<SEC-DOCUMENT>0001104659-21-007580.txt : 20210126
<SEC-HEADER>0001104659-21-007580.hdr.sgml : 20210126
<ACCEPTANCE-DATETIME>20210126140950
ACCESSION NUMBER:		0001104659-21-007580
CONFORMED SUBMISSION TYPE:	SC 13D/A
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20210126
DATE AS OF CHANGE:		20210126

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			RETRACTABLE TECHNOLOGIES INC
		CENTRAL INDEX KEY:			0000946563
		STANDARD INDUSTRIAL CLASSIFICATION:	SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
		IRS NUMBER:				752599762
		STATE OF INCORPORATION:			TX
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		SC 13D/A
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	005-82841
		FILM NUMBER:		21553055

	BUSINESS ADDRESS:	
		STREET 1:		511 LOBO LANE
		CITY:			LITTLE ELM
		STATE:			TX
		ZIP:			75068-0009
		BUSINESS PHONE:		9722941010

	MAIL ADDRESS:	
		STREET 1:		511 LOBO LANE
		CITY:			LITTLE ELM
		STATE:			TX
		ZIP:			75068-0009

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SHAW THOMAS J
		CENTRAL INDEX KEY:			0001174567

	FILING VALUES:
		FORM TYPE:		SC 13D/A

	MAIL ADDRESS:	
		STREET 1:		511 LOBO LANE
		CITY:			LITTLE ELM
		STATE:			TX
		ZIP:			75068
</SEC-HEADER>
<DOCUMENT>
<TYPE>SC 13D/A
<SEQUENCE>1
<FILENAME>tm214105d2_sc13da.htm
<DESCRIPTION>SC 13D/A
<TEXT>
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<P STYLE="margin: 0">&nbsp;</P>

<P STYLE="margin: 0"></P>

<!-- Field: Rule-Page --><DIV STYLE="margin-top: 0; margin-bottom: 0; width: 100%"><DIV STYLE="font-size: 1pt; border-top: Black 2pt solid; border-bottom: Black 1pt solid">&nbsp;</DIV></DIV><!-- Field: /Rule-Page -->

<P STYLE="margin: 0">&nbsp;</P>

<P STYLE="font: 14pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SECURITIES AND EXCHANGE COMMISSION</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Washington, D.C. 20549</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>&nbsp;</B></P>

<P STYLE="font: 14pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>SCHEDULE 13D</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Under the Securities Exchange Act of
1934</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Amendment No. 6)*</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="width: 100%; font: 10pt Times New Roman, Times, Serif; border-collapse: collapse">
<TR STYLE="vertical-align: top">
    <TD STYLE="border-bottom: black 1pt solid; width: 100%; text-align: center; font-size: 10pt"><FONT STYLE="font-family: Times New Roman, Times, Serif; font-size: 14pt; text-transform: uppercase"><B>Retractable Technologies, Inc.</B></FONT></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="border-bottom: Black 1pt solid">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Name of Issuer)</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Common Stock</B></P></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="border-bottom: black 1pt solid">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Title of Class of Securities)</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>76129W105</B></P></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="border-bottom: black 1pt solid">
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(CUSIP Number)</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Thomas J. Shaw</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>President and Chief Executive Officer</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Retractable Technologies, Inc.</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>511 Lobo Lane</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>Little Elm, TX 75068-0009</B></P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>(972) 294-1010</B></P></TD></TR>
<TR STYLE="vertical-align: top">
    <TD>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">(Name, Address, and Telephone Number of
        Person</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">Authorized to Receive Notices and Communications)</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>
        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center"><B>December 14, 2020</B></P></TD></TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="border-top: black 1pt solid; text-align: center; font-size: 10pt"><FONT STYLE="font-size: 10pt">(Date of Event Which Requires Filing of this Statement)</FONT></TD></TR>
</TABLE>
<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">If the filing person has previously filed
a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because
of &sect;&sect;240.13d-1(e), 240.13d-1(f) or 440.13d-1(g), check the following box. <FONT STYLE="font-family: Wingdings">&#168;</FONT></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Note</B>: Schedules filed in paper format
shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom
copies are to be sent.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">* The remainder of this cover page shall
be filled out for a reporting person&rsquo;s initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">The information required in the remainder
of this cover page shall not be deemed to be &ldquo;filed&rdquo; for the purpose of section 18 of the Securities Exchange Act of
1934 (&ldquo;Act&rdquo;) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).</P>




