizenship:</div>
              </td>
            </tr>

        </table>
      </div>
      <div><br>
      </div>
      <div style="font-weight: normal; margin-left: 72pt;"> England and Wales</div>
      <div style="font-weight: normal;"><br></div>
      <div><br>
      </div>
      <div>
        <table id="z692e11211309450ca65b4805dbbd161a" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 2(d).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">Title of Class of Securities:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
      <div style="margin-left: 72pt;">
        <div>Common Stock, par value $.001 per share</div>
        <div>&#160;</div>
      </div>
      <div>&#160;</div>
      <div>
        <table id="z674e6a1069f74028ac88d15a439037db" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr style="VERTICAL-ALIGN: top">
              <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                <div style="font-weight: bold; text-align: left;">Item 2(e).</div>
              </td>
              <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                <div style="font-weight: bold; text-align: left;">CUSIP Number:</div>
              </td>
            </tr>

        </table>
      </div>
      <div>&#160;</div>
      <div style="margin-left: 72pt;">42804T106</div>
      <div>&#160;</div>
      <div><br>
      </div>
      <div>
        <table id="zc7a3c90751c44f91b8e447763d185063" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

            <tr>
              <td style="width: 72pt; vertical-align: top; font-weight: bold; align: right;">Item 3.</td>
              <td style="width: auto; vertical-align: top; font-weight: bold; text-align: left;">If This Statement is Filed Pursuant to &#167;&#167;240.13d-1(b), or 240.13d-2 (b) or (c), Check Whether the
                Person Filing is a:</td>
            </tr>

        </table>
      </div>
      <div>
        <div>&#160;</div>
        <div>
          <table id="zc5923369e6f7436fb9a7f8c9c94665d2" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(a)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check10" name="Check10"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z6c0bbf80b08b40358be346215c865028" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(b)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check11" name="Check11"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z525d44bb7a784c54a30e8e454eb255c8" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(c)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check12" name="Check12"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="zd729b33ff51d406a9beb79f8fe7aec7c" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(d)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check13" name="Check13"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z884d1c4fa52f45e8930d93b60a4dde03" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(e)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9746;<a id="Check14" name="Check14"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">An investment adviser in accordance with &#167;240.13d-1(b)(1)(ii)(E) (for CLIM);</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z6188de2a903c4882a68647466561f5a3" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(f)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check15" name="Check15"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">An employee benefit plan or endowment fund in accordance with &#167;240.13d-1(b)(1)(ii)(F);</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z6ed841318d384f388e280da5616fa989" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(g)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check16" name="Check16"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">A parent holding company or control person in accordance with &#167;240.13d-1(b)(1)(ii)(G) (for CLIG);</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z0472eef465e44dcfa58a8c39675d0b3a" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(h)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check17" name="Check17"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);</td>
              </tr>

          </table>
        </div>
        <div>&#160;</div>
        <div>
          <table id="z4a7a2e01f93b4433a3723cfd0f4886ab" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

              <tr>
                <td style="WIDTH: 72pt"></td>
                <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(i)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;<a id="Check18" name="Check18"></a></td>
                <td style="width: auto; vertical-align: top; text-align: left;">A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the
                  Investment Company Act of 1940 (15 U.S.C. 80a-3);</td>
              </tr>

          </table>
        </div>
        <div>
          <div>&#160;</div>
          <div>
            <table id="z833c9cc86ffa4e04958783304d8ea125" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr>
                  <td style="WIDTH: 72pt"></td>
                  <td style="WIDTH: 21.5pt; VERTICAL-ALIGN: top; align: right">(j)<font style="FONT-SIZE: 1px; WIDTH: 21.5pt; DISPLAY: inline-block">&#160;</font></td>
                  <td style="WIDTH: 18.7pt; VERTICAL-ALIGN: top; align: right">&#9744;</td>
                  <td style="width: auto; vertical-align: top; text-align: left;">Group, in accordance with &#167;240.13d-1(b)(1)(ii)(J).</td>
                </tr>

