<SEC-DOCUMENT>0001078782-17-000179.txt : 20170214
<SEC-HEADER>0001078782-17-000179.hdr.sgml : 20170214
<ACCEPTANCE-DATETIME>20170213184620
ACCESSION NUMBER:		0001078782-17-000179
CONFORMED SUBMISSION TYPE:	8-A12B
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20170214
DATE AS OF CHANGE:		20170213

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SIGMA LABS, INC.
		CENTRAL INDEX KEY:			0000788611
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
		IRS NUMBER:				820404220
		STATE OF INCORPORATION:			NV
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-A12B
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38015
		FILM NUMBER:		17601501

	BUSINESS ADDRESS:	
		STREET 1:		3900 PASEO DEL SOL
		CITY:			SANTE FE
		STATE:			NM
		ZIP:			87507
		BUSINESS PHONE:		(505) 438-2576

	MAIL ADDRESS:	
		STREET 1:		3900 PASEO DEL SOL
		CITY:			SANTE FE
		STATE:			NM
		ZIP:			87507

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FRAMEWAVES INC
		DATE OF NAME CHANGE:	20010130

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	MESSIDOR LTD
		DATE OF NAME CHANGE:	20010122
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-A12B
<SEQUENCE>1
<FILENAME>form8a021017_8a12b.htm
<DESCRIPTION>FORM 8-A
<TEXT>
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<HEAD>
<TITLE>Form 8-A</TITLE>
<META NAME="author" CONTENT="USCourtforms.com">
<META NAME="date" CONTENT="02/10/2017">
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<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 align=center><TR height=0 style="font-size:0"><TD width=172.133 /><TD width=189.067 /><TD width=349.133 /></TR>
<TR><TD style="margin-top:0px" valign=bottom width=710.333 colspan=3><P style="margin:0px; padding-left:1.2px" align=center><B>UNITED STATES</B></P>
<P style="margin:0px; padding-left:1.2px" align=center><B>SECURITIES AND EXCHANGE COMMISSION</B></P>
<P style="margin:0px; padding-left:1.2px" align=center><B>Washington, D.C. 20549</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px" align=center><BR></P>
<P style="margin:0px; padding-left:1.2px; font-size:12pt" align=center><B>FORM 8-A</B></P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px; padding-left:1.2px" align=center><B>FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES</B></P>
<P style="margin:0px; padding-left:1.2px" align=center><B>PURSUANT TO SECTION 12(b) OR (g) OF THE</B></P>
<P style="margin:0px; padding-left:1.2px" align=center><B>SECURITIES EXCHANGE ACT OF 1934</B></P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=710.333 colspan=3><P style="margin:0px"><BR></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; font-size:14pt" align=center><B>Sigma Labs, Inc.</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px" align=center>(Exact name of registrant as specified in its charter)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center><B>Nevada</B></P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=349.133><P style="margin:0px" align=center><B>27-1865814</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center>(State or other jurisdiction of incorporation or organization)</P>
</TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px" align=center>(I.R.S. Employer Identification No.)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center><B>3900 Paseo del Sol, Santa Fe, New Mexico</B></P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=349.133><P style="margin:0px" align=center><B>87507</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center>(Address of principal executive offices)</P>
</TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px" align=center>(Zip Code)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=361.2 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=361.2 colspan=2><P style="margin:0px">Securities to be registered pursuant to Section 12(b) of the Act:</P>
</TD><TD style="margin-top:0px" valign=top width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=361.2 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=top width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=361.2 colspan=2><P style="margin:0px" align=center>Title of each class to be so registered</P>
</TD><TD style="margin-top:0px" valign=top width=349.133><P style="margin:0px" align=center>Name of each exchange on which each class is to be registered</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center><B>Common Stock, par value $0.001 per share</B></P>
</TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px" align=center><B>The NASDAQ Stock Market LLC</B></P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px" align=center><B>Warrants to Purchase Common Stock, </B></P>
<P style="margin:0px" align=center><B>$0.001 par value per share</B></P>
</TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=361.2 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD><TD style="margin-top:0px" valign=bottom width=349.133><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px">If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. <FONT style="margin-bottom:1.333px; padding-top:1.333px; padding-bottom:0px; font-size:6pt; border:1px solid #000000">&nbsp;X </FONT><FONT style="font-size:6pt; color:#FFFFFF">.</FONT></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. <FONT style="margin-bottom:1.333px; padding-top:1.333px; padding-bottom:0px; font-size:6pt; border:1px solid #000000">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT style="font-size:6pt; color:#FFFFFF">.</FONT></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">If this form relates to the registration of a class of securities concurrently with a Regulation A offering, check the following box. <FONT style="margin-bottom:1.333px; padding-top:1.333px; padding-bottom:0px; font-size:6pt; border:1px solid #000000">&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</FONT><FONT style="font-size:6pt; color:#FFFFFF">.</FONT></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px">Securities Act registration statement or Regulation A offering statement file number to which this form relates:</P>
</TD></TR>
<TR><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom width=172.133><P style="margin:0px">333-212735</P>
</TD><TD style="margin-top:0px" valign=bottom width=538.2 colspan=2><P style="margin:0px">(if applicable)</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px">Securities to be registered pursuant to Section 12(g) of the Act: None.</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=710.333 colspan=3><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=top width=710.333 colspan=3><P style="margin:0px" align=center>(Title of class)</P>
</TD></TR>
</TABLE>
<P style="margin:0px" align=center><BR>
<BR></P>
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<P style="margin:0px; page-break-before:always" align=center><BR></P>
<P style="margin:0px" align=center><B>INFORMATION REQUIRED IN REGISTRATION STATEMENT</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><B>Item 1. Description of Registrant&#146;s Securities to be Registered.</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>This registration statement relates to the registration with the Securities and Exchange Commission of shares of Common Stock, par value $0.001 per share (the &#147;Common Stock&#148;), and Warrants to Purchase Common Stock, par value $0.001 per share (the &#147;Warrants&#148;), of Sigma Labs, Inc. (the &#147;Registrant&#148;).</P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px" align=justify><U>Common Stock</U></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>The description of the Common Stock being registered pursuant to this Form 8-A that is set forth under the heading &#147;Description of Our Securities&#148; in the prospectus contained in the Registrant&#146;s Registration Statement on Form S-1 (Registration No. 333-212735), as initially filed with the Securities and Exchange Commission (the &#147;Commission&#148;) on July 28, 2016, and as subsequently amended (the &#147;Registration Statement&#148;), is incorporated by reference into this Form 8-A. &nbsp;</P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px" align=justify><U>Warrants</U></P>
<P style="margin:0px" align=justify><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>The description of the Warrants being registered pursuant to this Form 8-A that is set forth under the heading &#147;Description of Our Securities&#148; in the prospectus contained in the Registrant&#146;s Registration Statement on Form S-1 (Registration No. 333-212735), as initially filed with the Securities and Exchange Commission (the &#147;Commission&#148;) on July 28, 2016, and as subsequently amended (the &#147;Registration Statement&#148;), is incorporated by reference into this Form 8-A. &nbsp;</P>
<P style="margin:0px"><BR></P>
<P style="margin:0px"><B>Item 2. Exhibits.</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>Pursuant to the Instructions as to Exhibits for Form 8-A, no exhibits are required to be filed with this Form 8-A because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered pursuant to this Form 8-A are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.</P>
<P style="margin:0px" align=center><BR></P>
<P style="margin:0px" align=center><B>SIGNATURE</B></P>
<P style="margin:0px"><BR></P>
<P style="margin:0px; text-indent:48px" align=justify>Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.</P>
<P style="margin:0px"><BR></P>
<TABLE style="margin-top:0px; font-size:10pt" cellpadding=0 cellspacing=0 width=100%><TR height=0 style="font-size:0"><TD width=84 /><TD /></TR>
<TR><TD style="margin-top:0px" valign=top width=720 colspan=2><P style="margin:0px; padding:0px">&nbsp;</P></TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=84><P style="margin:0px">(Registrant)</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom><P style="margin:0px">Sigma Labs, Inc.</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=84><P style="margin:0px">Date</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom><P style="margin:0px">February 13, 2017</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=bottom width=84><P style="margin:0px">By</P>
</TD><TD style="margin-top:0px; border-bottom:1px solid #000000" valign=bottom><P style="margin:0px"><I>/s/ Mark J. Cola</I>, President and Chief Executive Officer</P>
</TD></TR>
<TR><TD style="margin-top:0px" valign=top width=720 colspan=2><P style="margin:0px">*Print the name and title of the signing officer under such officer&#146;s signature.</P>
</TD></TR>
</TABLE>
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<P style="margin:0px"><BR>
<BR></P>
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