<SEC-DOCUMENT>0001683168-21-000551-index.html : 20210212 <SEC-HEADER>0001683168-21-000551.hdr.sgml : 20210212 <ACCEPTANCE-DATETIME>20210212173100 ACCESSION NUMBER: 0001683168-21-000551 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 69 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivakor, Inc. CENTRAL INDEX KEY: 0001450704 STANDARD INDUSTRIAL CLASSIFICATION: REFUSE SYSTEMS [4953] IRS NUMBER: 262178141 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-250011 FILM NUMBER: 21630018 BUSINESS ADDRESS: STREET 1: 7700 IRVINE CENTER DRIVE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 887-6890 MAIL ADDRESS: STREET 1: 7700 IRVINE CENTER DRIVE STREET 2: SUITE 800 CITY: IRVINE STATE: CA ZIP: 92618 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>vivakor_s1a2.htm <DESCRIPTION>AMENDMENT #2 TO FORM S-1 <TEXT> Document 1 - file: vivakor_s1a2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>2 <FILENAME>vivakor_ex0402.htm <DESCRIPTION>FORM OF CONVERTIBLE PROMISSORY NOTE (2013) <TEXT> Document 2 - file: vivakor_ex0402.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>3 <FILENAME>vivakor_ex0403.htm <DESCRIPTION>FORM OF CONVERTIBLE PROMISSORY NOTE <TEXT> Document 3 - file: vivakor_ex0403.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.4 <SEQUENCE>4 <FILENAME>vivakor_ex0404.htm <DESCRIPTION>PAYROLL PROTECTION PROGRAM LOAN WITH CHASE BANK <TEXT> Document 4 - file: vivakor_ex0404.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.5 <SEQUENCE>5 <FILENAME>vivakor_ex0405.htm <DESCRIPTION>PAYROLL PROTECTION PROGRAM LOAN WITH BLUE RIDGE BANK <TEXT> Document 5 - file: vivakor_ex0405.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.6 <SEQUENCE>6 <FILENAME>vivakor_ex0406.htm <DESCRIPTION>SMALL BUSINESS ASSOCIAION LOAN <TEXT> Document 6 - file: vivakor_ex0406.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.10 <SEQUENCE>7 <FILENAME>vivakor_ex1010.htm <DESCRIPTION>SUB-CONTRACT AGREEMENT FOR REMEDIATION OF OILY SLUDGE MATERIAL IN KOC SEK FIELDS <TEXT> Document 7 - file: vivakor_ex1010.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.11 <SEQUENCE>8 <FILENAME>vivakor_ex1011.htm <DESCRIPTION>TERI SUB-CONTRACT AGREEMENT <TEXT> Document 8 - file: vivakor_ex1011.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.12 <SEQUENCE>9 <FILENAME>vivakor_ex1012.htm <DESCRIPTION>OPTION AGREEMENT <TEXT> Document 9 - file: vivakor_ex1012.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.13 <SEQUENCE>10 <FILENAME>vivakor_ex1013.htm <DESCRIPTION>FIRST AMENDMENT TO OPTION AGREEMENT <TEXT> Document 10 - file: vivakor_ex1013.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.14 <SEQUENCE>11 <FILENAME>vivakor_ex1014.htm <DESCRIPTION>SECOND AMENDMENT TO OPTION AGREEMENT <TEXT> Document 11 - file: vivakor_ex1014.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.15 <SEQUENCE>12 <FILENAME>vivakor_ex1015.htm <DESCRIPTION>INTELLECTUAL PROPERTY LICENSE AGREEMENT <TEXT> Document 12 - file: vivakor_ex1015.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.16 <SEQUENCE>13 <FILENAME>vivakor_ex1016.htm <DESCRIPTION>OPERATING AGREEMENT VV UTSI <TEXT> Document 13 - file: vivakor_ex1016.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.17 <SEQUENCE>14 <FILENAME>vivakor_ex1017.htm <DESCRIPTION>REVISED RESTATED WORKING INTEREST AGREEMENT <TEXT> Document 14 - file: vivakor_ex1017.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.18 <SEQUENCE>15 <FILENAME>vivakor_ex1018.htm <DESCRIPTION>AMENDMENT TO RESTATED WORKING INTEREST AGREEMENT <TEXT> Document 15 - file: vivakor_ex1018.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.19 <SEQUENCE>16 <FILENAME>vivakor_ex1019.htm <DESCRIPTION>OPERATING AGREEMENT VV RII <TEXT> Document 16 - file: vivakor_ex1019.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.20 <SEQUENCE>17 <FILENAME>vivakor_ex1020.htm <DESCRIPTION>RESTATED WORKING INTEREST AGREEMENT <TEXT> Document 17 - file: vivakor_ex1020.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.21 <SEQUENCE>18 <FILENAME>vivakor_ex1021.htm <DESCRIPTION>ARTICLES OF ASSOCIATION <TEXT> Document 18 - file: vivakor_ex1021.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.22 <SEQUENCE>19 <FILENAME>vivakor_ex1022.htm <DESCRIPTION>LLC AGREEMENT OF IMX <TEXT> Document 19 - file: vivakor_ex1022.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.23 <SEQUENCE>20 <FILENAME>vivakor_ex1023.htm <DESCRIPTION>LLC AGREEMENT OF RPC DESIGN <TEXT> Document 20 - file: vivakor_ex1023.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.24 <SEQUENCE>21 <FILENAME>vivakor_ex1024.htm <DESCRIPTION>LLC AGREEMENT OF VIVA WEALTH <TEXT> Document 21 - file: vivakor_ex1024.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.25 <SEQUENCE>22 <FILENAME>vivakor_ex1025.htm <DESCRIPTION>LLC AGREEMENT OF VOF <TEXT> Document 22 - file: vivakor_ex1025.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.26 <SEQUENCE>23 <FILENAME>vivakor_ex1026.htm <DESCRIPTION>AGREEMENT REGARDING ASSETS <TEXT> Document 23 - file: vivakor_ex1026.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.27 <SEQUENCE>24 <FILENAME>vivakor_ex1027.htm <DESCRIPTION>AMENDMENT TO AGREEMENT <TEXT> Document 24 - file: vivakor_ex1027.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>25 <FILENAME>vivakor_ex2301.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 25 - file: vivakor_ex2301.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>optionagr_image1.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 26 - file: optionagr_image1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>image_025.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 27 - file: image_025.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>image_026.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 28 - file: image_026.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>image_029.