            </table>
          </div>
          <div>&#160;</div>
        </div>
        <div>&#160;</div>
      </div>
      <div>&#160;</div>
      <div>
        <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both">
          <div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">
            <hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
          </div>
        </div>
        <div style="page-break-after: always; font-weight: bold;">
          <div style="text-align: center;">
            <div>
              <table id="za5188f3f017a4396b3bd2bf3e590cd6c" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" border="0" cellpadding="5" cellspacing="0">

                  <tr>
                    <td style="BORDER-TOP: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
                      <div style="TEXT-ALIGN: left">CUSIP No.&#160; 42804T106</div>
                    </td>
                    <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
                      <div style="TEXT-ALIGN: center">13G</div>
                    </td>
                    <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold">
                      <div style="TEXT-ALIGN: right">Page&#160;5 of&#160;6 Pages&#160; </div>
                    </td>
                  </tr>

              </table>
            </div>
            <div style="font-weight: bold;">&#160;</div>
          </div>
          <div style="text-align: center;">&#160;</div>
          <div style="text-align: center;">&#160;</div>
          <div>
            <table id="z81e19e9fa7e4483cbed2f92a709b86e2" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="WIDTH: 72pt; VERTICAL-ALIGN: top; align: right">
                    <div style="font-weight: bold; text-align: left;">Item 4.</div>
                  </td>
                  <td style="WIDTH: auto; VERTICAL-ALIGN: top; align: left">
                    <div style="font-weight: bold; text-align: left;">Ownership.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div>&#160;&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">(a)&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Amount beneficially owned:</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt; text-indent: 36pt;">175,000</div>

<div style="font-weight: normal; margin-left: 72pt; text-indent: 36pt">&nbsp;</div>

<div style="font-weight: normal; margin-left: 72pt; text-indent: 36pt"></div>

          </div>
          <div style="font-weight: normal; margin-left: 72pt;">(b)&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Percent of class:</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt; text-indent: 36pt;">2.9%</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">(c)&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; Number of shares as to which such person has:</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt; text-indent: 36pt;"><font style="font-weight: normal;">(i)</font><font style="width: 36pt; font-weight: normal; display: inline-block;">&#160;</font><font style="font-weight: normal;">&#160; Sole
              power to vote or to direct the vote:&#160;&#160; &#160;175,000</font></div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt; text-indent: 36pt;"><font style="font-weight: normal;">(ii)</font><font style="width: 36pt; font-weight: normal; display: inline-block;">&#160;</font><font style="font-weight: normal;">&#160;Shared
              power to vote or to direct the vote:&#160;&#160;&#160;<font style="font-weight: normal;"> </font></font><font style="font-weight: normal;">0</font></div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt; text-indent: 36pt;"><font style="font-weight: normal;">(iii)</font><font style="width: 36pt; font-weight: normal; display: inline-block;">&#160;</font><font style="font-weight: normal;">Sole power
              to dispose or to direct the disposition of:&#160; &#160; 175,000</font></div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt; text-indent: 36pt;"><font style="font-weight: normal;">(iv)</font><font style="width: 36pt; font-weight: normal; display: inline-block;">&#160;</font><font style="font-weight: normal;">Shared
              power to dispose or to direct the disposition of:&#160;&#160;<font style="font-weight: normal;">&#160; </font></font><font style="font-weight: normal;">0</font></div>
          <div style="margin-left: 72pt; text-indent: 36pt;">&#160;</div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div>
            <table id="z04f5dda0468b4cd285115b42de00ec4c" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr>
                  <td style="width: 72pt; vertical-align: top; font-weight: bold; align: right;">Item 5.</td>
                  <td style="width: auto; vertical-align: top; font-weight: bold; text-align: left;">Ownership of Five Percent or Less of a Class.</td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">
            <div>
              <p style="margin: 0; font: 10pt Times New Roman, Times, Serif">If this statement is being filed to report the fact
that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of
securities, check the following &#9746;.</p>


