<SEC-DOCUMENT>0001213900-21-016775-index.html : 20210322 <SEC-HEADER>0001213900-21-016775.hdr.sgml : 20210322 <ACCEPTANCE-DATETIME>20210322061915 ACCESSION NUMBER: 0001213900-21-016775 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20210318 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Completion of Acquisition or Disposition of Assets ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20210322 DATE AS OF CHANGE: 20210322 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOSCIENCE, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38247 FILM NUMBER: 21759820 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>ea138107-8k_aytubioscience.htm <DESCRIPTION>CURRENT REPORT <TEXT> Document 1 - file: ea138107-8k_aytubioscience.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-3.1 <SEQUENCE>2 <FILENAME>ea138107ex3-1_aytubio.htm <DESCRIPTION>CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF AYTU BIOSCIENCE, INC., EFFECTIVE MARCH 19, 2021 <TEXT> Document 2 - file: ea138107ex3-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>3 <FILENAME>ea138107ex10-1_aytubio.htm <DESCRIPTION>CONSENT, WAIVER AND SIXTH AMENDMENT TO FACILITY AGREEMENT <TEXT> Document 3 - file: ea138107ex10-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>4 <FILENAME>ea138107ex10-2_aytubio.htm <DESCRIPTION>CONSENT, WAIVER AND AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT <TEXT> Document 4 - file: ea138107ex10-2_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>5 <FILENAME>ea138107ex99-1_aytubio.htm <DESCRIPTION>PRESS RELEASE DATED MARCH 22, 2021 <TEXT> Document 5 - file: ea138107ex99-1_aytubio.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>6 <FILENAME>ex3-1_001.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 6 - file: ex3-1_001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>7 <FILENAME>ex3-1_002.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 7 - file: ex3-1_002.jpg
</DOCUMENT> </SEC-DOCUMENT>