<SEC-DOCUMENT>0001193125-19-184337-index.html : 20190627 <SEC-HEADER>0001193125-19-184337.hdr.sgml : 20190627 <ACCEPTANCE-DATETIME>20190627162002 ACCESSION NUMBER: 0001193125-19-184337 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20190621 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CM Finance Inc CENTRAL INDEX KEY: 0001578348 IRS NUMBER: 462883380 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-01054 FILM NUMBER: 19925537 BUSINESS ADDRESS: STREET 1: 66 EAST 55TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-388-5813 MAIL ADDRESS: STREET 1: 66 EAST 55TH STREET STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>d666182d8k.htm <DESCRIPTION>CM FINANCE INC <TEXT> Document 1 - file: d666182d8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.1 <SEQUENCE>2 <FILENAME>d666182dex99101.htm <DESCRIPTION>SECOND AMENDED AND RESTATED REVOLVING CREDIT NOTE AGREEMENT <TEXT> Document 2 - file: d666182dex99101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.2 <SEQUENCE>3 <FILENAME>d666182dex99102.htm <DESCRIPTION>SIXTH SUPPLEMENTAL INDENTURE WITH AN ATTACHED SIXTH AMENDED AND RESTATED <TEXT> Document 3 - file: d666182dex99102.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.3 <SEQUENCE>4 <FILENAME>d666182dex99103.htm <DESCRIPTION>AMENDMENT AGREEMENT BY AND AMONG CM SPV, CMIP AND U.S. BANK <TEXT> Document 4 - file: d666182dex99103.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.4 <SEQUENCE>5 <FILENAME>d666182dex99104.htm <DESCRIPTION>CONTRIBUTION AGREEMENT BETWEEN THE COMPANY AND CM SPV <TEXT> Document 5 - file: d666182dex99104.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.5 <SEQUENCE>6 <FILENAME>d666182dex99105.htm <DESCRIPTION>TOTAL RETURN SWAP TRANSACTION CONFIRMATION LETTER AGREEMENT <TEXT> Document 6 - file: d666182dex99105.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.6 <SEQUENCE>7 <FILENAME>d666182dex99106.htm <DESCRIPTION>GLOBAL MASTER REPURCHASE AGREEMENT AND ANNEXES THERETO (THE "GMRA") <TEXT> Document 7 - file: d666182dex99106.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.7 <SEQUENCE>8 <FILENAME>d666182dex99107.htm <DESCRIPTION>CONFIRMATION UNDER THE GMRA WITH RESPECT TO THE CLASS A-1 NOTES <TEXT> Document 8 - file: d666182dex99107.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.8 <SEQUENCE>9 <FILENAME>d666182dex99108.htm <DESCRIPTION>CONFIRMATION UNDER THE GMRA WITH RESPECT TO THE REVOLVING <TEXT> Document 9 - file: d666182dex99108.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.9 <SEQUENCE>10 <FILENAME>d666182dex99109.htm <DESCRIPTION>SUBSCRIPTION AGREEMENT WITH RESPECT TO THE CLASS A-2 NOTES SALE <TEXT> Document 10 - file: d666182dex99109.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.10 <SEQUENCE>11 <FILENAME>d666182dex991010.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, BETWEEN CM SPV AND THE PLACEMENT AGENT <TEXT> Document 11 - file: d666182dex991010.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.10.11 <SEQUENCE>12 <FILENAME>d666182dex991011.htm <DESCRIPTION>SECOND AMENDED AND RESTATED ACCOUNT CONTROL AGREEMENT <TEXT> Document 12 - file: d666182dex991011.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>g666182dsp259.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 13 - file: g666182dsp259.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>g666182dsp427.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 14 - file: g666182dsp427.jpg
</DOCUMENT> </SEC-DOCUMENT>