<SEC-DOCUMENT>0001013228-16-003315-index.html : 20160210 <SEC-HEADER>0001013228-16-003315.hdr.sgml : 20160210 <ACCEPTANCE-DATETIME>20160210125313 ACCESSION NUMBER: 0001013228-16-003315 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88002 FILM NUMBER: 161404273 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 26TH FLOOR SUITE C CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Advisors Asset Management, Inc. CENTRAL INDEX KEY: 0001297376 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 18925 BASE CAMP ROAD CITY: MONUMENT STATE: CO ZIP: 80132 BUSINESS PHONE: 719-488-8251 MAIL ADDRESS: STREET 1: 18925 BASE CAMP ROAD CITY: MONUMENT STATE: CO ZIP: 80132 FORMER COMPANY: FORMER CONFORMED NAME: Fixed Income Securities, Inc. DATE OF NAME CHANGE: 20080207 FORMER COMPANY: FORMER CONFORMED NAME: Fixed Income Securities LP DATE OF NAME CHANGE: 20040715 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13G <SEQUENCE>1 <FILENAME>aam-sc13g_CMFN-0001578348.txt <DESCRIPTION>SCHEDULE 13G <TEXT> Document 1 - file: aam-sc13g_CMFN-0001578348.txt
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