<SEC-DOCUMENT>0000061004-13-000134.txt : 20131119
<SEC-HEADER>0000061004-13-000134.hdr.sgml : 20131119
<ACCEPTANCE-DATETIME>20131119160227
ACCESSION NUMBER:		0000061004-13-000134
CONFORMED SUBMISSION TYPE:	10-Q/A
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20130930
FILED AS OF DATE:		20131119
DATE AS OF CHANGE:		20131119

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			LGL GROUP INC
		CENTRAL INDEX KEY:			0000061004
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRONIC COMPONENTS, NEC [3679]
		IRS NUMBER:				381799862
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		10-Q/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-00106
		FILM NUMBER:		131230032

	BUSINESS ADDRESS:	
		STREET 1:		2525 SHADER ROAD
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32804
		BUSINESS PHONE:		(407) 298-2000

	MAIL ADDRESS:	
		STREET 1:		2525 SHADER ROAD
		CITY:			ORLANDO
		STATE:			FL
		ZIP:			32804

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	LYNCH CORP
		DATE OF NAME CHANGE:	19920703
</SEC-HEADER>
<DOCUMENT>
<TYPE>10-Q/A
<SEQUENCE>1
<FILENAME>lgl10q_amend_no2.htm
<DESCRIPTION>LGL 20130930 10Q AMENDMENT NO. 2
<TEXT>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">UNITED STATES</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">SECURITIES &amp; EXCHANGE COMMISSION</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">WASHINGTON, D.C. 20549</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">FORM 10-Q/A</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">(Amendment No. 2)</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">(Mark One)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings; TEXT-ALIGN: left">x</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">For the quarterly period ended <font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><u>September 30, 2013</u></font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">OR</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings; TEXT-ALIGN: left">o</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">For the transition period from ____________ to ____________</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Commission File No. <font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"><u>1-106</u></font></div>

<div style="FONT-SIZE: 12pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">THE LGL GROUP, INC.</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(Exact Name of Registrant as Specified in Its Charter)</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Delaware</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">38-1799862</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(State or Other Jurisdiction of</div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Incorporation or Organization)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(I.R.S. Employer Identification No.)</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">2525 Shader Rd., Orlando, Florida</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">32804</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(Address of principal executive offices)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(Zip Code)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(407) 298-2000</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(Registrant's telephone number, including area code)</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: top; BORDER-BOTTOM: #000000 2px solid; WIDTH: 53.58%">
<div>&#160;</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">(Former name, former address, and former fiscal year if changed since last report)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Yes <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">x</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">No <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>
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<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; MARGIN-RIGHT: 22.3pt; TEXT-INDENT: 17.3pt">Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">No <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>
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<div style="MARGIN-BOTTOM: 12pt; FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; TEXT-INDENT: 18pt">Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. &#160;See the definitions of "large accelerated filer," "accelerated filer" and "smaller reporting company" in Rule 12b-2 of the Exchange Act. &#160;(Check one):</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Large accelerated filer <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Accelerated filer <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: top; WIDTH: 38.53%">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Non-accelerated filer <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>

<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">(Do not check if a smaller reporting company)</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Smaller reporting company <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">x</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).</div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Yes <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">o</font></div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">No <font style="FONT-SIZE: 8pt; FONT-FAMILY: Wingdings">x</font></div>
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<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">Indicate the number of shares outstanding of each of the issuer's classes of common stock, as<font style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif"> of the latest practicable date.</font></div>

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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Class</div>
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<div>&#160;</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Outstanding at November 12, 2013</div>
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<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Common Stock, $0.01 par value</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 12.32%">
<div>&#160;</div>
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<td style="BORDER-TOP: #000000 0.5pt solid; VERTICAL-ALIGN: bottom; WIDTH: 42.65%">
<div style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">2,581,145</div>
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</div>

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<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">EXPLANATORY NOTE</div>

<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">This Amendment No. 2 (this "Amendment") to the Quarterly Report on Form 10-Q of The LGL Group, Inc. (the "Company") for the quarter ended September 30, 2013, originally filed with the U.S. Securities and Exchange Commission (the "SEC") on November 14, 2013, and amended on November 15, 2013 (as amended, the "Original Filing"), is being filed to correct the number of shares outstanding on the cover page of the Original Filing, which number was stated incorrectly as a result of a typographical error, and to include new certifications pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended.</div>

<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">Except as described above, this Amendment does not modify or update the disclosures presented in, or exhibits to, the Original Filing in any way. &#160;This Amendment speaks as of the date of the Original Filing and does not reflect events occurring after the filing of the Original Filing. &#160;Accordingly, this Amendment should be read in conjunction with the Original Filing, as well as any other filings made by the Company with the SEC pursuant to Section 13(a) or 15(d) of Securities Exchange Act of 1934, as amended, subsequent to the filing of the Original Filing.</div>

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<div id="DSPFPageNumberArea" style="FONT-SIZE: 8pt; FONT-FAMILY: 'Times New Roman', Times, Serif; TEXT-ALIGN: center">1</div>

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<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">PART II</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">OTHER INFORMATION</div>

