<SEC-DOCUMENT>0000320017-20-000061.txt : 20200727
<SEC-HEADER>0000320017-20-000061.hdr.sgml : 20200727
<ACCEPTANCE-DATETIME>20200727092843
ACCESSION NUMBER:		0000320017-20-000061
CONFORMED SUBMISSION TYPE:	D
PUBLIC DOCUMENT COUNT:		1
ITEM INFORMATION:		<ITEMS>06b
FILED AS OF DATE:		20200727
DATE AS OF CHANGE:		20200727
EFFECTIVENESS DATE:		20200727

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CALADRIUS BIOSCIENCES, INC.
		CENTRAL INDEX KEY:			0000320017
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090]
		IRS NUMBER:				222343568
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		D
		SEC ACT:		1933 Act
		SEC FILE NUMBER:	021-371832
		FILM NUMBER:		201049013

	BUSINESS ADDRESS:	
		STREET 1:		110 ALLEN ROAD
		STREET 2:		SECOND FLOOR
		CITY:			BASKING RIDGE
		STATE:			NJ
		ZIP:			07920
		BUSINESS PHONE:		908-842-0100

	MAIL ADDRESS:	
		STREET 1:		110 ALLEN ROAD
		STREET 2:		SECOND FLOOR
		CITY:			BASKING RIDGE
		STATE:			NJ
		ZIP:			07920

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Caladrius Biosciences, Inc.
		DATE OF NAME CHANGE:	20150608

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NeoStem, Inc.
		DATE OF NAME CHANGE:	20060906

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	PHASE III MEDICAL INC/DE
		DATE OF NAME CHANGE:	20030819
</SEC-HEADER>
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            <street2>SECOND FLOOR</street2>
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            <stateOrCountry>NJ</stateOrCountry>
            <stateOrCountryDescription>NEW JERSEY</stateOrCountryDescription>
            <zipCode>07920</zipCode>
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                <firstName>David</firstName>
                <middleName>J.</middleName>
                <lastName>Mazzo</lastName>
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                <street2>110 Allen Road, 2nd Floor</street2>
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                <stateOrCountryDescription>NEW JERSEY</stateOrCountryDescription>
                <zipCode>07920</zipCode>
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        <industryGroup>
            <industryGroupType>Biotechnology</industryGroupType>
        </industryGroup>
        <issuerSize>
            <revenueRange>Decline to Disclose</revenueRange>
        </issuerSize>
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            <item>06b</item>
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            <dateOfFirstSale>
                <value>2020-07-15</value>
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        <minimumInvestmentAccepted>0</minimumInvestmentAccepted>
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        <offeringSalesAmounts>
            <totalOfferingAmount>1999994</totalOfferingAmount>
            <totalAmountSold>1999994</totalAmountSold>
            <totalRemaining>0</totalRemaining>
            <clarificationOfResponse>Represents an aggregate of approximately $1,999,994 of common stock and warrants at an exercise price equal to $2.0625 per share.</clarificationOfResponse>
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        <investors>
            <hasNonAccreditedInvestors>false</hasNonAccreditedInvestors>
            <totalNumberAlreadyInvested>3</totalNumberAlreadyInvested>
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                <issuerName>CALADRIUS BIOSCIENCES, INC.</issuerName>
                <signatureName>/s/ David J. Mazzo</signatureName>
                <nameOfSigner>David J. Mazzo</nameOfSigner>
                <signatureTitle>President and Chief Executive Officer</signatureTitle>
                <signatureDate>2020-07-27</signatureDate>
            </signature>
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