<SEC-DOCUMENT>0001193125-19-026380-index.html : 20190204 <SEC-HEADER>0001193125-19-026380.hdr.sgml : 20190204 <ACCEPTANCE-DATETIME>20190204062434 ACCESSION NUMBER: 0001193125-19-026380 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 GROUP MEMBERS: HIMANSHU H. SHAH GROUP MEMBERS: HONG LIANG LU GROUP MEMBERS: HONG LIANG LU IRA GROUP MEMBERS: HONG LU & LUCY LU JTWROS GROUP MEMBERS: LU CHARITABLE REMAINDER TRUST GROUP MEMBERS: LU FAMILY LIMITED PARTNERSHIP GROUP MEMBERS: LU FAMILY TRUST HONG LIANG LU & LUCY LU TTEES GROUP MEMBERS: SHAH CAPITAL OPPORTUNITY FUND LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTSTARCOM HOLDINGS CORP. CENTRAL INDEX KEY: 0001030471 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 521782500 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60651 FILM NUMBER: 19561563 BUSINESS ADDRESS: STREET 1: 6TH FLOOR, 28 HENNESSY ROAD STREET 2: ADMIRALTY CITY: HONG KONG STATE: K3 ZIP: NA BUSINESS PHONE: 852 3951 9757 MAIL ADDRESS: STREET 1: 6TH FLOOR, 28 HENNESSY ROAD STREET 2: ADMIRALTY CITY: HONG KONG STATE: K3 ZIP: NA FORMER COMPANY: FORMER CONFORMED NAME: UTSTARCOM INC DATE OF NAME CHANGE: 19970110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SHAH CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001383838 IRS NUMBER: 201804775 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 8601 SIX FORKS ROAD STREET 2: SUITE 630 CITY: RALEIGH STATE: NC ZIP: 27615 BUSINESS PHONE: 919 719 6360 MAIL ADDRESS: STREET 1: 8601 SIX FORKS ROAD STREET 2: SUITE 630 CITY: RALEIGH STATE: NC ZIP: 27615 </SEC-HEADER> <DOCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>d681526dsc13da.htm <DESCRIPTION>SCHEDULE 13D AMENDMENT NO. 20 <TEXT> Document 1 - file: d681526dsc13da.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.6 <SEQUENCE>2 <FILENAME>d681526dex996.htm <DESCRIPTION>EX-99.6 <TEXT> Document 2 - file: d681526dex996.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.7 <SEQUENCE>3 <FILENAME>d681526dex997.htm <DESCRIPTION>EX-99.7 <TEXT> Document 3 - file: d681526dex997.htm
</DOCUMENT> </SEC-DOCUMENT>