<SEC-DOCUMENT>0001654954-19-011716-index.html : 20191015 <SEC-HEADER>0001654954-19-011716.hdr.sgml : 20191015 <ACCEPTANCE-DATETIME>20191015073342 ACCESSION NUMBER: 0001654954-19-011716 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20191011 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20191015 DATE AS OF CHANGE: 20191015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 191149216 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>aytu_8k.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: aytu_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>aytu_ex31.htm <DESCRIPTION>FORM OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES F CONVERTIBLE PREFERRED STOCK <TEXT> Document 2 - file: aytu_ex31.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>3 <FILENAME>aytu_ex41.htm <DESCRIPTION>FORM OF COMMON STOCK PURCHASE WARRANT <TEXT> Document 3 - file: aytu_ex41.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>4 <FILENAME>aytu_ex101.htm <DESCRIPTION>PLACEMENT AGENCY AGREEMENT, DATED OCTOBER 11, 2019 <TEXT> Document 4 - file: aytu_ex101.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>5 <FILENAME>aytu_ex102.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT <TEXT> Document 5 - file: aytu_ex102.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>6 <FILENAME>aytu_ex103.htm <DESCRIPTION>FORM OF REGISTRATION RIGHTS AGREEMENT <TEXT> Document 6 - file: aytu_ex103.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>7 <FILENAME>aytu_ex991.htm <DESCRIPTION>PRESS RELEASE <TEXT> Document 7 - file: aytu_ex991.htm
</DOCUMENT> </SEC-DOCUMENT>