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Consolidated Balance Sheets - USD ($)
$ in Thousands
Sep. 30, 2018
Dec. 31, 2017
Assets    
Cash and cash equivalents $ 5,166 $ 22,933
Receivables from brokers, dealers, and clearing agencies 85,371 103,596
Due from related parties 449 545
Other receivables 4,538 3,513
Investments-trading 219,462 202,257
Other investments, at fair value 30,063 12,867
Receivables under resale agreements 4,464,324 1,680,883
Goodwill [1] 7,992 7,992
Other assets 2,927 1,672
Total assets 4,820,292 2,036,258
Liabilities    
Payables to brokers, dealers, and clearing agencies 107,291 130,558
Accounts payable and other liabilities 15,929 5,208
Accrued compensation 4,311 4,406
Trading securities sold, not yet purchased 81,220 91,887
Securities sold under agreements to repurchase 4,506,628 1,692,279
Deferred income taxes 1,585 2,855
Redeemable financial instruments 16,732 16,732
Debt 43,372 44,177
Total liabilities 4,777,068 1,988,102
Commitments and contingencies (See note 19)
Stockholders' Equity:    
Voting Non-Convertible Preferred Stock, $0.001 par value per share, 4,983,557 shares authorized, 4,983,557 shares issued and outstanding (see note 16) 5 5
Common Stock, $0.01 par value per share, 100,000,000 shares authorized, 1,221,520 and 1,213,022 shares issued and outstanding, respectively, including 93,479 and 76,932 unvested or restricted share awards, respectively 12 12
Additional paid-in capital 68,725 69,202
Accumulated other comprehensive loss (888) (850)
Accumulated deficit (31,284) (28,497)
Total stockholders' equity 36,570 39,872
Non-controlling interest 6,654 8,284
Total equity 43,224 48,156
Total liabilities and equity $ 4,820,292 $ 2,036,258
[1] Goodwill and intangible assets are allocated to the Capital Markets and Asset Management business segments as indicated in the table above.