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<SEC-DOCUMENT>0001104659-07-045813.txt : 20070606
<SEC-HEADER>0001104659-07-045813.hdr.sgml : 20070606
<ACCEPTANCE-DATETIME>20070606164311
ACCESSION NUMBER:		0001104659-07-045813
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20070531
ITEM INFORMATION:		Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
ITEM INFORMATION:		Other Events
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20070606
DATE AS OF CHANGE:		20070606

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			UTSTARCOM INC
		CENTRAL INDEX KEY:			0001030471
		STANDARD INDUSTRIAL CLASSIFICATION:	COMMUNICATIONS EQUIPMENT, NEC [3669]
		IRS NUMBER:				521782500
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-29661
		FILM NUMBER:		07904418

	BUSINESS ADDRESS:	
		STREET 1:		1275 HARBOR BAY PARKWAY
		STREET 2:		STE 100
		CITY:			ALAMEDA
		STATE:			CA
		ZIP:			94502
		BUSINESS PHONE:		5108648800

	MAIL ADDRESS:	
		STREET 1:		1275 HARBOR BAY PARKWAY
		STREET 2:		STE 100
		CITY:			ALAMEDA
		STATE:			CA
		ZIP:			94502
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>a07-16073_18k.htm
<DESCRIPTION>8-K
<TEXT>
<html>

<head>






</head>

<body lang="EN-US">

<div style="font-family:Times New Roman;">
 <div style="border:none;border-top:double windowtext 6.0pt;padding:0pt 0pt 0pt 0pt;"> <p style="border:none;margin:0pt 0pt .0001pt;padding:0pt;"><a name="scotch"></a><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p> </div>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman">&nbsp;</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="5" face="Times New Roman" style="font-size:18.0pt;">UNITED STATES</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="5" face="Times New Roman" style="font-size:18.0pt;">SECURITIES AND
EXCHANGE COMMISSION</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;">Washington,
D.C. 20549</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman">&nbsp;</font></b></p>

<div style="line-height:9.0pt;margin:0pt 0pt .0001pt;page-break-after:avoid;text-align:center;"><hr size="1" width="160" noshade color="black" align="center" style="width:120.0pt;"></div>

<p style="margin:0pt 0pt .0001pt;text-indent:72.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="5" face="Times New Roman" style="font-size:18.0pt;">FORM 8-K</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman">&nbsp;</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;">CURRENT REPORT</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman">&nbsp;</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="3" face="Times New Roman" style="font-size:12.0pt;">Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934</font></b></p>

<p style="font-size:10.0pt;font-weight:normal;margin:0pt 0pt .0001pt;text-align:center;">&nbsp;</p>

<p style="font-size:10.0pt;font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:normal;">Date of Report (Date of earliest event
reported): </font></b>May 31, 2007</p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman">&nbsp;</font></b></p>

<p style="font-weight:bold;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="5" face="Times New Roman" style="font-size:18.0pt;">UTSTARCOM, INC.</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(Exact name of registrant as specified in its charter)</font></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<div align="center">

<table border="0" cellspacing="0" cellpadding="0" width="100%" style="border-collapse:collapse;width:100.0%;">
 <tr>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="font-size:10.0pt;margin:0pt 0pt .0001pt;text-align:center;"><!-- SET mrlNoTableShading --><b>Delaware</b></p>
  </td>
  <td width="2%" valign="bottom" style="padding:0pt .7pt 0pt .7pt;width:2.38%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
  </td>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">000-29661</font></b></p>
  </td>
  <td width="2%" valign="bottom" style="padding:0pt .7pt 0pt .7pt;width:2.38%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
  </td>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">52-1782500</font></b></p>
  </td>
 </tr>
 <tr>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(State or other
  jurisdiction of incorporation)</font></p>
  </td>
  <td width="2%" valign="bottom" style="padding:0pt .7pt 0pt .7pt;width:2.38%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
  </td>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(Commission File
  Number)</font></p>
  </td>
  <td width="2%" valign="bottom" style="padding:0pt .7pt 0pt .7pt;width:2.38%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
  </td>
  <td width="31%" valign="top" style="padding:0pt .7pt 0pt .7pt;width:31.74%;">
  <p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(I.R.S. Employer
  Identification No.)</font></p>
  </td>
 </tr>
</table>

