<SEC-DOCUMENT>0001062993-18-004809.txt : 20181126
<SEC-HEADER>0001062993-18-004809.hdr.sgml : 20181126
<ACCEPTANCE-DATETIME>20181126162947
ACCESSION NUMBER:		0001062993-18-004809
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20181126
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20181126
DATE AS OF CHANGE:		20181126

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Sphere 3D Corp
		CENTRAL INDEX KEY:			0001591956
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36532
		FILM NUMBER:		181201149

	BUSINESS ADDRESS:	
		STREET 1:		895 DON MILLS ROAD
		STREET 2:		BLDG. 2, SUITE 900
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M3C 1W3
		BUSINESS PHONE:		416-749-5999

	MAIL ADDRESS:	
		STREET 1:		895 DON MILLS ROAD
		STREET 2:		BLDG. 2, SUITE 900
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M3C 1W3
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<HTML>
<HEAD>
   <TITLE>Sphere 3D Corp. - Form 8-K - Filed by newsfilecorp.com</TITLE>
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<BODY style="font-size:10pt;">

<HR noshade align="center" width=100% size=3 color="black">
<A name=page_1></A>
<P align=center><B><FONT size=5>UNITED STATES </FONT></B><BR><B><FONT
size=5>SECURITIES AND EXCHANGE COMMISSION </FONT></B><BR>Washington, D.C. 20549
</P>
<P align=center><B><FONT size=5>FORM 8-K </FONT></B></P>
<P align=center><B>CURRENT REPORT </B></P>
<P align=center><B>Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934 </B></P>
<P align=center>Date of Report (Date of earliest event reported): <B><U>November
20, 2018 </U></B></P>
<P align=center><B><U><FONT size=5>SPHERE 3D CORP.</FONT></U></B><B>
</B><BR>(Exact name of registrant as specified in its charter) </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>
    <p align="center"><B><U>Ontario, Canada </U></B></TD>
    <TD align=left width="33%">
    <p align="center"><B><U>001-36532 </U></B></TD>
    <TD align=left width="33%">
    <p align="center"><B><U>98-1220792 </U></B></TD></TR>
  <TR vAlign=top>
    <TD align=left>
    <p align="center">(State or other jurisdiction </TD>
    <TD align=left width="33%">
    <p align="center">(Commission File Number) </TD>
    <TD align=left width="33%">
    <p align="center">(IRS Employer Identification No.) </TD></TR>
  <TR vAlign=top>
    <TD align=left>
    <p align="center">of incorporation) </TD>
    <TD align=left width="33%">
    <p align="center">&nbsp; </TD>
    <TD align=left width="33%">
    <p align="center">&nbsp; </TD></TR></TABLE>
<p align="center"><BR>
</p>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left>
    <p align="center"><B>895 Don Mills Road, </B></TD>
    <TD align=left width="33%" >
    <p align="center">&nbsp; </TD></TR>
  <TR vAlign=top>
    <TD align=left>
    <p align="center"><B>Bldg. 2, Suite 900 </B></TD>
    <TD align=left width="33%" >
    <p align="center"><B><U>M3C 1W3 </U></B></TD></TR>
  <TR vAlign=top>
    <TD align=left>
    <p align="center"><B><U>Toronto, Ontario </U></B></TD>
    <TD align=left width="33%" >
    <p align="center">&nbsp; </TD></TR>
  <TR vAlign=top>
    <TD align=left>
    <p align="center">(Address of principal executive offices) </TD>
    <TD align=left width="33%" >
    <p align="center">(Zip Code) </TD></TR></TABLE>
<P align=center>Registrant&#146;s telephone number, including area code <B><U>(858)
571-5555</U> </B></P>
<P align=center><B><U>Not Applicable</U></B><B> </B><BR>(Former name or former
address, if changed since last report) <BR></P>
<P align=justify>Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under
any of the following provisions (see General Instruction A.2. below): </P>