<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0"></P>

<!-- Field: Rule-Page --><DIV STYLE="margin-top: 0; margin-bottom: 0; width: 100%"><DIV STYLE="font-size: 1pt; border-top: Black 1pt solid; border-bottom: Black 2pt solid">&nbsp;</DIV></DIV><!-- Field: /Rule-Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"></P>

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    <DIV STYLE="margin-top: 12pt; margin-bottom: 6pt; border-bottom: Black 1pt solid"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <DIV STYLE="break-before: page; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
    <!-- Field: /Page -->

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
<TD COLSPAN="3" STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; padding-left: 5.4pt"><FONT STYLE="font-size: 10pt">CUSIP NO. 76129W105</FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(1)</TD>
<TD COLSPAN="2" STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">Names of Reporting Persons <BR>
Thomas J. Shaw</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(2)</TD>
<TD COLSPAN="2" STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">Check the Appropriate Box if a Member of a Group (See Instructions)</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify; font-size: 10pt; width: 8%">&nbsp;</TD>
<TD STYLE="width: 5%; padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify; font-size: 10pt"><FONT STYLE="font-size: 10pt">(a)</FONT></TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt; width: 87%"><FONT STYLE="font: 10pt Wingdings"><FONT STYLE="font-family: Wingdings">&#168;</FONT></FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify; font-size: 10pt">&nbsp;</TD>
<TD STYLE="padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify; font-size: 10pt"><FONT STYLE="font-size: 10pt">(b)</FONT></TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt"><FONT STYLE="font: 10pt Wingdings"><FONT STYLE="font-family: Wingdings">&#120;</FONT></FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(3)</TD>
<TD COLSPAN="2" STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">SEC use only</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(4)</TD>
<TD COLSPAN="2" STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">Source of Funds (See Instructions)<BR>
 PF</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(5)</TD>
<TD COLSPAN="2" STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) <FONT STYLE="font-family: Wingdings">&uml;</FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; text-align: right; padding-left: 5.4pt">(6)</TD>
<TD COLSPAN="2" STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; text-align: justify; padding-left: 5.4pt">Citizenship or Place of organization <BR>
USA</TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR>
<TD ROWSPAN="4" STYLE="padding-right: 5.4pt; padding-top: 10pt; text-align: left; padding-left: 5.4pt; width: 13%">Number of <BR>
Shares<BR>
 Beneficially<BR>
 Owned by<BR>
 Each<BR>
 Reporting <BR>
Person With: &nbsp;</TD>
<TD STYLE="padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt; width: 5%"><FONT STYLE="font-size: 10pt">(7)</FONT></TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt; width: 82%">Sole Voting Power<BR> 15,296,660</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">(8)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">Shared Voting Power<BR> 0</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">(9)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">Sole Dispositive Power<BR> 14,576,660</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">(10)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-right: 5.4pt; padding-top: 10pt; vertical-align: top; text-align: justify; padding-left: 5.4pt">Shared Dispositive Power<BR> 0</TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"></P>

