<SEC-DOCUMENT>0001062993-19-004566.txt : 20191121
<SEC-HEADER>0001062993-19-004566.hdr.sgml : 20191121
<ACCEPTANCE-DATETIME>20191121175747
ACCESSION NUMBER:		0001062993-19-004566
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20191119
FILED AS OF DATE:		20191121
DATE AS OF CHANGE:		20191121

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Kalbfleisch Kurt L.
		CENTRAL INDEX KEY:			0001409130

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36532
		FILM NUMBER:		191238223

	BUSINESS ADDRESS:	
		BUSINESS PHONE:		858-495-4131

	MAIL ADDRESS:	
		STREET 1:		C/O OVERLAND STORAGE, INC.
		STREET 2:		4820 OVERLAND AVENUE
		CITY:			SAN DIEGO
		STATE:			CA
		ZIP:			92123

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Sphere 3D Corp
		CENTRAL INDEX KEY:			0001591956
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
		IRS NUMBER:				000000000
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		895 DON MILLS ROAD
		STREET 2:		BLDG. 2, SUITE 900
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M3C 1W3
		BUSINESS PHONE:		416-749-5999

	MAIL ADDRESS:	
		STREET 1:		895 DON MILLS ROAD
		STREET 2:		BLDG. 2, SUITE 900
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M3C 1W3
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>form4.xml
<DESCRIPTION>STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0306</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2019-11-19</periodOfReport>

    <issuer>
        <issuerCik>0001591956</issuerCik>
        <issuerName>Sphere 3D Corp</issuerName>
        <issuerTradingSymbol>ANY</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001409130</rptOwnerCik>
            <rptOwnerName>Kalbfleisch Kurt L.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>895 DON MILLS ROAD, BLDG. 2, SUITE 900</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>TORONTO</rptOwnerCity>
            <rptOwnerState>A6</rptOwnerState>
            <rptOwnerZipCode>M3C 1W3</rptOwnerZipCode>
            <rptOwnerStateDescription>ONTARIO, CANADA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>1</isOfficer>
            <isTenPercentOwner>0</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle>SVP AND CFO</officerTitle>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2019-11-19</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>M</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>9049</value>
                </transactionShares>
                <transactionPricePerShare>
                    <footnoteId id="F1"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>18385</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
                <value>Restricted Stock Units</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F1"/>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2019-11-19</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>M</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>9049</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0.00</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <exerciseDate>
                <value>2019-11-19</value>
            </exerciseDate>
            <expirationDate>
                <value>2019-11-19</value>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>9049</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>0</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </derivativeTransaction>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">Each restricted stock unit (&quot;RSU&quot;) represents a contingent right to receive one share of Sphere 3D Corp. common stock.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>Denise Garrett For: Kurt Kalbfleisch</signatureName>
        <signatureDate>2019-11-20</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-24.1
<SEQUENCE>2
<FILENAME>ex24-1.htm
<DESCRIPTION>EXHIBIT 24.1
<TEXT>
<html>

<head>
    <title>Sphere 3D Corporation: POWER OF ATTORNEY - Filed by newsfilecorp.com</title>
</head>

<body style="font-size:10pt;">
    <hr width="100%" size="3" color="black" noshade="noshade"><a name="page_1"></a>
    <div>
        <p style="text-align: center;"><b>POWER OF ATTORNEY</b></p>
        <p style="text-indent: 36pt; text-align: justify;">The undersigned hereby constitutes and appoints Jenny Yeh and Denise Garrett with full power of substitution, the undersigned's true and lawful attorney-in-fact to:</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: left;">(1)<font style="display: inline-block; width: 24pt;">&#160;</font>prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the U.S. Securities and Exchange Commission (the "<u>SEC</u>") a Form ID, including amendments thereto, and any other documents necessary or&#160;&#160;&#160; appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934 or any rule or regulation of the SEC;</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: left;">(2)<font style="display: inline-block; width: 24pt;">&#160;</font>execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Sphere 3D Corp. (the "<u>Company</u>"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder;</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: left;">(3)<font style="display: inline-block; width: 24pt;">&#160;</font>do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, complete and execute any amendment or amendments thereto, and timely file such forms with the SEC and any stock exchange or similar authority; and</p>
        <p style="margin-left: 72pt; text-indent: -36pt; text-align: left;">(4)<font style="display: inline-block; width: 24pt;">&#160;</font>take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.</p>
        <p style="text-indent: 36pt; text-align: justify;">The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of&#160; the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934.</p>
        <p style="text-indent: 36pt; text-align: justify;">This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.</p>
        <p style="text-indent: 72pt; text-align: justify;">IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 4<sup>th</sup> day of December, 2017.</p>
        <p style="margin-bottom: 0pt; text-indent: 72pt; text-align: right;"><font style="width: 36pt; text-indent: 0pt; display: inline-block;">&#160;</font></p>
        <p style="margin-bottom: 0pt; text-indent: 72pt; text-align: right;"><font style="width: 36pt; text-indent: 0pt; display: inline-block;">&#160;</font><u>/s/Kurt L. Kalbfleisch</u><u> &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; </u><u>&#160; &#160; &#160; &#160; &#160; &#160; &#160; <br></u>Signature</p>
        <p style="margin-bottom: 0pt; text-align: right;"><font style="width: 36pt; display: inline-block;">&#160;</font><u>Kurt L. Kalbfleisch</u><u> &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160; &#160;</u><u>&#160; &#160; &#160; &#160; &#160; &#160; &#160; <br></u>Print Name</p>
    </div>
    <hr width="100%" size="5" color="black" noshade="noshade">
</body>

</html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
