6-K 1 a13-24336_16k.htm 6-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

For the month of November 2013

Commission File Number: 001-35216

UTSTARCOM HOLDINGS CORP.

Room 303, Building H, Phoenix Place

No. A5 Shuguangxili

Chaoyang District, Beijing, P.R. China

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

Form 20-F x Form 40-F o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):o

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):o

Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

Yes o No x

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| UTStarcom Holdings Corp.
| /s/ Robert Pu
| Robert Pu
| Chief Financial Officer
Date: November 14, 2013 |

2

EXHIBIT INDEX

Exhibit No. |  | Description
99.1 |  | Press release regarding UTStarcom Holdings Corp.’s unaudited financial results for the third quarter of 2013.
99.2 |  | Presentation regarding UTStarcom Holdings Corp.’s unaudited financial results for the third quarter of 2013.

3