<SEC-DOCUMENT>0001181431-13-060943.txt : 20131127
<SEC-HEADER>0001181431-13-060943.hdr.sgml : 20131127
<ACCEPTANCE-DATETIME>20131127194441
ACCESSION NUMBER:		0001181431-13-060943
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20131127
FILED AS OF DATE:		20131127
DATE AS OF CHANGE:		20131127

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			VINCE HOLDING CORP.
		CENTRAL INDEX KEY:			0001579157
		STANDARD INDUSTRIAL CLASSIFICATION:	RETAIL-APPAREL & ACCESSORY STORES [5600]
		IRS NUMBER:				753264870
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0202

	BUSINESS ADDRESS:	
		STREET 1:		600 KELLWOOD PARKWAY
		CITY:			CHESTERFIELD
		STATE:			MO
		ZIP:			63107
		BUSINESS PHONE:		(314) 576-3100

	MAIL ADDRESS:	
		STREET 1:		600 KELLWOOD PARKWAY
		CITY:			CHESTERFIELD
		STATE:			MO
		ZIP:			63107

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Apparel Holding Corp.
		DATE OF NAME CHANGE:	20130626

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Kellwood Holding Corp.
		DATE OF NAME CHANGE:	20130612

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Sun Capital Advisors V, L.P.
		CENTRAL INDEX KEY:			0001456479
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36212
		FILM NUMBER:		131248910

	BUSINESS ADDRESS:	
		STREET 1:		C/O SCSF EQUITIES, LLC
		STREET 2:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486
		BUSINESS PHONE:		561 394-0550

	MAIL ADDRESS:	
		STREET 1:		C/O SCSF EQUITIES, LLC
		STREET 2:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			SUN CAPITAL PARTNERS V, LTD.
		CENTRAL INDEX KEY:			0001456482
		STATE OF INCORPORATION:			E9
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36212
		FILM NUMBER:		131248911

	BUSINESS ADDRESS:	
		STREET 1:		C/O SCSF EQUITIES, LLC
		STREET 2:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486
		BUSINESS PHONE:		561 394-0550

	MAIL ADDRESS:	
		STREET 1:		C/O SCSF EQUITIES, LLC
		STREET 2:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486

	FORMER NAME:	
		FORMER CONFORMED NAME:	Sun Capital Partners V, Ltd
		DATE OF NAME CHANGE:	20090217

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			SUN CAPITAL PARTNERS V LP
		CENTRAL INDEX KEY:			0001391476
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36212
		FILM NUMBER:		131248912

	BUSINESS ADDRESS:	
		STREET 1:		5200 TOWN CENTER CIRCLE
		STREET 2:		STE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486
		BUSINESS PHONE:		561-394-0550

	MAIL ADDRESS:	
		STREET 1:		5200 TOWN CENTER CIRCLE
		STREET 2:		STE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Sun Cardinal, LLC
		CENTRAL INDEX KEY:			0001591990
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36212
		FILM NUMBER:		131248913

	BUSINESS ADDRESS:	
		STREET 1:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486
		BUSINESS PHONE:		561-948-7509

	MAIL ADDRESS:	
		STREET 1:		5200 TOWN CENTER CIRCLE, SUITE 600
		CITY:			BOCA RATON
		STATE:			FL
		ZIP:			33486
</SEC-HEADER>
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<DESCRIPTION>FORM 4
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    <periodOfReport>2013-11-27</periodOfReport>