<TABLE CELLSPACING="0" CELLPADDING="0" STYLE="font: 10pt Times New Roman, Times, Serif; width: 100%; border-collapse: collapse">
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: right; width: 8%"> (11)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify; width: 92%">Aggregate Amount Beneficially Owned by Each Reporting Person<BR> 15,796,660</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: right">(12)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify">Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) <FONT STYLE="font-family: Wingdings"><FONT STYLE="font-family: Wingdings">&#168;</FONT></FONT></TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: right">(13)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify">Percent of Class Represented by Amount in Row (11)<BR> 46.7%</TD></TR>
<TR STYLE="vertical-align: top">
<TD STYLE="padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: right">(14)</TD>
<TD STYLE="border-bottom: black 1pt solid; padding-top: 10pt; padding-right: 5.4pt; padding-left: 5.4pt; text-align: justify">Type of Reporting Person (See Instructions)<BR> IN</TD></TR>
</TABLE>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">This Amendment No. 6 amends the Schedule
13D filed with the United States Securities and Exchange Commission on August 24, 2000, as most recently amended by Amendment No.
5 filed January 16, 2019 (the &ldquo;Statement&rdquo;) on behalf of the undersigned. This Amendment No. 6 is being filed to report
purchases of Common Stock (the &ldquo;Common Stock&rdquo;) of Retractable Technologies, Inc. (the &ldquo;Company&rdquo;) as well
as dispositions of Common Stock which decreased the undersigned&rsquo;s indirect beneficial ownership of the Common Stock. Unless
specifically amended hereby, the disclosure set forth in the Statement shall remain unchanged.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"></P>

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    <DIV STYLE="break-before: page; margin-top: 6pt; margin-bottom: 12pt"><P STYLE="margin: 0pt">&nbsp;</P></DIV>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>Item 5. Interest in Securities of the
Issuer.</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">Item 5 of the
Statement is amended and restated as follows:</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"><B>&nbsp;</B></P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">(a)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;As
of the date hereof, Mr. Shaw has beneficial ownership of 15,796,660 shares which comprises 46.7% of the Common Stock of the Company.
There were 33,816,604 shares of Common Stock of the Company outstanding as of November 2, 2020 according to the Company&rsquo;s
most recently available Form 10-Q filing.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">(b)(i)&nbsp;&nbsp;&nbsp;Mr.
Shaw has sole power to vote 1,220,000 shares of Common Stock owned by the August 2010 Family Trust pursuant to a voting agreement
with his former spouse.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in; text-align: justify; text-indent: 0.35in">(ii)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mr.
Shaw has sole power to vote and dispose 14,076,660 shares of Common Stock standing in his name.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in; text-align: justify; text-indent: 0.35in">(iii)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Mr.
Shaw has sole power to dispose 500,000 shares of Common Stock owned by a trust for which he serves as trustee for the benefit of
one of his children.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0 0pt 0.25in; text-align: justify; text-indent: 0.35in">(iv)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;In
2018, Mr. Shaw&rsquo;s investment power over trusts for the benefit of two of his children ceased upon their attaining the age
of thirty pursuant to the terms of such trusts (1,000,000 shares total). In June 2020, Mr. Shaw agreed to relinquish voting control
over other trusts for the benefit of two of his children (1,000,000 shares total).</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">(c)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;Below
is a table showing all transactions effected by Mr. Shaw&rsquo;s stockbroker under Mr. Shaw&rsquo;s Rule 10b5-1 Plan during the
last 60 days. All purchases set forth below are open market purchases previously disclosed on Form 4s filed pursuant to Section
16(a) of the Securities Exchange Act of 1934. As disclosed in such Form 4s, some of the prices set forth below represent the weighted
average per share price of various purchases during a single day. Mr. Shaw will provide to the SEC full information regarding the
number of shares purchased at each price upon written request.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">&nbsp;</P>