<div style="line-height: 1.15;">&nbsp;</div>

<div style="line-height: 1.15"></div>
            </div>
            <div></div>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div>
            <table id="zb1e96ef543ec4d9f90c6605da7813388" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="width: 72pt; vertical-align: top; font-weight: bold; align: right;">
                    <div>Item 6.</div>
                  </td>
                  <td style="width: auto; vertical-align: top; font-weight: bold; align: left;">
                    <div>Ownership of More than Five Percent on Behalf of Another Person.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div>&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">
            <div>
              <div style="line-height: 1.15;">Not applicable.</div>
            </div>
            <div>&#160;</div>
          </div>
          <div>&#160;</div>
          <div>
            <table id="z98aa6002e8f4446981d402772f5d0c7f" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="width: 72pt; vertical-align: top; font-weight: bold; align: right;">
                    <div>Item 7.</div>
                  </td>
                  <td style="width: auto; vertical-align: top; font-weight: bold; align: left;">
                    <div>Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">Not applicable.</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div>
            <table id="za7ddfbb004b24371a622922f6225e8ec" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="width: 72pt; vertical-align: top; align: right;">
                    <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left">Item 8.</div>
                  </td>
                  <td style="width: auto; vertical-align: top; align: left;">
                    <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left">Identification and Classification of Members of the Group.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">Not applicable.</div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div>
            <table id="zc65b8d3185bb49d281ead35126f95d69" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="width: 72pt; vertical-align: top; align: right;">
                    <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left">Item 9.</div>
                  </td>
                  <td style="width: auto; vertical-align: top; align: left;">
                    <div style="FONT-WEIGHT: bold; TEXT-ALIGN: left">Notice of Dissolution of Group.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">Not applicable.</div>
          <div style="font-weight: normal; margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div>
            <table id="zbbba5651f5dd4625a8765a5bb3837888" class="DSPFListTable" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" cellpadding="0" cellspacing="0">

                <tr style="VERTICAL-ALIGN: top">
                  <td style="width: 72pt; vertical-align: top; align: right;">
                    <div style="TEXT-ALIGN: left"><font style="FONT-WEIGHT: bold">Item 10</font>.</div>
                  </td>
                  <td style="width: auto; vertical-align: top; align: left;">
                    <div style="TEXT-ALIGN: left"><font style="FONT-WEIGHT: bold">Certification</font>.</div>
                  </td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="font-weight: normal; margin-left: 72pt;">
            <div>
              <div style="line-height: 1.15;">By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are
                held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection
                with or as a participant in any transaction having that purpose or effect.</div>
            </div>
            <div>&#160;</div>
          </div>
          <div id="DSPFPageBreakArea" style="MARGIN-BOTTOM: 10pt; MARGIN-TOP: 10pt; CLEAR: both">
            <div id="DSPFPageBreak" style="PAGE-BREAK-AFTER: always">
              <hr style="BORDER-LEFT-WIDTH: 0px; HEIGHT: 2px; BORDER-RIGHT-WIDTH: 0px; WIDTH: 100%; BORDER-BOTTOM-WIDTH: 0px; COLOR: #000000; CLEAR: both; MARGIN: 4px 0px; BORDER-TOP-WIDTH: 0px; BACKGROUND-COLOR: #000000" noshade="noshade">
            </div>
          </div>
          <div style="font-weight: normal;">
            <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;">
              <table id="zd3003e0737104a87adeac0bf0629c173" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%" border="0" cellpadding="5" cellspacing="0">

                  <tr>
                    <td style="BORDER-TOP: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
                      <div style="TEXT-ALIGN: left">CUSIP No.&#160; 42804T106</div>
                    </td>
                    <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold; BORDER-LEFT: #000000 2px solid">
                      <div style="TEXT-ALIGN: center">13G</div>
                    </td>
                    <td style="BORDER-TOP: #000000 2px solid; BORDER-RIGHT: #000000 2px solid; WIDTH: 33.33%; BORDER-BOTTOM: #000000 2px solid; FONT-WEIGHT: bold">
                      <div style="TEXT-ALIGN: right">Page&#160;6 of&#160;6 Pages&#160; </div>
                    </td>
                  </tr>