</div>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">&nbsp;</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">1275 Harbor Bay Parkway</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Alameda, California 94502</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(Address of principal executive offices)&#160;&#160;&#160; (Zip code)</font></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">&nbsp;</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">(510) 864-8800</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(Registrant&#146;s telephone number, including area code)</font></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">&nbsp;</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">N/A</font></b></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(Former name or former address, if changed since last report.)</font></p>

<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Check
the appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):</font></p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="font-size:10.0pt;margin:0pt 0pt .0001pt;"><font size="2" face="Wingdings" style="font-size:10.0pt;">o</font>&nbsp;&nbsp;Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="font-size:10.0pt;margin:0pt 0pt .0001pt;"><font size="2" face="Wingdings" style="font-size:10.0pt;">o</font>&nbsp;&nbsp;Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="font-size:10.0pt;margin:0pt 0pt .0001pt;"><font size="2" face="Wingdings" style="font-size:10.0pt;">o</font>&nbsp;&nbsp;Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))</p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

<p style="font-size:10.0pt;margin:0pt 0pt .0001pt;"><font size="2" face="Wingdings" style="font-size:10.0pt;">o</font>&nbsp;&nbsp;Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))</p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>


 <div style="border:none;border-bottom:double windowtext 6.0pt;padding:0pt 0pt 0pt 0pt;"> <p style="border:none;margin:0pt 0pt .0001pt;padding:0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p> </div>
</div><br><hr size="3" width="100%" noshade color="#010101" align="center">

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<p style="margin-left:0pt;margin-right:0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Item 5.02&#160; Departure of Directors
or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.</font></b></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">On<b>  </b>June
1, 2007, Ying Wu&#146;s employment relationship with UTStarcom, Inc. (the &#147;Company&#148;)
and its subsidiaries terminated.&#160; Prior
to such termination, Mr. Wu served as the Company&#146;s Executive Vice President,
Vice Chairman of the Board of Directors and the Chairman and Chief Executive
Officer of one of the Company&#146;s subsidiaries, UTStarcom China Co., Ltd.</font></p>

<p style="font-family:Times New Roman;font-size:10.0pt;margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Pursuant to the terms of the
Amended and Restated Change of Control/Involuntary Termination Severance
Agreement dated November 14, 2006 between the Company and Mr. Wu, </font>(i) Mr. Wu will
receive 12 months of base salary as in effect as of the date of the termination,
payable in a lump sum within 30 days of termination, and 100% of the bonus for
the year in which termination occurs, (ii) all equity awards, including without
limitation option grants, restricted stock and stock purchase rights, granted
to Mr. Wu will become fully vested and/or exercisable to the extent such equity
awards are outstanding and/or unexercisable at the time of the termination,
(iii) Mr. Wu will be permitted to exercise such vested equity awards for the
shorter period of (a) 12 months from
the date of termination and (b) the remaining term of the respective equity
awards,
and (iv) the Company will continue to provide Mr. Wu the same level of health
coverage as in effect on the day immediately preceding the termination date
until the earlier of the date he is no longer eligible to receive continuation
coverage pursuant to the Consolidated Omnibus Budget Reconciliation Act of
1985, as amended, or 12 months from the termination date.</p>

<p style="margin-left:0pt;margin-right:0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Item 8.01 Other Events.</font></b></p>

