<SEC-DOCUMENT>0000320017-15-000022-index.html : 20150430 <SEC-HEADER>0000320017-15-000022.hdr.sgml : 20150430 <ACCEPTANCE-DATETIME>20150430162105 ACCESSION NUMBER: 0000320017-15-000022 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NeoStem, Inc. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 15818963 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-584-4171 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 350 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 FORMER COMPANY: FORMER CONFORMED NAME: CORNICHE GROUP INC /DE DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: FIDELITY MEDICAL INC DATE OF NAME CHANGE: 19951025 </SEC-HEADER> <DOCUMENT> <TYPE>10-K/A <SEQUENCE>1 <FILENAME>a10-kaye2014.htm <DESCRIPTION>10-K/A <TEXT> Document 1 - file: a10-kaye2014.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.39 <SEQUENCE>2 <FILENAME>exh1039.htm <DESCRIPTION>EXHIBIT 10.39 <TEXT> Document 2 - file: exh1039.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.40 <SEQUENCE>3 <FILENAME>exh1040.htm <DESCRIPTION>EXHIBIT 10.40 <TEXT> Document 3 - file: exh1040.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.3 <SEQUENCE>4 <FILENAME>exhibit313ceocertification.htm <DESCRIPTION>EXHIBIT 31.3 <TEXT> Document 4 - file: exhibit313ceocertification.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-31.4 <SEQUENCE>5 <FILENAME>exhibit314cfocertification.htm <DESCRIPTION>EXHIBIT 31.4 <TEXT> Document 5 - file: exhibit314cfocertification.htm
</DOCUMENT> </SEC-DOCUMENT>