<SEC-DOCUMENT>0001157523-23-000959.txt : 20230612
<SEC-HEADER>0001157523-23-000959.hdr.sgml : 20230612
<ACCEPTANCE-DATETIME>20230609174242
ACCESSION NUMBER:		0001157523-23-000959
CONFORMED SUBMISSION TYPE:	6-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20230609
FILED AS OF DATE:		20230612
DATE AS OF CHANGE:		20230609

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Electra Battery Materials Corp
		CENTRAL INDEX KEY:			0001907184
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				000000000
		STATE OF INCORPORATION:			A6
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		6-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-41356
		FILM NUMBER:		231006557

	BUSINESS ADDRESS:	
		STREET 1:		PO BOX 20059
		STREET 2:		BAY ADELAIDE P.O.
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M5H 0A1
		BUSINESS PHONE:		416-900-3891

	MAIL ADDRESS:	
		STREET 1:		ELECTRA HEAD OFFICE
		STREET 2:		401 BAY STREET, 6TH FLOOR
		CITY:			TORONTO
		STATE:			A6
		ZIP:			M5H 2Y4
</SEC-HEADER>
<DOCUMENT>
<TYPE>6-K
<SEQUENCE>1
<FILENAME>a53418034.htm
<DESCRIPTION>ELECTRA BATTERY MATERIALS CORPORATION 6-K
<TEXT>
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    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;"><font style="font-size: 16pt;">UNITED STATES</font></div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 16pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">Washington, D.C. 20549</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">&#160;</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 16pt; font-weight: bold;">FORM 6-K</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">&#160;</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">OF THE SECURITIES EXCHANGE ACT OF 1934</div>
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            <div>For the month of</div>
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            <div style="font-weight: bold;">June<br>
            </div>
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            <div>&#160;</div>
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          <td style="width: 10%; vertical-align: middle; border-bottom: 2px solid rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif;">
            <div style="font-weight: bold;">2023</div>
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            <div>Commission File Number</div>
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            <div style="font-weight: bold;">001-41356</div>
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            <div>&#160;</div>
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            <div>&#160;</div>
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    <div>&#160;</div>
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            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;"><font style="font-weight: bold;">Electra Battery Materials Corporation</font></div>
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          <td style="width: 100%; vertical-align: top; font-family: 'Times New Roman',Times,serif;">
            <div style="text-align: center;">(Translation of registrant&#8217;s name into English)</div>
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            <div>&#160;</div>
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            <div style="text-align: center; font-weight: bold;">133 Richmond Street West, Suite 602<br>
              Toronto, Ontario, Canada</div>
            <div style="text-align: center; font-weight: bold;">M5H 2L3</div>
            <div style="text-align: center; font-weight: bold;">(416) 900-3891</div>
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            <div style="text-align: center;">(Address of principal executive offices)</div>
          </td>
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    <div style="text-align: center;">&#160;</div>
    <div>Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:</div>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
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            <div>Form 20-F</div>
          </td>
          <td style="width: 24.96%; vertical-align: bottom;" colspan="1">&#9744; <br>
          </td>
          <td style="width: 24.96%; vertical-align: bottom;">
            <div>Form 40-F</div>
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          <td style="width: 24.96%; vertical-align: bottom;" colspan="1">&#9746; <br>
          </td>
        </tr>

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    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
    <div>Indicate by check mark if the registrant is submitting the Form&#160;6-K in paper as permitted by Regulation&#160;S-T Rule&#160;101(b)(1): <u>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</u></div>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
    <div style="font-family: 'Times New Roman',Times,serif;">Indicate by check mark if the registrant is submitting the Form&#160;6-K in paper as permitted by Regulation&#160;S-T Rule&#160;101(b)(7):&#160;<u>&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;&#160;</u> <br>
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      </u></div>