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 29 - file: image_029.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>image_030.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 30 - file: image_030.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>image_031.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 31 - file: image_031.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>image_032.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 32 - file: image_032.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>image_033.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 33 - file: image_033.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>image_034.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 34 - file: image_034.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>image_035.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 35 - file: image_035.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>image_036.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 36 - file: image_036.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>image_037.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 37 - file: image_037.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>image_038.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 38 - file: image_038.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>image_039.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 39 - file: image_039.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>image_040.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 40 - file: image_040.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>image_041.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 41 - file: image_041.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>image_042.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 42 - file: image_042.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>image_043.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 43 - file: image_043.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>image_044.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 44 - file: image_044.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>image_045.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 45 - file: image_045.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>image_046.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 46 - file: image_046.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>image_047.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 47 - file: image_047.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>image_048.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 48 - file: image_048.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>image_049.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 49 - file: image_049.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>image_050.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 50 - file: image_050.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>image_051.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 51 - file: image_051.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>image_052.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 52 - file: image_052.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>logo.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 53 - file: logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>cover4.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 54 - file: cover4.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>55 <FILENAME>s1_image021.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 55 - file: s1_image021.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>56 <FILENAME>chart.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 56 - file: chart.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>57 <FILENAME>image_059.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 57 - file: image_059.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>58 <FILENAME>image_058.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 58 - file: image_058.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>59 <FILENAME>image_056.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 59 - file: image_056.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>60 <FILENAME>image_060.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 60 - file: image_060.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>61 <FILENAME>image_061.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 61 - file: image_061.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>62 <FILENAME>image_064.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 62 - file: image_064.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>63 <FILENAME>image_065.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 63 - file: image_065.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>64 <FILENAME>image_009.gif <DESCRIPTION>GRAPHIC <TEXT> Document 64 - file: image_009.gif
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>65 <FILENAME>image_070.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 65 - file: image_070.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>66 <FILENAME>image_071.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 66 - file: image_071.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>67 <FILENAME>image_072.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 67 - file: image_072.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>68 <FILENAME>image_073.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 68 - file: image_073.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>69 <FILENAME>image_077.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 69 - file: image_077.jpg
</DOCUMENT> </SEC-DOCUMENT>