<SEC-DOCUMENT>0000947871-17-000991-index.html : 20171208 <SEC-HEADER>0000947871-17-000991.hdr.sgml : 20171208 <ACCEPTANCE-DATETIME>20171208163222 ACCESSION NUMBER: 0000947871-17-000991 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 10 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 GROUP MEMBERS: HANGZHOU XINGQIONG INVESTMENT LLP GROUP MEMBERS: QIAO ZHONGXING GROUP MEMBERS: RUICUN CAPITAL CO., LTD. GROUP MEMBERS: SHANGHAI YUJING INVESTMENT CENTER (LIMITED PARTNERSHIP) GROUP MEMBERS: TONGDING GROUP CO., LTD. GROUP MEMBERS: TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTSTARCOM HOLDINGS CORP. CENTRAL INDEX KEY: 0001030471 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 521782500 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-60651 FILM NUMBER: 171247476 BUSINESS ADDRESS: STREET 1: 52-2 BLDG. BDA INTL ENTERPRISE AVE STREET 2: NO. 2 JINGYUAN NORTH ST. DAXING DISTRICT CITY: BEIJING STATE: F4 ZIP: 100176 BUSINESS PHONE: 86 (10) 85205588 MAIL ADDRESS: STREET 1: 52-2 BLDG. BDA INTL ENTERPRISE AVE STREET 2: NO. 2 JINGYUAN NORTH ST. DAXING DISTRICT CITY: BEIJING STATE: F4 ZIP: 100176 FORMER COMPANY: FORMER CONFORMED NAME: UTSTARCOM INC DATE OF NAME CHANGE: 19970110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Tonghao (Cayman) Ltd CENTRAL INDEX KEY: 0001724696 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: BUILDING 11-12, DONGJIAO CENTER STREET 2: NO.383, ZIZHU RD. CITY: SHANGHAI STATE: F4 ZIP: 201203 BUSINESS PHONE: 86 21 20748188 MAIL ADDRESS: STREET 1: BUILDING 11-12, DONGJIAO CENTER STREET 2: NO.383, ZIZHU RD. CITY: SHANGHAI STATE: F4 ZIP: 201203 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D <SEQUENCE>1 <FILENAME>ss68480_sc13d.htm <DESCRIPTION>SCHEDULE 13D <TEXT> Document 1 - file: ss68480_sc13d.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ss68480_ex9901.htm <DESCRIPTION>JOINT FILING AGREEMENT <TEXT> Document 2 - file: ss68480_ex9901.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ss68480_ex9902.htm <DESCRIPTION>PURCHASE AND SALE AGREEMENT BETWEEN TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD. AND DASAN NETWORKS, INC. <TEXT> Document 3 - file: ss68480_ex9902.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.3 <SEQUENCE>4 <FILENAME>ss68480_ex9903.htm <DESCRIPTION>PURCHASE AND SALE AGREEMENT BETWEEN TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD. AND MIN WOO NAM <TEXT> Document 4 - file: ss68480_ex9903.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.4 <SEQUENCE>5 <FILENAME>ss68480_ex9904.htm <DESCRIPTION>PURCHASE AND SALE AGREEMENT BETWEEN TONGHAO INFORMATION TECHNOLOGY (SHANGHAI) CO., LTD. AND INVEX CASA DE BOLSA S.A. DE C.V. <TEXT> Document 5 - file: ss68480_ex9904.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.5 <SEQUENCE>6 <FILENAME>ss68480_ex9905.htm <DESCRIPTION>SHAREHOLDERS' AGREEMENT <TEXT> Document 6 - file: ss68480_ex9905.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6 <SEQUENCE>7 <FILENAME>ss68480_ex9906.htm <DESCRIPTION>SUPPLEMENTARY AGREEMENT TO SHAREHOLDERS' AGREEMENT <TEXT> Document 7 - file: ss68480_ex9906.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.7 <SEQUENCE>8 <FILENAME>ss68480_ex9907.htm <DESCRIPTION>ASSIGNMENT AND ASSUMPTION AGREEMENT (DASAN) <TEXT> Document 8 - file: ss68480_ex9907.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.8 <SEQUENCE>9 <FILENAME>ss68480_ex9908.htm <DESCRIPTION>ASSIGNMENT AND ASSUMPTION AGREEMENT (MIN WOO NAM) <TEXT> Document 9 - file: ss68480_ex9908.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.9 <SEQUENCE>10 <FILENAME>ss68480_ex9909.htm <DESCRIPTION>ASSIGNMENT AND ASSUMPTION AGREEMENT (INVEX) <TEXT> Document 10 - file: ss68480_ex9909.htm
</DOCUMENT> </SEC-DOCUMENT>