<SEC-DOCUMENT>0001558370-23-019039.txt : 20231114
<SEC-HEADER>0001558370-23-019039.hdr.sgml : 20231114
<ACCEPTANCE-DATETIME>20231114163008
ACCESSION NUMBER:		0001558370-23-019039
CONFORMED SUBMISSION TYPE:	NT 10-Q
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20231114
FILED AS OF DATE:		20231114
DATE AS OF CHANGE:		20231114
EFFECTIVENESS DATE:		20231114

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			BATTALION OIL CORP
		CENTRAL INDEX KEY:			0001282648
		STANDARD INDUSTRIAL CLASSIFICATION:	CRUDE PETROLEUM & NATURAL GAS [1311]
		IRS NUMBER:				200700684
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		NT 10-Q
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35467
		FILM NUMBER:		231406926

	BUSINESS ADDRESS:	
		STREET 1:		3505 WEST SAM HOUSTON PARKWAY NORTH
		STREET 2:		SUITE 300
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77043
		BUSINESS PHONE:		832-538-0300

	MAIL ADDRESS:	
		STREET 1:		3505 WEST SAM HOUSTON PARKWAY NORTH
		STREET 2:		SUITE 300
		CITY:			HOUSTON
		STATE:			TX
		ZIP:			77043

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	HALCON RESOURCES CORP
		DATE OF NAME CHANGE:	20120209

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RAM ENERGY RESOURCES INC
		DATE OF NAME CHANGE:	20060518

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	TREMISIS ENERGY ACQUISITION CORP
		DATE OF NAME CHANGE:	20040304
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-Q
<SEQUENCE>1
<FILENAME>tmb-20231114xnt10q.htm
<DESCRIPTION>NT 10-Q
<TEXT>
<!--Enhanced HTML document created with Toppan Merrill Bridge  10.4.105.0--><!--Created on: 11/14/2023 08:47:55 PM (UTC)--><!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd"><html><head><meta charset="UTF-8"><title>SYNALLOY CORP (Form: NT 10-Q, Received: 08/11/2020 16:12:57)</title></head><body><div style="margin-top:30pt;"></div><div style="max-width:100%;padding-left:5.88%;padding-right:5.88%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:0.05pt;text-align:center;margin:0pt 32pt 0pt 0pt;"><a name="eolPage1"></a><a name="FIS_TOP_OF_DOCUMENT"></a><a name="EA125373_NT10Q_SYNALLOY_HTM"></a><a name="FIS_FORM"></a><font style="font-family:'Times New Roman','Times','serif';font-size:0.05pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:1pt;line-height:1.19;border-bottom:1.0pt solid #000000;border-top:2.0pt solid #000000;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">&#160;</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:12pt 0pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">UNITED STATES </b><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;"><br></b><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">SECURITIES AND EXCHANGE COMMISSION</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Washington, D.C. 20549</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:18pt 0pt 6pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-size:14pt;font-weight:bold;">FORM 12b-25</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 0pt 12pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">NOTIFICATION OF LATE FILING</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 0pt 12pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">SEC File Number: </font><font style="display:inline-block;width:4.06pt;"></font><font style="font-family:'Times New Roman','Times','serif';">001-35467</font><font style="font-family:'Times New Roman','Times','serif';"><br></font><font style="font-family:'Times New Roman','Times','serif';">CUSIP Number: </font><font style="display:inline-block;width:12.11pt;"></font><font style="font-family:'Times New Roman','Times','serif';">40537Q803</font></p><table border="0" cellpadding="0" cellspacing="0"><tr><td style="vertical-align:text-top;white-space:nowrap;width:72pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin-bottom:0pt;margin-top:0pt;"><i style="font-family:'Times New Roman','Times','serif';font-size:10pt;font-style:italic;">(Check one):</i></p></td><td style="padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin-bottom:0pt;margin-top:0pt;"><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form 10-K&#160;&#160;&#160; </font><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form 20-F&#160;&#160;&#160; </font><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form 11-K&#160;&#160;&#160; </font><b style="font-family:'Segoe UI Symbol';font-size:12pt;font-weight:bold;">&#9746;</b><b style="font-family:'Times New Roman','Times','serif';font-size:10pt;font-weight:bold;">&#160;Form 10-Q</b><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;&#160;&#160; </font><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form 10-D&#160;&#160;&#160; </font><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form N-CEN </font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;"><br></font><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;">&#160;Form N-CSR&#160;</font></p></td></tr></table><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;padding-left:27pt;text-indent:-27pt;margin:0pt 185pt 6pt 72pt;"><font style="font-family:'Times New Roman','Times','serif';">For Period Ended: </font><u style="font-family:'Times New