<TABLE CELLPADDING="0" CELLSPACING="0" ALIGN="CENTER" STYLE="border-collapse: collapse; width: 60%; font: 10pt Times New Roman, Times, Serif">
<TR STYLE="vertical-align: bottom">
<TD STYLE="border-bottom: Black 1pt solid; text-align: center; font-size: 10pt; font-weight: bold">Transaction Date</TD>
<TD STYLE="text-align: center; font-size: 10pt; font-weight: bold; padding-bottom: 1pt">&nbsp;</TD>
<TD COLSPAN="2" STYLE="text-align: center; font-size: 10pt; font-weight: bold; border-bottom: Black 1pt solid">Number of <BR> Shares Purchased</TD>
<TD STYLE="text-align: center; padding-bottom: 1pt; font-size: 10pt; font-weight: bold">&nbsp;</TD>
<TD STYLE="text-align: center; font-size: 10pt; font-weight: bold; padding-bottom: 1pt">&nbsp;</TD>
<TD COLSPAN="2" STYLE="text-align: center; font-size: 10pt; font-weight: bold; border-bottom: Black 1pt solid">Price Per <BR> Share</TD>
<TD STYLE="text-align: center; padding-bottom: 1pt; font-size: 10pt; font-weight: bold">&nbsp;</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: rgb(204,238,255)">
<TD STYLE="width: 43%; font-size: 10pt; text-align: center; padding-bottom: 1pt">12-14-2020</TD>
<TD STYLE="width: 2%; font-size: 10pt; padding-bottom: 1pt">&nbsp;</TD>
<TD STYLE="width: 1%; font-size: 10pt; text-align: left">&nbsp;</TD>
<TD STYLE="width: 25%; font-size: 10pt; text-align: right">234</TD>
<TD STYLE="width: 1%; padding-bottom: 1pt; font-size: 10pt; text-align: left">&nbsp;</TD>
<TD STYLE="width: 1%; font-size: 10pt; padding-bottom: 1pt">&nbsp;</TD>
<TD STYLE="width: 1%; font-size: 10pt; text-align: left">$</TD>
<TD STYLE="width: 25%; font-size: 10pt; text-align: right">12.85</TD>
<TD STYLE="width: 1%; padding-bottom: 1pt; font-size: 10pt; text-align: left">&nbsp;</TD></TR>
<TR STYLE="vertical-align: bottom; background-color: White">
<TD STYLE="font-size: 10pt; text-align: center; padding-bottom: 1pt">12-9-2020</TD>
<TD STYLE="font-size: 10pt; padding-bottom: 1pt">&nbsp;</TD>
<TD STYLE="font-size: 10pt; text-align: left">&nbsp;</TD>
<TD STYLE="font-size: 10pt; text-align: right">400</TD>
<TD STYLE="padding-bottom: 1pt; font-size: 10pt; text-align: left">&nbsp;</TD>
<TD STYLE="font-size: 10pt; padding-bottom: 1pt">&nbsp;</TD>
<TD STYLE="font-size: 10pt; text-align: left">$</TD>
<TD STYLE="font-size: 10pt; text-align: right">9.99</TD>
<TD STYLE="padding-bottom: 1pt; font-size: 10pt; text-align: left">&nbsp;</TD></TR>
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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify; text-indent: 0.5in">(d)&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;The
trusts identified in section (b)(i) and (b)(iii) of this Item 5 and the beneficiaries thereof shall have the right to receive dividends
from, or the proceeds from the sale of, the shares owned by such trusts.</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">&nbsp;</P>

<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify"></P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">SIGNATURE</P>

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<P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: justify">After reasonable inquiry and to the best
of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct.</P>

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    <TD STYLE="vertical-align: top; text-align: justify; font-size: 10pt"><FONT STYLE="font-size: 10pt">DATE: January 25, 2021</FONT></TD>
    <TD COLSPAN="2" STYLE="vertical-align: top; text-align: justify; font-size: 10pt"><FONT STYLE="font-size: 10pt">BY: /s/ Thomas J. Shaw</FONT></TD>
    </TR>
<TR STYLE="vertical-align: top">
    <TD STYLE="text-align: justify; font-size: 10pt; width: 50%">&nbsp;</TD>
    <TD STYLE="text-align: justify; font-size: 10pt; width: 3%">&nbsp;</TD>
    <TD STYLE="border-top: Black 1pt solid; text-align: justify; font-size: 10pt; width: 47%"><FONT STYLE="font-size: 10pt">THOMAS J. SHAW </FONT></TD></TR>
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