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<div style="MARGIN-BOTTOM: 12pt; TEXT-ALIGN: left"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">Item 6.</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5.22pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold">Exhibits.</font></div>
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<div style="MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">The following is a list of exhibits filed as part of this Form 10-Q:</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Exhibit No.</div>
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<div>&#160;</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">Description</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 11.13%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 88.87%">
<div>&#160;</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">31.1</div>
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<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*</div>
</td>
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<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">31.2</div>
</td>
<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.*</div>
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<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">32.1</div>
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<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Certification of the Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">32.2</div>
</td>
<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">Certification of the Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.**</div>
</td>
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<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.INS</div>
</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Instance Document***</div>
</td>
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<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.SCH</div>
</td>
<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Taxonomy Extension Schema Document***</div>
</td>
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<tr>
<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.CAL</div>
</td>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Taxonomy Extension Calculation Linkbase Document***</div>
</td>
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<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.DEF</div>
</td>
<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Taxonomy Extension Definition Linkbase Document***</div>
</td>
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<tr>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.LAB</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Taxonomy Extension Label Linkbase Document***</div>
</td>
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<tr>
<td style="VERTICAL-ALIGN: top; WIDTH: 11.13%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">101.PRE</div>
</td>
<td style="VERTICAL-ALIGN: top; WIDTH: 88.87%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">XBRL Taxonomy Extension Presentation Linkbase Document***</div>
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<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">____________</div>

<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">* Filed herewith</div>

<div style="MARGIN-BOTTOM: 6pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">** <font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">Previously filed with Amendment No. 1 to the Quarterly Report on Form 10-Q for the period ended September 30, 2013, filed with the SEC on November 15, 2013.</font></div>

<div style="MARGIN-BOTTOM: 12pt; TEXT-ALIGN: left"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">***</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5.14pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">Previously filed with Amendment No. 1 to the Quarterly Report on Form 10-Q for the period ended September 30, 2013, filed with the SEC on November 15, 2013. </font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">&#160;</font>Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed as part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, or Section 18 of the Exchange Act and otherwise are not subject to liability under those sections.</font></div>

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<div style="MARGIN-BOTTOM: 12pt; FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; FONT-WEIGHT: bold; TEXT-ALIGN: center">SIGNATURES</div>

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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; TEXT-INDENT: 18pt">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.</div>

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<div>&#160;</div>
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<div>&#160;</div>
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<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify; TEXT-INDENT: 5.25pt">THE LGL GROUP, INC.</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div>&#160;</div>
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<div style="TEXT-ALIGN: justify"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">Date:</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5.14pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">November 19, 2013</font></div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">By:</div>
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<td style="VERTICAL-ALIGN: bottom; BORDER-BOTTOM: #000000 2px solid; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">/s/ Gregory P. Anderson</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Gregory P. Anderson</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">President and Chief Executive Officer</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">(Principal Executive Officer)</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div>&#160;</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div>&#160;</div>
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<div style="TEXT-ALIGN: justify"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">Date:</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5.24pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">November 19, 2013</font></div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">By:</div>
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<td style="VERTICAL-ALIGN: bottom; BORDER-BOTTOM: #000000 2px solid; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">/s/ R. LaDuane Clifton</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
</td>
<td style="BORDER-TOP: #000000 0.5pt solid; VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">R. LaDuane Clifton</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 33.28%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Chief Financial Officer</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">(Principal Financial Officer)</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div>&#160;</div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div>&#160;</div>
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<div style="TEXT-ALIGN: justify"><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">Date:</font><font id="TRGRRTFtoHTMLTab" style="FONT-SIZE: 5.24pt">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</font><font style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif">November 19, 2013</font></div>
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<div>&#160;</div>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">By:</div>
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<td style="VERTICAL-ALIGN: bottom; BORDER-BOTTOM: #000000 2px solid; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">/s/ James L. Williams</div>
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<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
</td>
<td style="BORDER-TOP: #000000 0.5pt solid; VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">James L. Williams</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Corporate Controller</div>

<div style="FONT-SIZE: 10pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">(Principal Accounting Officer)</div>
</td>
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<td style="VERTICAL-ALIGN: bottom; WIDTH: 33.28%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 16.72%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 6.38%">
<div>&#160;</div>
</td>
<td style="VERTICAL-ALIGN: bottom; WIDTH: 43.62%">
<div>&#160;</div>
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<DOCUMENT>
<TYPE>EX-31.1
<SEQUENCE>2
<FILENAME>lgl10q_amend_no2_exh31.1.htm
<DESCRIPTION>EXHIBIT 31.1
<TEXT>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left">EXHIBIT 31.1</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">I, Gregory P. Anderson, certify that:</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">I have reviewed this quarterly report on Form 10-Q/A of The LGL Group, Inc. for the quarterly period ended September 30, 2013;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; MARGIN-LEFT: 43.5pt">(a)</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;</div>
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<div><br>
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<div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; MARGIN-LEFT: 43.5pt">(b)</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;</div>
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<div><br>
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<div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; MARGIN-LEFT: 43.5pt">(c)</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and</div>
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<div><br>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: left; MARGIN-LEFT: 43.5pt">(d)</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">&#160;Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and</div>
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</div>

<div><br>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">November 19, 2013</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">/s/ Gregory P. Anderson</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Gregory P. Anderson</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">President and Chief Executive Officer</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">(Principal Executive Officer)</div>
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<DOCUMENT>
<TYPE>EX-31.2
<SEQUENCE>3
<FILENAME>lgl10q_amend_no2_exh31.2.htm
<DESCRIPTION>EXHIBIT 31.2
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">EXHIBIT 31.2</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: center">PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">I, R. LaDuane Clifton, certify that:</div>

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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">I have reviewed this quarterly report on Form 10-Q/A of The LGL Group, Inc. for the quarterly period ended September 30, 2013;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">&#160;Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter (the registrant's fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">The registrant's other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize and report financial information; and</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">November 19, 2013</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">/s/ R. LaDuane Clifton</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">R. LaDuane Clifton</div>
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<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">Chief Financial Officer</div>

<div style="FONT-SIZE: 9pt; FONT-FAMILY: 'Times New Roman', serif; TEXT-ALIGN: justify">(Principal Financial Officer)</div>
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