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    <div style="text-align: center; font-weight: bold;">DOCUMENTS INCLUDED AS PART OF THIS REPORT</div>
    <div style="text-align: center; font-weight: bold;"> <br>
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            <div style="text-align: center; font-weight: bold;">Exhibit</div>
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            <div>&#160;</div>
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          <td style="width: 10%; vertical-align: top; font-family: 'Times New Roman',Times,serif;">
            <div style="text-align: center;"><a href="a53418034ex99_1.htm">99.1</a></div>
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          <td style="width: 90%; vertical-align: top; font-family: 'Times New Roman',Times,serif;">
            <div><a href="a53418034ex99_1.htm">Press Release dated June 9, 2023</a><br>
            </div>
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    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">&#160;</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">SIGNATURES</div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-weight: bold;">&#160;</div>
    <div style="text-indent: 36pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.</div>
    <div style="font-family: 'Times New Roman',Times,serif;">&#160;</div>
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              <div>&#160;</div>
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            <td style="width: 30%; padding-bottom: 2px;">
              <div>&#160;</div>
            </td>
            <td colspan="2" rowspan="1" style="width: 5%; text-align: center; border-bottom: 2px solid rgb(0, 0, 0);">
              <div><font style="font-style: italic;">Electra Battery Materials Corporation</font> <br>
              </div>
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              <div>&#160;</div>
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              <div style="text-align: center;">(Registrant)</div>
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              <div>&#160;</div>
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              <div>Date:<br>
              </div>
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            <td style="width: 15%; border-bottom: 2px solid rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; text-align: left; vertical-align: bottom;">
              <div>June 9, 2023<br>
              </div>
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              <div>&#160;</div>
            </td>
            <td style="width: 5%; font-family: 'Times New Roman',Times,serif; text-align: left; vertical-align: bottom;">
              <div>By:</div>
            </td>
            <td style="width: 40%; border-bottom: 2px solid rgb(0, 0, 0); font-family: 'Times New Roman',Times,serif; text-align: left; vertical-align: bottom;">
              <div>/s/ Trent Mell</div>
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              <div>&#160;</div>
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              <div>&#160;</div>
            </td>
            <td style="width: 15%;">
              <div>&#160;</div>
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            <td style="width: 30%;">
              <div>&#160;</div>
            </td>
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              <div>&#160;</div>
            </td>
            <td style="width: 40%;">
              <div>Name: Trent Mell</div>
            </td>
            <td style="width: 5%;">
              <div>&#160;</div>
            </td>
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              <div>&#160;</div>
            </td>
            <td style="width: 15%;">
              <div>&#160;</div>
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              <div>&#160;</div>
            </td>
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              <div>&#160;</div>
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            <td style="width: 40%;">
              <div>Title:&#160;&#160;&#160; Chief Executive Officer and Director</div>
            </td>
            <td style="width: 5%;">
              <div>&#160;</div>
            </td>
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<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>a53418034ex99_1.htm
<DESCRIPTION>EXHIBIT 99.1
<TEXT>
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  <div style="text-align: right;"><font style="font-weight: bold;">Exhibit 99.1</font><br>
  </div>
  <div style="text-align: right;"><font style="font-weight: bold;"> <br>
    </font></div>
  <div>
    <div class="bw-release">
      <h1 style="text-align: center; list-style-position: inside;FONT-SIZE: 14pt;"> <b>Electra Names New CFO</b> </h1>
      <div class="bw-release-body">
        <div class="bw-release-table-js bw-release-story">
          <p>TORONTO--(BUSINESS WIRE)--June 9, 2023--<b>Electra Battery Materials Corporation (NASDAQ: ELBM; TSX-V: ELBM)</b> (&#8220;Electra&#8221; or the &#8220;Company&#8221;) today announced that Craig Cunningham has resigned from his position as Chief Financial Officer. Mr.
