<SEC-DOCUMENT>0001391609-17-000053-index.html : 20170314 <SEC-HEADER>0001391609-17-000053.hdr.sgml : 20170314 <ACCEPTANCE-DATETIME>20170314154515 ACCESSION NUMBER: 0001391609-17-000053 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 5 FILED AS OF DATE: 20170314 DATE AS OF CHANGE: 20170314 EFFECTIVENESS DATE: 20170314 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUUS TOTAL RETURN, INC. CENTRAL INDEX KEY: 0000878932 IRS NUMBER: 760345915 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-216676 FILM NUMBER: 17687992 BUSINESS ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7135290900 MAIL ADDRESS: STREET 1: EIGHT GREENWAY PLAZA STREET 2: SUITE 930 CITY: HOUSTON STATE: TX ZIP: 77046 FORMER COMPANY: FORMER CONFORMED NAME: EQUUS II INC DATE OF NAME CHANGE: 19970422 </SEC-HEADER> <DOCUMENT> <TYPE>S-8 <SEQUENCE>1 <FILENAME>s8_equus31417.htm <DESCRIPTION>FORM S-8 <TEXT> Document 1 - file: s8_equus31417.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>2 <FILENAME>ex5_1opinion.htm <DESCRIPTION>OPINION OF JENNER & BLOCK LP <TEXT> Document 2 - file: ex5_1opinion.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>ex10_1equityincentiveplan.htm <DESCRIPTION>EQUITY INCENTIVE PLAN <TEXT> Document 3 - file: ex10_1equityincentiveplan.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.2 <SEQUENCE>4 <FILENAME>ex23_2consent.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 4 - file: ex23_2consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>5 <FILENAME>image_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 5 - file: image_002.jpg
</DOCUMENT> </SEC-DOCUMENT>