<p style="margin-left:0pt;margin-right:0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Notice of Default Relating to 7/8% Convertible
Subordinated Notes due 2008</font></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">On May 31, 2007, the Company
received a notice of default (the &#147;Notice of Default&#148;) from U.S. Bank National
Association, as indenture trustee (the &#147;Trustee&#148;), pursuant to which the
Trustee asserted that the Company was in default of certain obligations under
the Indenture (the &#147;Original Indenture&#148;), dated as of March 12, 2003, by and
between the Company, as issuer, and the Trustee, as trustee, as amended by the
First Supplemental Indenture (the &#147;First Supplemental Indenture&#148;), by and
between the Company and the Trustee, dated January 9, 2007 (the Original
Indenture as amended by the First Supplemental Indenture, the &#147;Indenture&#148;) with
respect to the Company&#146;s 7/8% Convertible Subordinated Notes due 2008 (CUSIP
Nos. 918076AA8 and 918076AB6) (collectively, the &#147;Notes&#148;). The specific
purported defaults referred to in the Notice of Default are (i) the Company&#146;s
failure to file with the Securities and Exchange Commission (&#147;SEC&#148;) and file
with the Trustee its Quarterly Report on Form 10-Q for the fiscal quarter
ending September 30, 2006 (the &#147;Q3 2006 10-Q&#148;), its Annual Report on Form 10-K
for the fiscal year ended December 31, 2006 (the &#147;2006 Form 10-K&#148;) and its
Quarterly Report on Form 10-Q for the fiscal quarter ending March 31, 2007 (the
&#147;Q1 2007 10-Q&#148;), as required by the Indenture and the Trust Indenture Act and
(ii) the Company&#146;s failure to deliver to the Trustee the officer&#146;s certificate of
compliance of the Company required by the Indenture.</font></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">As previously disclosed in
the Company&#146;s Current Report on Form 8-K filed January 10, 2007, pursuant to
the Supplemental Indenture, any failure by the Company to comply with covenants
in the Original Indenture relating to the filing of reports required to be
filed with the SEC under the Securities Exchange Act of 1934 (the &#147;SEC Reports&#148;),
as amended and the furnishing of copies of SEC Reports and the officer&#146;s certificate
of compliance of the Company required by the Original Indenture to the Trustee
before 5:30 p.m., New York City time, on May 31, 2007 (the &#147;Covenant Reversion
Date&#148;) would not constitute a default under the Indenture.&#160; The Notice of Default states that the
Covenant Reversion Date provided for by the First Supplemental Indenture had
passed and that the Company&#146;s failure to cure the purported defaults within 60
consecutive days after the date of the Notice of Default (such date following
the 60 consecutive days, the &#147;Demand Date&#148;), would constitute an &#147;Event of
Default&#148; under the Indenture.</font></p>


 <p style="margin:24.0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">2</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center">

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<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The Company previously reported
in its Notifications of Late Filing on Form 12b-25 filed on November 11, 2006,
March 2, 2007 and May 10, 2007, that the filing of the Q3 2006 10-Q, the 2006
Form 10-K and the Q1 2007 10-Q had been delayed for the reasons stated therein.</font></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The Company does not believe
it is currently in default under the Indenture.&#160;
However, if the Company&#146;s interpretation of the Indenture is incorrect
and a default has occurred under the Indenture and if such default is not cured
by the Demand Date, an &#147;Event of Default&#148; will have occurred under the
Indenture. The occurrence of an &#147;Event of Default&#148; under the Indenture would
afford the Trustee or holders of not less than 25% in aggregate principal
amount of outstanding Notes the right to declare the full principal amount of
all outstanding Notes to be immediately due and payable. The Company cannot be
certain that it will be able to file all required reports with the SEC by the
Demand Date. Furthermore, the Company cannot be certain that consents from
holders of the Notes necessary for an additional waiver of its obligations to
comply with the Indenture covenants within the required period can be obtained
on reasonable terms. </font></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The Company does not
currently have sufficient cash reserves outside of China to pay the principal
amount of the Notes, which obligations may become immediately due if an Event
of Default were to occur and the trustee or holders of not less than 25% in
aggregate principal amount of outstanding Notes were to declare the full
principal amount of all outstanding Notes to be immediately due and payable. Because
the Company is limited by the Chinese government&#146;s imposition of currency
exchange controls on transfer of funds outside of China, it may be
time-consuming, difficult and/or expensive for the Company to transfer funds
from China to repay the Notes. As a result, if an Event of Default on the Notes
were to occur, the Company may not have sufficient cash resources to repay the
Notes and to continue operations without seeking new financing arrangements. The
Company cannot be certain that additional financing for these purposes would be
available on acceptable terms or at all, and if such financing is not
available, the Company&#146;s business could be seriously harmed.</font></p>

