<SEC-DOCUMENT>0000320017-21-000032-index.html : 20210216 <SEC-HEADER>0000320017-21-000032.hdr.sgml : 20210216 <ACCEPTANCE-DATETIME>20210216165126 ACCESSION NUMBER: 0000320017-21-000032 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20210212 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CALADRIUS BIOSCIENCES, INC. CENTRAL INDEX KEY: 0000320017 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 222343568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33650 FILM NUMBER: 21640097 BUSINESS ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 908-842-0100 MAIL ADDRESS: STREET 1: 110 ALLEN ROAD STREET 2: SECOND FLOOR CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: Caladrius Biosciences, Inc. DATE OF NAME CHANGE: 20150608 FORMER COMPANY: FORMER CONFORMED NAME: NeoStem, Inc. DATE OF NAME CHANGE: 20060906 FORMER COMPANY: FORMER CONFORMED NAME: PHASE III MEDICAL INC/DE DATE OF NAME CHANGE: 20030819 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>a8-krdoffering20210212.htm <DESCRIPTION>8-K <TEXT> Document 1 - file: a8-krdoffering20210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>exhibit4120210212.htm <DESCRIPTION>EX-4.1 <TEXT> Document 2 - file: exhibit4120210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>3 <FILENAME>exhibit5120210212.htm <DESCRIPTION>EX-5.1 <TEXT> Document 3 - file: exhibit5120210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>exhibit10120210212.htm <DESCRIPTION>EX-10.1 <TEXT> Document 4 - file: exhibit10120210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>exhibit10220210212.htm <DESCRIPTION>EX-10.2 <TEXT> Document 5 - file: exhibit10220210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>exhibit103hcw424b520210212.htm <DESCRIPTION>EX-10.3 <TEXT> Document 6 - file: exhibit103hcw424b520210212.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>exhibit99120210211.htm <DESCRIPTION>EX-99.1 <TEXT> Document 7 - file: exhibit99120210211.htm
</DOCUMENT> </SEC-DOCUMENT>