<P align=justify>[&nbsp; &nbsp;] Written communications pursuant to Rule 425
under the Securities Act (17 CFR 230.425) </P>
<P align=justify>[&nbsp;&nbsp; ] Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a -12) </P>
<P align=justify>[&nbsp;&nbsp; ] Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b)) </P>
<P align=justify>[&nbsp; &nbsp;] Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c)) </P>
<P align=justify>Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of
this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (&#167;240.12b -2
of this chapter).</P>
<P align=justify>Emerging growth company [&nbsp; &nbsp;] </P>
<P align=justify>If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to
Section 13(a) of the Exchange Act. [&nbsp; &nbsp;] </P>
<P align=center>1 </P>
<HR style="PAGE-BREAK-AFTER: always" align=center width="100%" color=black
noShade SIZE=5>
<A name=page_2></A>
<P align=justify><B>Item
8.01.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;
Other Events.</B> </P>
<P align=justify>Sphere 3D Corp. (the &#147;Company&#148;) announced that NASDAQ informed
the Company that as of November 20, 2018, the Company has regained compliance
with NASDAQ&#146;s Listing Rule 5550(a)(2) (the &#147;Rule&#148;), which requires the closing
bid price of the Company&#146;s common stock to be at or greater than $1.00 for 10
trading days. </P>
<P align=justify>On November 21, 2018, the Company issued a press release
announcing its compliance with the Rule. A copy of the press release is filed as
Exhibit 99.1 hereto and is incorporated by reference into this report. </P>
<P align=center><B>SIGNATURES </B></P>
<P align=justify>Pursuant to the requirements of the Securities Exchange Act of
1934, as amended, the Registrant has duly caused this report to be signed on its
behalf by the undersigned, thereunto duly authorized. </P>
<P align=justify>Date: November 26, 2018 </P>
<P style="MARGIN-LEFT: 50%" align=justify><B>SPHERE 3D CORP. </B></P>
<P style="MARGIN-LEFT: 50%" align=justify>&nbsp;</P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%" >By: </TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" align=left width="45%"
    >/s/ Peter Tassiopolous </TD></TR>
  <TR vAlign=bottom>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%" >&nbsp;</TD>
    <TD align=left width="45%"  >Peter Tassiopolous
    </TD></TR>
  <TR vAlign=top>
    <TD align=left >&nbsp;</TD>
    <TD align=left width="5%" >&nbsp; </TD>
    <TD align=left width="45%" >Chief Executive Officer
  </TD></TR></TABLE>
<P align=center>2 </P>
<HR style="PAGE-BREAK-AFTER: always" align=center width="100%" color=black
noShade SIZE=5>
<!--$$/page=--><A name=page_5></A>
<P align=center><b>EXHIBIT INDEX</b> </P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD style="BORDER-BOTTOM: #000000 1px solid" noWrap align=center
    ><B>Exhibit Number</B> </TD>
    <TD noWrap align=left width="1%">&nbsp;<A
      href="#page_Description"></A></TD>
    <TD style="BORDER-BOTTOM: #000000 1px solid" noWrap align=left
      width="89%"><B>Description</B> </TD></TR>
  <TR>
    <TD align=center >&nbsp;</TD>
    <TD align=left width="1%">&nbsp;</TD>
    <TD align=left width="89%">&nbsp;</TD></TR>
  <TR vAlign=top>
    <TD align=center bgColor=#eeeeee ><A
      href="exhibit99-1.htm">99.1
      </A></TD>
    <TD align=left width="1%" bgColor=#eeeeee>&nbsp;<A
      href="exhibit99-1.htm"></A></TD>
    <TD align=left width="89%" bgColor=#eeeeee><A
      href="exhibit99-1.htm">Press
      Release Issued November 21, 2018 </A></TD></TR></TABLE>
<p align="center">3</p>
<HR align=center width="100%" color=black noShade SIZE=5>

