<SEC-DOCUMENT>0001213900-20-042028-index.html : 20201210 <SEC-HEADER>0001213900-20-042028.hdr.sgml : 20201210 <ACCEPTANCE-DATETIME>20201210163309 ACCESSION NUMBER: 0001213900-20-042028 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20201210 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 201380988 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea131376-8k_aytubioscience.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea131376-8k_aytubioscience.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-2.1 <SEQUENCE>2 <FILENAME>ea131376ex2-1_aytubio.htm <DESCRIPTION>AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 10, 2020, BY AND AMONG AYTU BIOSCIENCE, INC., NEUTRON ACQUISITION SUB, INC. AND NEOS THERAPEUTICS, INC. <TEXT> Document 2 - file: ea131376ex2-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>ea131376ex10-1_aytubio.htm <DESCRIPTION>COMMITMENT LETTER, DATED AS OF DECEMBER 10, 2020, BY AND BETWEEN AYTU BIOSCIENCE, INC. AND NEOS THERAPEUTICS, INC. <TEXT> Document 3 - file: ea131376ex10-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>ea131376ex10-2_aytubio.htm <DESCRIPTION>DEERFIELD LOAN FACILITY AGREEMENT, DATED AS OF MAY 11, 2016, BY AND AMONG NEOS AND THE LENDERS PARTY THERETO <TEXT> Document 4 - file: ea131376ex10-2_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>5 <FILENAME>ea131376ex10-3_aytubio.htm <DESCRIPTION>LOAN AND SECURITY AGREEMENT, DATED AS OF OCTOBER 2, 2019 <TEXT> Document 5 - file: ea131376ex10-3_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>6 <FILENAME>ea131376ex10-4_aytubio.htm <DESCRIPTION>VOTING AND SUPPORT AGREEMENT <TEXT> Document 6 - file: ea131376ex10-4_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.5 <SEQUENCE>7 <FILENAME>ea131376ex10-5_aytubio.htm <DESCRIPTION>VOTING AND SUPPORT AGREEMENT <TEXT> Document 7 - file: ea131376ex10-5_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ex10-2_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 8 - file: ex10-2_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>ex10-3_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: ex10-3_001.jpg
</DOCUMENT> </SEC-DOCUMENT>