<SEC-DOCUMENT>0001213900-18-012974-index.html : 20180925 <SEC-HEADER>0001213900-18-012974.hdr.sgml : 20180925 <ACCEPTANCE-DATETIME>20180925161235 ACCESSION NUMBER: 0001213900-18-012974 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 13 FILED AS OF DATE: 20180925 DATE AS OF CHANGE: 20180925 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-227243 FILM NUMBER: 181085817 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>fs12018a1_aytubioscience.htm <DESCRIPTION>AMENDMENT NO. 1 TO REGISTRATION STATEMENT <TEXT> Document 1 - file: fs12018a1_aytubioscience.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-1.1 <SEQUENCE>2 <FILENAME>fs12018a1ex1-1_aytubio.htm <DESCRIPTION>FORM OF UNDERWRITING AGREEMENT <TEXT> Document 2 - file: fs12018a1ex1-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.9 <SEQUENCE>3 <FILENAME>fs12018a1ex3-9_aytubio.htm <DESCRIPTION>FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C PREFERRED STOCK <TEXT> Document 3 - file: fs12018a1ex3-9_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.9 <SEQUENCE>4 <FILENAME>fs12018a1ex4-9_aytubio.htm <DESCRIPTION>FORM OF WARRANT FOR OFFERING <TEXT> Document 4 - file: fs12018a1ex4-9_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.10 <SEQUENCE>5 <FILENAME>fs12018a1ex4-10_aytubio.htm <DESCRIPTION>FORM OF REPRESENTATIVE'S WARRANT <TEXT> Document 5 - file: fs12018a1ex4-10_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>6 <FILENAME>fs12018a1ex5-1_aytubio.htm <DESCRIPTION>OPINION OF DORSEY & WHITNEY LLP <TEXT> Document 6 - file: fs12018a1ex5-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>7 <FILENAME>fs12018a1ex23-1_aytubio.htm <DESCRIPTION>CONSENT OF EKS&H LLLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 7 - file: fs12018a1ex23-1_aytubio.htm
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