            Cunningham will provide a smooth transition through his resignation date, June 30, 2023. Peter Park, a senior finance professional with more than 20 years of experience and a current member of Electra&#8217;s finance team, will assume the
            responsibilities of Chief Financial Officer effective July 1, 2023. </p>
          <p> &#8220;On behalf of Electra&#8217;s Board and senior leadership team, I want to thank Craig for his hard work and many contributions,&#8221; said Trent Mell, Electra&#8217;s CEO. &#8220;Craig played an important role in bringing financial oversight and controls to our
            growing Company and was a key contributor to our strategy. We wish him all of the best in his future endeavors.&#8221; </p>
          <p> Peter Park has more than 20 years of progressive experience across a number of senior finance and accounting roles, bringing extensive experience leading high growth organizations to scale their finance operations, running finance teams
            through strategic processes, and integrating newly acquired companies. Mr. Park joined Electra in February 2023 and has worked closely with Mr. Cunningham through the Company&#8217;s 2022 year-end and first-quarter 2023 reporting activities. Mr. Park
            holds a Bachelor of Commerce degree from the University of Toronto and is a designated Chartered Professional Accountant and Chartered Accountant in the province of Ontario and Certified Public Accountant in the state of Illinois. </p>
          <p> Mr. Mell added, &#8220;Peter has hit the ground running since joining Electra and has already become an important member of the leadership team. We look forward to his many contributions ahead.&#8221; </p>
          <p> <b>About Electra Battery Materials <br>
            </b>Electra is a processor of low-carbon, ethically-sourced battery materials. Currently focused on developing North America&#8217;s only cobalt sulfate refinery and operating a black mass demonstration plant, Electra is executing a multipronged
            strategy focused on onshoring the electric vehicle supply chain. Keys to its strategy are integrating black mass recycling and nickel sulfate production at Electra&#8217;s cobalt refinery located north of Toronto, advancing Iron Creek, its
            cobalt-copper exploration-stage project in the Idaho Cobalt Belt, and expanding cobalt sulfate processing into B&#233;cancour, Quebec. For more information visit www.ElectraBMC.com. </p>
          <p> <i>Neither the TSX Venture Exchange nor its Regulation Services Provider (as that term is defined in policies of the TSX Venture Exchange) accepts responsibility for the adequacy or accuracy of this release.</i> </p>
          <div> </div>
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          </div>
          <p> <b><i>Cautionary Note Regarding Forward-Looking Statements <br>
              </i></b><i>This news release may contain forward-looking statements and forward-looking information (together, &#8220;forward-looking statements&#8221;) within the meaning of applicable securities laws and the United States Private Securities Litigation
              Reform Act of 1995. All statements, other than statements of historical facts, are forward-looking statements. Generally, forward-looking statements can be identified by the use of terminology such as &#8220;plans&#8221;, &#8220;expects&#8221;, &#8220;estimates&#8221;,
              &#8220;intends&#8221;, &#8220;anticipates&#8221;, &#8220;believes&#8221; or variations of such words, or statements that certain actions, events or results &#8220;may&#8221;, &#8220;could&#8221;, &#8220;would&#8221;, &#8220;might&#8221;, &#8220;occur&#8221; or &#8220;be achieved&#8221;. Such forward-looking statements include, without limitation,
              statements regarding the potential for additional funding from the Federal government of Canada and the government of Ontario and the quantum and terms thereof, adjustments of interest rates on the occurrence of certain events which may
              impact the attributes of the notes and warrants issued under the Note Offering, including but not limited to a &#8220;green bond&#8221; designation, and the effective conversion rate of the Notes and Warrants, which is subject to adjustment in certain
              circumstances, the listing of the Common Shares underlying the notes and the warrants issued under the Note Offering on TSXV and NASDAQ, and the expected use of proceeds of the Offering. Forward-looking statements are based on certain
              assumptions, and involve risks, uncertainties and other factors that could cause actual results, performance, and opportunities to differ materially from those implied by such forward-looking statements. Among the bases for assumptions with
              respect to the potential for additional government funding are discussions and indications of support from government actors based on certain milestones being achieved. Factors that could cause actual results to differ materially from these
              forward-looking statements are set forth in the management discussion and analysis and other disclosures of risk factors for Electra Battery Materials Corporation, filed on SEDAR at www.sedar.com and with on EDGAR at www.sec.gov. Other
              factors that could lead actual results to differ materially include changes with respect to government or investor expectations or actions as compared to communicated intentions, and general macroeconomic and other trends that can affect
              levels of government or private investment. Although the Company believes that the information and assumptions used in preparing the forward-looking statements are reasonable, undue reliance should not be placed on these statements, which
              only apply as of the date of this news release, and no assurance can be given that such events will occur in the disclosed times frames or at all. Except where required by applicable law, the Company disclaims any intention or obligation to
              update or revise any forward-looking statement, whether as a result of new information, future events or otherwise.</i> </p>
        </div>
        <div class="bw-release-contact">
          <h2 style="FONT-SIZE: 14pt;">Contacts</h2>
          <p> Joe Racanelli <br>
            Vice President, Investor Relations <br>
            info@ElectraBMC.com<br>
            1.416.900.3891 </p>
        </div>
      </div>
    </div>
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