Roman','Times','serif';text-decoration-color:#000000;text-decoration-line:underline;text-decoration-style:solid;">&#160;&#160;&#160;</u><b style="font-family:'Times New Roman','Times','serif';font-size:11pt;font-weight:bold;text-decoration-color:#000000;text-decoration-line:underline;text-decoration-style:solid;">September 30, 2023</b><u style="font-family:'Times New Roman','Times','serif';text-decoration-color:#000000;text-decoration-line:underline;text-decoration-style:solid;">&#160;&#160;&#160;</u></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;padding-left:27pt;text-indent:-27pt;margin:0pt 185pt 0pt 72pt;"><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';">&#160;Transition Report on Form 10-K</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-indent:72pt;margin:1pt 272pt 0pt 0pt;"><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';">&#160;Transition Report on Form 20-F</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:1pt 272pt 0pt 72pt;"><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';">&#160;Transition Report on Form 11-K</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:1pt 272pt 0pt 72pt;"><font style="font-family:'Segoe UI Symbol';font-size:12pt;">&#9744;</font><font style="font-family:'Times New Roman','Times','serif';">&#160;Transition Report on Form 10-Q</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0pt 18pt 72pt;"><font style="font-family:'Times New Roman','Times','serif';">For the Transition Period Ended: ____________________________________</font></p><div style="margin-left:-0.5pt;" align="left"><table style="border-collapse:collapse;font-size:16pt;height:max-content;padding-left:0pt;padding-right:0pt;table-layout:auto;width:99.91%;"><tr><td style="vertical-align:bottom;width:100%;border-bottom:1.0pt solid #000000;border-left:1.0pt solid #000000;border-right:1.0pt solid #000000;border-top:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:6pt 2.8pt 6pt 1pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</b><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td></tr><tr><td style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 0.8pt 0pt 5pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-left:0pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td></tr><tr><td style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 5pt;"><font style="font-family:'Times New Roman','Times','serif';">If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:&#160;</font></p></td></tr><tr><td style="vertical-align:bottom;width:100%;border-bottom:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td></tr></table></div><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:18pt 0pt 12pt 5pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">PART I &#8211; REGISTRANT INFORMATION</b></p><div align="left"><table style="border-collapse:collapse;font-size:16pt;height:max-content;padding-left:0pt;padding-right:0pt;table-layout:auto;width:100%;"><tr><td style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 0.8pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;text-transform:uppercase;">Battalion Oil Corporation</b></p></td></tr><tr><td style="vertical-align:bottom;width:100%;border-top:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 0pt 0pt 5pt;"><font style="font-family:'Times New Roman','Times','serif';">Full Name of Registrant</font></p></td></tr><tr><td style="vertical-align:bottom;width:100%;border-bottom:1.0pt solid #000000;margin:0pt;padding:0pt;"><p 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style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 0pt 0pt 5pt;"><font style="font-family:'Times New Roman','Times','serif';">Address of Principal Executive Office </font><i style="font-family:'Times New Roman','Times','serif';font-style:italic;">(Street and Number)</i></p></td></tr><tr><td style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:6pt 0.8pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Houston, TX 77043</b></p></td></tr><tr><td style="vertical-align:bottom;width:100%;border-top:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">City, State and Zip Code</font></p></td></tr></table></div><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:18pt 0pt 12pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">PART II &#8211; RULES 12b-25(b) AND (c)</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:justify;margin:0pt 0pt 6pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule&#160;12b-25(b), the following should be completed. (Check box if appropriate)</font></p><div align="left"><table style="border-collapse:collapse;font-size:16pt;height:max-content;padding-left:0pt;padding-right:0pt;table-layout:auto;width:100%;"><tr><td rowspan="3" style="vertical-align:middle;width:6.66%;border-right:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 1pt 0pt 0pt;"><b style="font-family:'Segoe UI Symbol';font-size:12pt;font-weight:bold;">&#9746;</b></p></td><td style="vertical-align:bottom;width:93.33%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;padding-left:18pt;text-align:justify;text-indent:-18pt;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">(a)&#160;&#160;The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;&#160;</font></p></td></tr><tr><td