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</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>exhibit99-1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
<HTML>
<HEAD>
   <TITLE>Sphere 3D Corp. - Exhibit 99.1 - Filed by newsfilecorp.com</TITLE>
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<p align="right"><b><A name=page_1></A><br>
  Exhibit 99.1</b></p>
<p><IMG src="sphere3dlogo.jpg" border=0 width="228" height="97">
  <BR>
</p>
<P align=justify><B>Sphere 3D Regains Compliance with NASDAQ Minimum Bid Price
Listing Requirements</B> </P>
<P align=justify>Toronto, Ontario &#150; November 21, 2018 &#150; Sphere 3D Corp. (NASDAQ:
ANY), a containerization, virtualization and data management solution provider,
today announced that it received written notice from the Listing Qualifications
Staff on the Nasdaq Stock Market (&#147;Nasdaq&#148;) on November 20, 2018 indicating that
the Company has regained compliance with the minimum bid price requirement under
Nasdaq Listing Rule 5550(a)(2) for continued listing on the Nasdaq Capital
Market. Nasdaq considers the matter closed. </P>
<P align=justify><B>About Sphere 3D </B></P>
<P align=justify>Sphere 3D Corp. (NASDAQ: ANY) delivers containerization,
virtualization, and data management solutions via hybrid cloud, cloud and
on-premise implementations through its global reseller network and professional
services organization. Sphere 3D, along with its wholly owned subsidiaries, has
a strong portfolio of brands, including HVE ConneXions, dedicated to helping
customers achieve their IT goals. </P>
<P align=justify>For more information, visit www.sphere3d.com. Follow us on
Twitter @Sphere3D<I>, </I>@HVEconneXions. </P>
<P align=justify><B>Safe Harbor Statement </B></P>
<P align=justify><I>This press release contains forward&#150;looking statements,
which include, among others, Sphere 3D&#146;s expectations, beliefs, plans,
objectives, prospects, financial condition, assumptions or future events or
performance, that may involve risks, uncertainties, and assumptions concerning
the Company&#146;s business and products, including our ability to continue
operations without the business of our former subsidiary, Overland Storage,
Inc., our ability to raise additional capital through equity or debt financings,
the market adoption, actual performance and functionality of our products; our
inability to comply with the covenants in associated with our preferred shares;
any increase in our future cash needs; our ability to maintain compliance with
NASDAQ Capital Market listing requirements; unforeseen and proposed changes in
the course of Sphere 3D&#146;s business or the business of its wholly&#150;owned
subsidiaries; the level of success of our collaborations and business
partnerships; possible actions by customers, partners, suppliers, competitors or
regulatory authorities; and other risks detailed from time to time in our
periodic reports contained in our Annual Information Form and other filings with Canadian securities regulators (www.sedar.com) and in
periodic reports filed with the United States Securities and Exchange Commission
(www.sec.gov). All forward&#150;looking statements speak only as of the date of this
written communication. Sphere 3D undertakes no obligation to update any
forward&#150;looking statement, whether written or oral, that may be made from time
to time, whether as a result of new information, future developments or
otherwise, except as required by law.
</I></P>
<TABLE
style="BORDER-COLOR: black; FONT-SIZE: 10pt; BORDER-COLLAPSE: collapse; "
cellSpacing=0 cellPadding=0 width="100%" border=0>

  <TR vAlign=top>
    <TD align=left><B>Investor Contact: </B></TD></TR>
  <TR vAlign=top>
    <TD align=left>Kurt Kalbfleisch </TD></TR>
  <TR vAlign=top>
    <TD align=left>+1-858-495-4211 </TD></TR>
  <TR vAlign=top>
    <TD align=left><U><FONT
      color=#0000ff>Investor.relations@sphere3d-overland.com
  </FONT></U></TD></TR></TABLE><BR>
<HR align=center width="100%" color=black noShade SIZE=5>

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