<p style="margin-left:0pt;margin-right:0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Conclusion of Strategic Alternatives Process</font></p>

<p style="margin-left:0pt;margin-right:0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">The Company previously
announced that it would explore a variety of strategic alternatives to enhance
stockholder value and established a special committee of the Board of Directors
to assist the Company in its analysis and consideration of various strategic
alternatives.&#160; On June 1, 2007, the
Company issued a press release entitled &#147;UTStarcom Concludes Strategic
Alternatives Process.&#148;&#160; A copy of the
press release is attached as Exhibit 99.1 and is incorporated herein by
reference.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">FORWARD LOOKING STATEMENTS</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">This Form 8-K contains statements that are
forward-looking in nature, including statements about the status of the listing
of the Company&#146;s securities on NASDAQ Stock Market, the anticipated
preconditions for the filing of the Q3 2006 10-Q, 2006 Form 10-K and Q1 2007
10-Q with the SEC, and a potential event of default under the Indenture and the
anticipated consequences of such an event of default.&#160; Those statements are subject to risks and
uncertainties that may cause actual results to differ materially.&#160; The Company refers readers to the risk
factors identified in its latest Annual Report on Form 10-K, Quarterly Report
on Form 10-Q, and current Reports on Form 8-K, as filed with the SEC.</font></p>

<p style="margin:6.0pt 0pt 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Item 9.01 Financial Statements and Exhibits.</font></b></p>

<p style="margin:0pt 0pt 12.0pt;text-indent:18.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">(d)&#160;&#160; Exhibits</font></p>

<p style="font-family:Times New Roman;font-size:10.0pt;margin:0pt 0pt 12.0pt 36.0pt;text-indent:-36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">99.1</font><font size="1" style="font-size:3.0pt;">&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160; </font>Press release entitled &#147;UTStarcom Concludes
Strategic Alternatives Process&#148;</p>


 <p style="margin:24.0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">3</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center">

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<p align="center" style="margin:0pt 0pt 12.0pt 36.0pt;text-align:center;text-indent:-36.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">SIGNATURES</font></b></p>

<p style="margin:0pt 0pt 12.0pt;text-indent:36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.</font></p>

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  <p style="margin:0pt 0pt .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">UTSTARCOM, INC.</font></b></p>
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  <p style="margin:0pt 0pt .0001pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">&nbsp;</font></b></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Date: June 6,
  2007</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">By:</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">/s/ Francis P. Barton</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Name:</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Francis P. Barton</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Executive Vice President and Chief<br>
  Financial Officer</font></p>
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<p style="margin:0pt 0pt .0001pt 288.0pt;text-indent:-36.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>


 <p style="margin:24.0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">4</font></p> <br><hr size="3" width="100%" noshade color="#010101" align="center">

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<p align="center" style="margin:0pt 0pt .0001pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">INDEX TO EXHIBITS</font></b></p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

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  <p style="font-weight:bold;line-height:8.0pt;margin:0pt 0pt .0001pt;text-align:center;"><b><font size="1" face="Times New Roman" style="font-size:8.0pt;">Exhibit Title</font></b></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:1.0pt;">&nbsp;</font></p>
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  <p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">Press Release entitled &#147;UTStarcom Concludes
  Strategic Alternatives Process&#148;</font></p>
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<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>


 <p style="margin:24.0pt 0pt .0001pt;text-align:center;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">5</font></p>
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<p align="right" style="margin:0pt 0pt 12.0pt;text-align:right;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Exhibit&nbsp;99.1</font></b></p>