style="display:none;vertical-align:top;width:6.66%;border-right:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.28;margin-bottom:8pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:top;width:93.33%;border-left:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;padding-left:18pt;text-align:justify;text-indent:-18pt;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">(b)&#160;&#160;The subject annual report, semi-annual report, transition report on Form&#160;10-K, Form&#160;20-F, Form&#160;11-K, Form&#160;N-CEN or Form&#160;N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form&#160;10-Q or subject distribution report on Form&#160;10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and</font></p></td></tr><tr><td style="display:none;vertical-align:top;width:6.66%;border-right:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.28;margin-bottom:8pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:bottom;width:93.33%;border-left:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;padding-left:18pt;text-align:justify;text-indent:-18pt;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">(c)&#160;&#160;The accountant&#8217;s statement or other exhibit required by Rule&#160;12b-25(c) has been attached if applicable.</font></p></td></tr></table></div><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:3.2pt 0pt 0pt 3.2pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:12pt;line-height:1.28;margin-bottom:8pt;margin-left:0pt;visibility:hidden;">&#8203;</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:1pt;line-height:1.19;border-bottom:2.0pt solid #000000;border-top:1.0pt solid #000000;margin:3pt 0pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></div></div><hr style="background-color:#000000;clear:both;color:#000000;height:2pt;line-height:0;margin-bottom:30pt;margin-left:5.88%;margin-right:5.88%;margin-top:30pt;page-break-after:always;width:88.24%;border-width:0;"><div style="max-width:100%;padding-left:5.88%;padding-right:5.88%;position:relative;"><div style="clear:both;max-width:100%;position:relative;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:18pt 0pt 12pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">PART III &#8211; NARRATIVE</b></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:justify;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';">State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:justify;margin:12pt 0pt 0pt 0pt;"><a name="FIS_UNIDENTIFIED_TABLE"></a><a name="_Hlk142392229"></a><font style="font-family:'Times New Roman','Times','serif';">Battalion Oil Corporation (the&#160;&#8220;</font><font style="font-family:'Times New Roman','Times','serif';font-style:italic;font-weight:bold;">Company</font><font style="font-family:'Times New Roman','Times','serif';">&#8221;) is unable to file, without unreasonable effort or expense, its Quarterly&#160;Report on Form&#160;10-Q for the quarter ended September 30, 2023 (the&#160;&#8220;</font><font style="font-family:'Times New Roman','Times','serif';font-style:italic;font-weight:bold;">Quarterly Report</font><font style="font-family:'Times New Roman','Times','serif';">&#8221;) by the prescribed filing date for the reasons stated below.</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:justify;margin:12pt 0pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">The Company is still in the process of compiling required information to complete the Quarterly Report; consequently, the Company has determined additional time is needed to allow its independent registered public accounting firm to complete its review of the financial statements for the period ended September&#160;30, 2023 to be incorporated in the Quarterly Report. In accordance with Rule&#160;12b-25 of the Securities Exchange Act of 1934, as amended, the Company expects to file the Quarterly&#160;Report within the five-calendar day extension period following the prescribed due date.</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:18pt 0pt 12pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">PART IV &#8211; OTHER INFORMATION</b></p><div align="left"><table style="border-collapse:collapse;font-size:16pt;height:max-content;padding-left:0pt;padding-right:0pt;table-layout:auto;width:100.83%;"><tr><td style="vertical-align:top;width:3.14%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';">(1)</font></p></td><td colspan="5" style="vertical-align:top;width:96.85%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">Name and telephone number of person to contact in regard to this notification</font></p></td></tr><tr><td colspan="6" style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-indent:-9pt;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td></tr><tr><td colspan="2" style="vertical-align:middle;width:44.62%;border-bottom:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">Matthew B. Steele</b></p></td><td style="vertical-align:middle;width:1.16%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:middle;width:10.99%;border-bottom:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">832</b></p></td><td