<SEC-DOCUMENT>0001104659-23-068133-index.html : 20230605 <SEC-HEADER>0001104659-23-068133.hdr.sgml : 20230605 <ACCEPTANCE-DATETIME>20230605172434 ACCESSION NUMBER: 0001104659-23-068133 CONFORMED SUBMISSION TYPE: S-1/A PUBLIC DOCUMENT COUNT: 9 FILED AS OF DATE: 20230605 DATE AS OF CHANGE: 20230605 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AYTU BIOPHARMA, INC CENTRAL INDEX KEY: 0001385818 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 470883144 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: S-1/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-271556 FILM NUMBER: 23993914 BUSINESS ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 BUSINESS PHONE: (720) 437-6580 MAIL ADDRESS: STREET 1: 373 INVERNESS PARKWAY STREET 2: SUITE 206 CITY: ENGLEWOOD STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: AYTU BIOSCIENCE, INC. DATE OF NAME CHANGE: 20150609 FORMER COMPANY: FORMER CONFORMED NAME: Rosewind CORP DATE OF NAME CHANGE: 20070110 </SEC-HEADER> <DOCUMENT> <TYPE>S-1/A <SEQUENCE>1 <FILENAME>tm2313999-3_s1a.htm <DESCRIPTION>S-1/A <TEXT> Document 1 - file: tm2313999-3_s1a.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.10 <SEQUENCE>2 <FILENAME>tm2313999d4_ex4-10.htm <DESCRIPTION>EXHIBIT 4.10 <TEXT> Document 2 - file: tm2313999d4_ex4-10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.11 <SEQUENCE>3 <FILENAME>tm2313999d4_ex4-11.htm <DESCRIPTION>EXHIBIT 4.11 <TEXT> Document 3 - file: tm2313999d4_ex4-11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-4.12 <SEQUENCE>4 <FILENAME>tm2313999d4_ex4-12.htm <DESCRIPTION>EXHIBIT 4.12 <TEXT> Document 4 - file: tm2313999d4_ex4-12.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-5.1 <SEQUENCE>5 <FILENAME>tm2313999d4_ex5-1.htm <DESCRIPTION>EXHIBIT 5.1 <TEXT> Document 5 - file: tm2313999d4_ex5-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.42 <SEQUENCE>6 <FILENAME>tm2313999d4_ex10-42.htm <DESCRIPTION>EXHIBIT 10.42 <TEXT> Document 6 - file: tm2313999d4_ex10-42.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.43 <SEQUENCE>7 <FILENAME>tm2313999d4_ex10-43.htm <DESCRIPTION>EXHIBIT 10.43 <TEXT> Document 7 - file: tm2313999d4_ex10-43.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-23.1 <SEQUENCE>8 <FILENAME>tm2313999d4_ex23-1.htm <DESCRIPTION>EXHIBIT 23.1 <TEXT> Document 8 - file: tm2313999d4_ex23-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>lg_aytubiopharma-4clr.jpg <DESCRIPTION>GRAPHIC <TEXT> Document 9 - file: lg_aytubiopharma-4clr.jpg
</DOCUMENT> </SEC-DOCUMENT>