<p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">UTStarcom
Concludes Strategic Alternatives Process</font></b></p>

<p align="center" style="margin:0pt 0pt 12.0pt;text-align:center;"><b><i><font size="2" face="Times New Roman" style="font-size:10.0pt;font-style:italic;font-weight:bold;">Announces
the Departure of UTStarcom China CEO Ying Wu</font></i></b></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">ALAMEDA, Calif., June 1,
2007 &#151; UTStarcom, Inc. (Nasdaq: UTSI), a global leader in IP-based, end-to-end
networking solutions and services, today announced that the special committee
of the company&#146;s board of directors has concluded its previously announced
assessment of strategic alternatives.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&#147;After careful
consideration of a number of short- and long-term alternatives, we have
determined that our best course of action is to move forward with the company
as it exists today,&#148; said Thomas Toy, chairman of UTStarcom&#146;s board of
directors. &#147;Our stated goal when we commenced the strategic alternatives
process in October 2006 was to explore potential options to maximize the
company&#146;s value for UTStarcom&#146;s shareholders. In exploring those alternatives,
we concluded that the optimal means of enhancing shareholder value is to focus
our efforts on returning the company to profitability by building on the
opportunities we have developed in key markets around the world.&#148;</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">In addition, the company
today announced the departure of Ying Wu, executive vice president and chief
executive officer of UTStarcom China.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&#147;In the course of
analyzing our strategic alternatives over the last several months, it has
become apparent that there are differing opinions regarding the company&#146;s
strategy to enhance shareholder value,&#148; said Hong Lu, chief executive officer. &#147;We
recognize Ying&#146;s service to UTStarcom during his tenure with the company and
wish him well in future endeavors.&#148;</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">With Wu&#146;s departure,
UTStarcom Chief Executive Officer Hong Lu will serve as head of the company&#146;s
China operations on an interim basis and will continue in his current role as
chief executive officer and president of UTStarcom, Inc.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&#147;The Chinese market was
the foundation on which UTStarcom was built and will continue to be an integral
part of the company&#146;s success today and in the future,&#148; Lu said. &#147;Over the
coming months, I intend to spend a significant amount of time in China to focus
on our China operations and our long- established relationships with our
carrier customers.&#148;</font></p>

<p style="margin:0pt 0pt 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">About UTStarcom, Inc.</font></b></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">UTStarcom is a global
leader in IP-based, end-to-end networking solutions and international service and
support. The company sells its broadband, wireless, and handset solutions to
operators in both emerging and established telecommunications markets around
the world. UTStarcom enables its customers to rapidly deploy revenue-generating
access services using their existing infrastructure, while providing a
migration path to cost-efficient, end-to-end IP networks. Founded in 1991 and
headquartered in Alameda, California, the company has research and design
operations in the United States, Canada,</font></p>

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<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">China, Korea and India.
For more information about UTStarcom, please visit the company&#146;s Web site at
http://www.utstar.com.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><b><font size="2" face="Times New Roman" style="font-size:10.0pt;font-weight:bold;">Forward-Looking Statements</font></b></p>

<p style="margin:0pt 0pt .0001pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">This release includes forward-looking statements by and about
UTStarcom, including without limitation statements concerning the company&#146;s
plans to continue operations as it exists today, the presence of, and the
company&#146;s plans to build on, opportunities, and the anticipated continuing
focus of Mr. Lu and UTStarcom on the company&#146;s China operations. These
statements are forward-looking in nature and subject to risks and uncertainties
that may cause actual results to differ materially. These risks include, but
are not limited to, the changing nature of opportunities that may be available
to the company. The company also refers readers to the risk factors identified
in its latest Annual Report on Form 10-K, Quarterly Reports on Form 10-Q and
Current Reports on Form 8-K, as filed with the Securities and Exchange
Commission.</font></p>

<p style="margin:0pt 0pt 12.0pt;"><font size="2" face="Times New Roman" style="font-size:10.0pt;">&nbsp;</font></p>

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