<SEC-DOCUMENT>0001213900-20-007021-index.html : 20200320 <SEC-HEADER>0001213900-20-007021.hdr.sgml : 20200320 <ACCEPTANCE-DATETIME>20200320172444 ACCESSION NUMBER: 0001213900-20-007021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20200319 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 20732951 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea119842-8k_aytubio.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea119842-8k_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.1 <SEQUENCE>2 <FILENAME>ea119842ex4-1_aytubio.htm <DESCRIPTION>FORM OF WARRANT <TEXT> Document 2 - file: ea119842ex4-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.2 <SEQUENCE>3 <FILENAME>ea119842ex4-2_aytubio.htm <DESCRIPTION>FORM OF PLACEMENT AGENTS WARRANTS <TEXT> Document 3 - file: ea119842ex4-2_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>4 <FILENAME>ea119842ex5-1_aytubio.htm <DESCRIPTION>OPINION OF DORSEY & WHITNEY LLP <TEXT> Document 4 - file: ea119842ex5-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>5 <FILENAME>ea119842ex10-1_aytubio.htm <DESCRIPTION>FORM OF SECURITIES PURCHASE AGREEMENT, DATED MARCH 12, 2020, BY AND BETWEEN THE COMPANY AND THE PURCHASER <TEXT> Document 5 - file: ea119842ex10-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>6 <FILENAME>ea119842ex99-1_aytubio.htm <DESCRIPTION>PRESS RELEASE DATED MARCH 12, 2020 <TEXT> Document 6 - file: ea119842ex99-1_aytubio.htm
</DOCUMENT> </SEC-DOCUMENT>