<SEC-DOCUMENT>0001170022-15-000005.txt : 20150625
<SEC-HEADER>0001170022-15-000005.hdr.sgml : 20150625
<ACCEPTANCE-DATETIME>20150625163442
ACCESSION NUMBER:		0001170022-15-000005
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20150619
ITEM INFORMATION:		Unregistered Sales of Equity Securities
FILED AS OF DATE:		20150625
DATE AS OF CHANGE:		20150625

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			TOMI Environmental Solutions, Inc.
		CENTRAL INDEX KEY:			0000314227
		STANDARD INDUSTRIAL CLASSIFICATION:	INDUSTRIAL ORGANIC CHEMICALS [2860]
		IRS NUMBER:				591947988
		STATE OF INCORPORATION:			FL
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-09908
		FILM NUMBER:		15952156

	BUSINESS ADDRESS:	
		STREET 1:		9454 WILSHIRE BLVD.
		STREET 2:		PENTHOUSE
		CITY:			BEVERLY HILLS
		STATE:			CA
		ZIP:			90212
		BUSINESS PHONE:		8005251698

	MAIL ADDRESS:	
		STREET 1:		9454 WILSHIRE BLVD.
		STREET 2:		PENTHOUSE
		CITY:			BEVERLY HILLS
		STATE:			CA
		ZIP:			90212

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Ozone Man, Inc.
		DATE OF NAME CHANGE:	20071130

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	RPS GROUP INC
		DATE OF NAME CHANGE:	19940818

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	DAUPHIN INC
		DATE OF NAME CHANGE:	19940818
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>tomi8k062515.htm
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<div align="center"><font color="#000000" face="times New Roman" size="3">UNITED STATES </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3">SECURITIES AND EXCHANGE COMMISSION </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="2">Washington, D.C. 20549 </font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="5"><b>Form 8-K </b></font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="4">CURRENT REPORT </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="4">Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 </font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3"><b>Date of Report (Date of earliest event reported):&nbsp;&nbsp;June 19, 2015</b></font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="5"><b>TOMI Environmental Solutions, Inc.</b> </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="2">(Exact name of registrant as specified in its charter) </font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3"><b>Commission File Number:&nbsp;&nbsp;000-09908</b> </font></div>

<div><font size="1">&nbsp;</font></div>

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			<div align="center"><font color="#000000" face="times New Roman" size="3"><b>Florida</b> </font></div>
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			<td valign="bottom" width="3%"><font face="times New Roman" size="1">&nbsp;&nbsp; </font></td>
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			<div align="center"><font color="#000000" face="times New Roman" size="3"><b>59-1947988</b> </font></div>
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			<div align="center" style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2">(State or other jurisdiction of </font></div>
			</td>
			<td valign="bottom" width="3%"><font face="times New Roman" size="1">&nbsp;&nbsp; </font></td>
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			<div align="center"><font color="#000000" face="times New Roman" size="2">(IRS Employer </font></div>
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			<div align="center" style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2">incorporation) </font></div>
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			<td valign="bottom" width="3%"><font face="times New Roman" size="1">&nbsp;&nbsp; </font></td>
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			<div align="center"><font color="#000000" face="times New Roman" size="2">Identification No.) </font></div>
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<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3"><b>9454 Wilshire Boulevard, Penthouse</b></font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3"><b>Beverly Hills, CA 90212</b> </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="2">(Address of principal executive offices, including zip code) </font></div>

<div><font size="1">&nbsp;</font></div>

<div align="center"><font color="#000000" face="times New Roman" size="3"><b>(800) 525-1698</b> </font></div>

<div align="center"><font color="#000000" face="times New Roman" size="2">(Registrant&rsquo;s telephone number, including area code) </font></div>

<div><font size="1">&nbsp;</font></div>

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<div><font size="1">&nbsp;</font></div>

<div align="left"><font color="#000000" face="times New Roman" size="2">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</font><br />
&nbsp;</div>

<div align="left"><font color="#000000" face="times New Roman" size="2">[&nbsp;&nbsp;]&nbsp;&nbsp; Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<br />
<br />
[&nbsp;&nbsp;]&nbsp;&nbsp; Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<br />
<br />
[&nbsp;&nbsp;]&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))<br />
<br />
[&nbsp;&nbsp;]&nbsp;&nbsp; Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) </font></div>

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<p>&nbsp;<font color="#000000" face="times New Roman" size="2"><b>Item 3.02.&nbsp;&nbsp;&nbsp;&nbsp;Unregistered Sales of Equity Securities.</b> </font></p>

<div align="left" style="text-indent: 6%"><font color="#000000" face="times New Roman" size="2">a)&nbsp; On June 19, 2015, the registrant sold 10,000,000 shares of common stock.</font></div>

<div><font size="2">&nbsp;</font></div>

<div align="left" style="text-indent: 6%"><font color="#000000" face="times New Roman" size="2">c)&nbsp; The aggregate offering price was $4,500,000 with no underwriting discount or commission.</font></div>

<div><font color="#000000" face="times New Roman" size="2"><font size="2">&nbsp;</font></font></div>

<div align="left" style="text-indent: 6%"><font color="#000000" face="times New Roman" size="2">d)&nbsp; The securities were sold pursuant to the exemption provided by Section 4(2) of the Securities Act of 1933, as amended, as&nbsp;a transaction not involving a public offering.</font></div>

<div><font color="#000000" face="times New Roman" size="2">&nbsp;</font></div>

<div align="left" style="text-indent: 6%"><font color="#000000" face="times New Roman" size="2">e)&nbsp; Not applicable.</font></div>

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<div align="center"><font color="#000000" face="times New Roman" size="2"><b>SIGNATURES</b> </font></div>

<div><font color="#000000" face="times New Roman" size="2">&nbsp;</font></div>

<div align="left" style="text-indent: 4%"><font color="#000000" face="times New Roman" size="2">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</font></div>

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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td align="center" valign="top" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="top" width="53%">
			<div style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">TOMI Environmental Solutions, Inc. </font></font></font></font></div>
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			<div style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2">Date: June 25, 2015</font></div>
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			<td><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td align="center" valign="top" width="3%">
			<div align="center"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">By: </font></font></font></font></div>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="top" width="53%">
			<div style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">/s/&nbsp;&nbsp;&nbsp;&nbsp;Halden Shane</font></font></font></font></div>

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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<div style="margin-left: 2%; text-indent: -2%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">Halden Shane</font></font></font></font></div>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<td valign="bottom" width="3%"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">&nbsp;</font></font></font></td>
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			<div><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2"><font color="#000000" face="times New Roman" size="2">Principal Executive Officer </font></font></font></font></div>
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