style="vertical-align:middle;width:1.16%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:middle;width:42.04%;border-bottom:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;">541-8334</b></p></td></tr><tr><td colspan="2" style="vertical-align:bottom;width:44.62%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">(Name)</font></p></td><td style="vertical-align:bottom;width:1.16%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:bottom;width:10.99%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 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style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:bottom;width:42.04%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td></tr><tr><td style="vertical-align:top;width:3.14%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';">(2)</font></p></td><td colspan="5" style="vertical-align:top;width:96.85%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:justify;margin:0pt 4.5pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">Have all other periodic reports required under Section&#160;13 or 15(d) of the Securities Exchange Act of 1934 or Section&#160;30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? 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style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.28;margin:0pt 0pt 8pt 0pt;"><font style="font-size:1pt;visibility:hidden;">&#8203;</font></p></div></div></td><td colspan="2" style="vertical-align:bottom;width:9.1%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.28;margin:0pt 0pt 8pt 0pt;"><font style="font-size:1pt;visibility:hidden;">&#8203;</font></p></div></div></td><td style="vertical-align:bottom;width:47.89%;margin:0pt;padding:0pt;"><div style="height:1pt;overflow:hidden;overflow-wrap:break-word;position:relative;"><div style="bottom:0pt;position:absolute;width:100%;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.28;margin:0pt 0pt 8pt 0pt;"><font style="font-size:1pt;visibility:hidden;">&#8203;</font></p></div></div></td></tr><tr><td colspan="4" style="vertical-align:bottom;width:100%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;text-align:center;margin:12pt 2.8pt 0pt 0pt;"><b style="font-family:'Times New Roman','Times','serif';font-weight:bold;text-transform:uppercase;">Battalion Oil Corporation</b></p></td></tr><tr><td colspan="4" style="vertical-align:bottom;width:100%;border-top:1.0pt solid #000000;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';">(Name of Registrant as Specified in Charter)</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;text-align:center;margin:0pt;"><font style="font-family:'Times New 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Steele </font></p></td></tr><tr><td style="vertical-align:bottom;width:42.99%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:bottom;width:3.29%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:top;width:5.8%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">Name:</font></p></td><td style="vertical-align:bottom;width:47.89%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0pt 0pt 9pt;"><font style="font-family:'Times New Roman','Times','serif';">Matthew B. Steele</font></p></td></tr><tr><td style="vertical-align:bottom;width:42.99%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:bottom;width:3.29%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">&#160;</font></p></td><td style="vertical-align:top;width:5.8%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';">Title:</font></p></td><td style="vertical-align:bottom;width:47.89%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0pt 0pt 9pt;"><font style="font-family:'Times New Roman','Times','serif';">Chief Executive Officer</font></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0pt 0pt 9pt;"><i style="font-family:'Times New Roman','Times','serif';font-style:italic;">(Principal Executive Officer and Principal Financial Officer)</i></p><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:10pt;line-height:1.19;margin:0pt 0pt 0pt 9pt;"><i style="font-family:'Times New Roman','Times','serif';font-style:italic;">&#160;</i></p></td></tr><tr><td style="vertical-align:bottom;width:42.99%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:bottom;width:3.29%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:bottom;width:5.8%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt 0.8pt 0pt 0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;margin-right:0pt;visibility:hidden;">&#8203;</font></p></td><td style="vertical-align:bottom;width:47.89%;margin:0pt;padding:0pt;"><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.19;margin:0pt;"><font style="font-family:'Times New Roman','Times','serif';font-size:10pt;line-height:1.28;margin-bottom:8pt;visibility:hidden;">&#8203;</font></p></td></tr></table></div><p style="font-family:'Calibri','Helvetica','sans-serif';font-size:11pt;line-height:1.28;margin:0pt 0pt 8pt 0pt;"><font style="visibility:hidden;">&#8203;</font></p></div></div><hr style="background-color:#000000;clear:both;color:#000000;height:2pt;line-height:0;margin-left:5.88%;margin-right:5.88%;margin-top:30pt;page-break-after:avoid;width:88.24%;border-width:0;"></body></html>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