              </table>
            </div>
            <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;">&#160;</div>
            <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;">&#160;</div>
            <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;">&#160;</div>
            <div style="font-variant: normal; font-weight: bold; font-style: normal; text-align: center;"><u>SIGNATURE</u></div>
            <div><br>
            </div>
            <div style="text-indent: 36pt;"><p style="font: 10pt Times New Roman, Times, Serif; margin: 0; text-indent: 40pt">After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and correct.</p>


</div>
            <div>&#160;</div>
            <div><br>
            </div>
            <div>&#160;</div>
            <div>Dated: &#160; October 9, 2020</div>
          </div>
          <div style="font-weight: normal;">&#160;</div>
          <div style="font-weight: normal;">
          </div>
          <div style="font-weight: normal;">&#160;</div>
          <div style="font-weight: normal;">&#160;</div>
          <div style="font-weight: normal;">&#160;</div>
          <div style="font-weight: normal;">
            <table id="cab75116b78446208c790da7c6a30c3d" style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', Times, serif; WIDTH: 100%; BORDER-COLLAPSE: separate" border="0" cellpadding="0" cellspacing="0">

                <tr>
                  <td style="WIDTH: 50%" valign="top">&#160;</td>
                  <td style="WIDTH: 38%" colspan="2" valign="top">
                    <div style="font-weight: bold; text-align: left;">
                      <div>CITY OF LONDON INVESTMENT MANAGEMENT COMPANY LIMITED</div>
                      <br>
                    </div>
                  </td>
                  <td style="WIDTH: 12%" valign="top">&#160;</td>
                </tr>
                <tr>
                  <td style="WIDTH: 50%" valign="top">&#160;</td>
                  <td style="WIDTH: 3%" valign="top">&#160;</td>
                  <td style="WIDTH: 35%" valign="top">&#160;</td>
                  <td style="WIDTH: 12%" valign="top">&#160;</td>
                </tr>
                <tr>
                  <td style="WIDTH: 50%; PADDING-BOTTOM: 2px" align="left" valign="top"></td>
                  <td style="WIDTH: 3%; PADDING-BOTTOM: 2px" valign="top">
                    <div style="TEXT-ALIGN: left">By: </div>
                  </td>
                  <td style="WIDTH: 35%; BORDER-BOTTOM: #000000 2px solid" align="left" nowrap="nowrap" valign="top">/s/&#160;Jocelyn Inger</td>
                  <td style="WIDTH: 12%; PADDING-BOTTOM: 2px" valign="top">&#160;</td>
                </tr>
                <tr style="HEIGHT: 13px">
                  <td style="WIDTH: 50%" valign="top">&#160;</td>
                  <td style="WIDTH: 3%" valign="top">&#160;</td>
                  <td style="WIDTH: 35%" align="left" nowrap="nowrap" valign="bottom">Name:&#160; Jocelyn Inger</td>
                  <td style="WIDTH: 12%" valign="top">&#160;</td>
                </tr>
                <tr>
                  <td style="WIDTH: 50%" valign="top">&#160;</td>
                  <td style="WIDTH: 3%" valign="top">&#160;</td>
                  <td style="WIDTH: 35%" valign="top">Title:&#160;&#160;&#160;&nbsp;Chief Compliance Officer-US</td>
                  <td style="WIDTH: 12%" valign="top">&#160;</td>
                </tr>
                <tr>
                  <td style="WIDTH: 50%" valign="top">&#160;</td>
                  <td style="WIDTH: 3%" valign="top">&#160;</td>
                  <td style="WIDTH: 35%" valign="top">&#160;</td>
                  <td style="WIDTH: 12%" valign="top">&#160;</td>
                </tr>

            </table>
          </div>
          <div style="margin-left: 72pt;">
            <div>&#160;</div>
            <div>&#160;</div>
            <div>&#160;</div>
            <div>&#160;</div>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div style="margin-left: 72pt;"><br>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
          <div><br>
          </div>
          <div style="margin-left: 72pt;"><br>
          </div>
          <div style="margin-left: 72pt;"><br>
          </div>
          <div style="margin-left: 72pt;">&#160;</div>
        </div>
      </div>
    </div>
  </div>
</body>
</html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
