<SEC-DOCUMENT>0001078782-17-000236-index.html : 20170221 <SEC-HEADER>0001078782-17-000236.hdr.sgml : 20170221 <ACCEPTANCE-DATETIME>20170217202803 ACCESSION NUMBER: 0001078782-17-000236 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 27 CONFORMED PERIOD OF REPORT: 20170215 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement ITEM INFORMATION: Material Modifications to Rights of Security Holders ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170221 DATE AS OF CHANGE: 20170217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA LABS, INC. CENTRAL INDEX KEY: 0000788611 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 820404220 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38015 FILM NUMBER: 17623079 BUSINESS ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 BUSINESS PHONE: (505) 438-2576 MAIL ADDRESS: STREET 1: 3900 PASEO DEL SOL CITY: SANTE FE STATE: NM ZIP: 87507 FORMER COMPANY: FORMER CONFORMED NAME: FRAMEWAVES INC DATE OF NAME CHANGE: 20010130 FORMER COMPANY: FORMER CONFORMED NAME: MESSIDOR LTD DATE OF NAME CHANGE: 20010122 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>f8k021617_8k.htm <DESCRIPTION>FORM 8-K CURRENT REPORT <TEXT> Document 1 - file: f8k021617_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>f8k021617_ex1z1.htm <DESCRIPTION>EXHIBIT 1.1 UNDERWRITING AGREEMENT <TEXT> Document 2 - file: f8k021617_ex1z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>3 <FILENAME>f8k021617_ex3z1.htm <DESCRIPTION>EXHIBIT 3.1 CERTIFICATE OF DESIGNATION <TEXT> Document 3 - file: f8k021617_ex3z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.2 <SEQUENCE>4 <FILENAME>f8k021617_ex3z2.htm <DESCRIPTION>EXHIBIT 3.2 CERTIFICATE OF CHANGE <TEXT> Document 4 - file: f8k021617_ex3z2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.3 <SEQUENCE>5 <FILENAME>f8k021617_ex3z3.htm <DESCRIPTION>EXHIBIT 3.3 BYLAWS <TEXT> Document 5 - file: f8k021617_ex3z3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>6 <FILENAME>f8k021617_ex4z1.htm <DESCRIPTION>EXHIBIT 4.1 WARRANT AGENCY AGREEMENT <TEXT> Document 6 - file: f8k021617_ex4z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>7 <FILENAME>f8k021617_ex4z2.htm <DESCRIPTION>EXHIBIT 4.2 COMMON STOCK PURCHASE WARRANT <TEXT> Document 7 - file: f8k021617_ex4z2.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.3 <SEQUENCE>8 <FILENAME>f8k021617_ex4z3.htm <DESCRIPTION>EXHIBIT 4.3 UNIT PURCHASE OPTION <TEXT> Document 8 - file: f8k021617_ex4z3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>9 <FILENAME>f8k021617_ex10z1.htm <DESCRIPTION>EXHIBIT 10.1 EMPLOYMENT AGREEMENT <TEXT> Document 9 - file: f8k021617_ex10z1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>10 <FILENAME>f8k021617_ex99z1.htm <DESCRIPTION>EXHIBIT 99.1 PRESS RELEASE <TEXT> Document 10 - file: f8k021617_ex99z1.htm
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</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>f8k021617_ex3z1012.jpg <DESCRIPTION>IMAGE <TEXT> Document 22 - file: f8k021617_ex3z1012.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>f8k021617_ex3z1013.jpg <DESCRIPTION>IMAGE <TEXT> Document 23 - file: f8k021617_ex3z1013.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>f8k021617_ex3z2001.jpg <DESCRIPTION>IMAGE <TEXT> Document 24 - file: f8k021617_ex3z2001.jpg
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