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    <issuer>
        <issuerCik>0001579157</issuerCik>
        <issuerName>VINCE HOLDING CORP.</issuerName>
        <issuerTradingSymbol>VNCE</issuerTradingSymbol>
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            <rptOwnerCik>0001591990</rptOwnerCik>
            <rptOwnerName>Sun Cardinal, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O SUN CAPITAL PARTNERS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>5200 TOWN CIRCLE CENTER, SUITE 600</rptOwnerStreet2>
            <rptOwnerCity>BOCA RATON</rptOwnerCity>
            <rptOwnerState>FL</rptOwnerState>
            <rptOwnerZipCode>33486</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
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    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001391476</rptOwnerCik>
            <rptOwnerName>SUN CAPITAL PARTNERS V LP</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O SUN CAPITAL PARTNERS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>5200 TOWN CIRCLE CENTER, SUITE 600</rptOwnerStreet2>
            <rptOwnerCity>BOCA RATON</rptOwnerCity>
            <rptOwnerState>FL</rptOwnerState>
            <rptOwnerZipCode>33486</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
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    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001456482</rptOwnerCik>
            <rptOwnerName>SUN CAPITAL PARTNERS V, LTD.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O SUN CAPITAL PARTNERS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>5200 TOWN CIRCLE CENTER, SUITE 600</rptOwnerStreet2>
            <rptOwnerCity>BOCA RATON</rptOwnerCity>
            <rptOwnerState>FL</rptOwnerState>
            <rptOwnerZipCode>33486</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
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    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001456479</rptOwnerCik>
            <rptOwnerName>Sun Capital Advisors V, L.P.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O SUN CAPITAL PARTNERS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>5200 TOWN CIRCLE CENTER, SUITE 600</rptOwnerStreet2>
            <rptOwnerCity>BOCA RATON</rptOwnerCity>
            <rptOwnerState>FL</rptOwnerState>
            <rptOwnerZipCode>33486</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock, par value $0.01</value>
            </securityTitle>
            <transactionDate>
                <value>2013-11-27</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>J</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>19654204</value>
                </transactionShares>
                <transactionPricePerShare>
                    <footnoteId id="F1"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>19654204</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See  Footnote</value>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock, par value $0.01</value>
            </securityTitle>
            <transactionDate>
                <value>2013-11-27</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>M</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>196583</value>
                    <footnoteId id="F3"/>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0.04</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>19850787</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See  Footnote</value>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock, par value $0.01</value>
            </securityTitle>
            <transactionDate>
                <value>2013-11-27</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>1125000</value>
                    <footnoteId id="F4"/>
                </transactionShares>
                <transactionPricePerShare>
                    <value>18.60</value>
                    <footnoteId id="F4"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>18725787</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
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                    <value>See Footnote</value>
                    <footnoteId id="F2"/>
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            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <derivativeTable>
        <derivativeTransaction>
            <securityTitle>
                <value>Employee Stock Option (right to buy)</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <value>0.04</value>
            </conversionOrExercisePrice>
            <transactionDate>
                <value>2013-11-27</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
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                <equitySwapInvolved>0</equitySwapInvolved>
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                    <value>196583</value>
                    <footnoteId id="F3"/>
                </transactionShares>
                <transactionPricePerShare>
                    <value>4.61</value>
                    <footnoteId id="F3"/>
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                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
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            <exerciseDate>
                <value>2013-11-27</value>
            </exerciseDate>
            <expirationDate>
                <value>2013-12-07</value>
                <footnoteId id="F5"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock</value>
                </underlyingSecurityTitle>
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                <value>2013-12-07</value>
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                <underlyingSecurityTitle>
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                <directOrIndirectOwnership>
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                    <value>See Footnote</value>
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    <footnotes>
        <footnote id="F1">Pursuant to the Amended and Restated Certificate of Incorporation of Apparel Holding Corp. (renamed Vince Holding Corp., the &quot;Company&quot;) filed immediately prior to the consummation of the Company's initial public offering, each share of voting common stock, par value $0.001 per share, was converted into 28.5177 shares of common stock, par value $0.01 per share  (the &quot;Stock Split&quot;).</footnote>
        <footnote id="F2">Represents common stock owned of record by Sun Cardinal, LLC (&quot;Sun Cardinal&quot;). Sun Captial Partners V, L.P. (&quot;SCP V&quot;) owns all of the ownership interests in Sun Cardinal. Sun Capital Partners V, Ltd. is the general partner of Sun Capital Advisors V, L.P., which is the general partner of SCP V. As a result, SCP V, Sun Capital Partners V, Ltd. and Sun Capital Advisors V, L.P. (collectively, the &quot;Indirect Sun Owners&quot;) may be deemed to have indirect beneficial ownership of the securities owned by Sun Cardinal. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which they do not have a pecuniary interest.</footnote>
        <footnote id="F3">As set forth in Table II, 196,583 employee stock options were previously issued by Kellwood Company to a former Kellwood Company employee on February 20, 2008 pursuant to the 2010 Option Plan. The Company assumed Kellwood Company's obligations with respect to such options on November 21, 2013 (which became options to acquire shares of the Company's common stock); provided that such options did not become exercisable until consummation of the Company's initial public offering. The options and the related exercise price have been adjusted to give effect to such assumption and the Stock Split. On November 27, 2013, Sun Cardinal acquired such options from the former Kellwood Company employee and exercised such options on the same date.</footnote>
        <footnote id="F4">Represents shares of common stock sold in the Company's initial public offering by Sun Cardinal at a public offering price of $20.00 per share, net of the underwriters' discount of $1.40 per share.</footnote>
        <footnote id="F5">Pursuant to that option extension agreement dated as of August 5,2013 between the former employee and Kellwood Copmany, the expiration date of the subject options was extended to the earliest of (i) 10 days following the consummation of the Company's initial public offering (which occurred on November 27, 2013), (ii) the date of the consummation of a &quot;Sale&quot; (as defined in the employee's grant agreement) and (iii) June 20, 2020.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Christopher T. Metz, by power of attorney, for Sun Capital Partners V, L.P.</signatureName>
        <signatureDate>2013-11-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Christopher T. Metz, by power of attorney, for Sun Capital Advisors V, L.P.</signatureName>
        <signatureDate>2013-11-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Christopher T. Metz, by power of attorney, for Sun Capital Partners V, Ltd.</signatureName>
        <signatureDate>2013-11-27</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>/s/ Christopher T. Metz, by power of attorney, for Sun Cardinal, LLC</signatureName>
        <signatureDate>2013-11-27</signatureDate>
    </ownerSignature>
</ownershipDocument>
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