<SEC-DOCUMENT>0001654954-19-010643.txt : 20190912
<SEC-HEADER>0001654954-19-010643.hdr.sgml : 20190912
<ACCEPTANCE-DATETIME>20190912131307
ACCESSION NUMBER:		0001654954-19-010643
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20190907
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20190912
DATE AS OF CHANGE:		20190912

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			WILLAMETTE VALLEY VINEYARDS INC
		CENTRAL INDEX KEY:			0000838875
		STANDARD INDUSTRIAL CLASSIFICATION:	BEVERAGES [2080]
		IRS NUMBER:				930981021
		STATE OF INCORPORATION:			OR
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-37610
		FILM NUMBER:		191090028

	BUSINESS ADDRESS:	
		STREET 1:		8800 ENCHANTED WAY S E
		CITY:			TURNER
		STATE:			OR
		ZIP:			97392
		BUSINESS PHONE:		5035889463

	MAIL ADDRESS:	
		STREET 1:		8800 ENCHANTED WAY SE
		CITY:			TURNER
		STATE:			OR
		ZIP:			97392
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>wvvi_8k-17771.htm
<DESCRIPTION>WILLAMETTE VALLEY VINEYARDS, INC. 8-K
<TEXT>
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UNITED STATES</font></div>
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SECURITIES AND EXCHANGE COMMISSION</font></div>
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Washington, D.C. 20549</font></div>
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FORM 8-K</font></div>
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CURRENT REPORT</font></div>
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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934</font></div>
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Date of Report (Date of Earliest Event Reported): September 7,
2019</font></div>
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Willamette Valley Vineyards, Inc.</font></div>
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(Exact name of Company as specified in its charter)</font></div>
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Oregon</font></div>
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0-21522</font></div>
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93-0981021</font></div>
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(State or other</font></div>
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jurisdiction of</font></div>
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incorporation)</font></div>
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(Commission File No.)</font></div>
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(I.R.S. Employer</font></div>
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Identification No.)</font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">&#xA0;
<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">8800
Enchanted Way SE</font></div>
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<font style="font-weight: bold; font-family: Times New Roman; font-size: 13px">
Turner, OR 97392</font></div>
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(503) 588-9463</font></div>
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Not Applicable</font></div>
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(Former name or former address, if changed since last
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<font style="font-family: Times New Roman; font-size: 13px">Check
the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:</font></div>
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</font><font style="font-size: 13px">Written communications
pursuant to Rule 425 under the Securities Act (17 CFR
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</font><font style="font-size: 13px">Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)</font><font style="font-size: 13px">&#xA0;</font></font></div>
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&#x2610;</div>
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))</font><br></font></div>
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<div id="pn" style="text-align: center"><font style="font-family: Times New Roman; font-size: 13px">1</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Securities
registered pursuant to Section&#xA0;12(b) of the Act:</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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of each class</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Trading
Symbol(s)</font></div>
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<div><font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Name of
each exchange on which registered</font></div>
<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px; width: 100%; border-bottom: solid 1px #000000">
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<font style="font-family: Times New Roman; font-size: 13px">&#xA0;Common&#xA0;Stock,</font></div>
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<div><font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">WVVI</font></div>
</td>
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<div><font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
</td>
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<font style="font-family: Times New Roman; font-size: 13px">NASDAQ
Capital Market</font></div>
</td>
</tr><tr style="background-color: #ffffff">
<td style="vertical-align: top; width: 20%">
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">Series
A Redeemable Preferred Stock</font></div>
</td>
<td style="vertical-align: bottom; width: 1%;">
<div><font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
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<td style="vertical-align: top; width: 20%">
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">WVVIP</font></div>
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<div><font style="font-family: Times New Roman; font-size: 13px">&#xA0;</font></div>
</td>
<td style="vertical-align: top; width: 20%">
<div style="text-align: center; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">NASDAQ
Capital Market</font></div>
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</tr></table>
</div>
<div style="text-align: justify; margin-left: 0px; margin-right: 0px; text-indent: 0px">
&#xA0;&#xA0; <font style="font-family: Times New Roman; font-size: 13px"><br></font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Indicate
by check mark whether the registrant is an emerging growth company
as defined in Rule 405 of the Securities Act of 1933 (17 CFR
&#xA7;230.405) or Rule 12b-2 of the Securities Exchange Act of 1934
(17 CFR &#xA7;240.12b-2). Emerging growth company
&#x2610;</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">If an
emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided
pursuant to Section 13(a) of the Exchange Act. &#x2610;</font></div>
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<div id="pn" style="text-align: center"><font style="font-family: Times New Roman; font-size: 13px">2</font></div>
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Item 5.02. Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">On
September 7, 2019, the Board of Directors (the &#x201C;Board&#x201D;)
of Willamette Valley Vineyards, Inc. (the &#x201C;Company&#x201D;)
appointed Ms. Leslie Copland to serve as a director on the Board
effective September 7, 2019.</font> <font style="font-family: Times New Roman; font-size: 13px">Ms. Copland has not
currently been appointed to any committees of the Board, but the
Board anticipates appointing her to the Board&#x2019;s Compensation
Committee.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">In
connection with her appointment to the Board, Ms. Copland will
receive compensation as a non-employee director in accordance with
the WVV Board Member Compensation Plan as described in the section
entitled &#x201C;Director Compensation&#x201D; in the Company&#x2019;s
definitive proxy statement on Schedule 14A filed with the U.S.
Securities and Exchange Commission on May 23, 2019.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">There
are no arrangements or understandings between Ms. Copland and any
person pursuant to which Ms. Copland was appointed as a director.
Further, there are no transactions between Ms. Copland and the
Company that would require disclosure under Item 404(a) of
Regulation S-K.</font></div>
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SIGNATURES</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">WILLAMETTE
VALLEY VINEYARDS, INC.</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">Date:
September 12, 2019</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">By:</font></div>
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<div style="text-align: left; margin-left: 0px; margin-right: 0px; text-indent: 0px">
<font style="font-family: Times New Roman; font-size: 13px">/s/&#xA0;&#xA0;JAMES
W. BERNAU</font></div>
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<font style="font-family: Times New Roman; font-size: 13px">James
W. Bernau</font></div>
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<font style="font-style: italic; font-family: Times New Roman; font-size: 13px">
President</font></div>
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