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Proc-Type: 2001,MIC-CLEAR
Originator-Name: webmaster@www.sec.gov
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<SEC-DOCUMENT>0001299933-10-001898.txt : 20100510
<SEC-HEADER>0001299933-10-001898.hdr.sgml : 20100510
<ACCEPTANCE-DATETIME>20100510165243
ACCESSION NUMBER:		0001299933-10-001898
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20100510
ITEM INFORMATION:		Entry into a Material Definitive Agreement
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20100510
DATE AS OF CHANGE:		20100510

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ENERGY FOCUS, INC/DE
		CENTRAL INDEX KEY:			0000924168
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
		IRS NUMBER:				943021850
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-24230
		FILM NUMBER:		10817053

	BUSINESS ADDRESS:	
		STREET 1:		32000 AURORA ROAD
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139
		BUSINESS PHONE:		5104900719

	MAIL ADDRESS:	
		STREET 1:		32000 AURORA ROAD
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FIBERSTARS INC /CA/
		DATE OF NAME CHANGE:	19940527
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>htm_37549.htm
<DESCRIPTION>LIVE FILING
<TEXT>
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<TITLE> Energy Focus, Inc. (Form: 8-K) </TITLE>
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		UNITED STATES<BR>
	SECURITIES AND EXCHANGE COMMISSION
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<BR>
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	WASHINGTON, D.C. 20549
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<P ALIGN="CENTER">
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	FORM 8-K
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	CURRENT REPORT
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	Pursuant to Section&nbsp;13 or 15(d) of the Securities Exchange Act of 1934
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	Date of Report (Date of Earliest Event Reported):
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	&nbsp;
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	May 10, 2010
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	Energy Focus, Inc.
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<BR>__________________________________________<BR>
	(Exact name of registrant as specified in its charter)
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	&nbsp;
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	Delaware
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	0-24230
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	94-3021850
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_____________________<BR>
	(State or other jurisdiction
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_____________<BR>
	(Commission
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______________<BR>
	(I.R.S. Employer
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	of incorporation)
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	File Number)
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	Identification No.)
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	&nbsp;&nbsp;
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	32000 Aurora Road, Solon, Ohio
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	&nbsp;
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	44139
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_________________________________<BR>
	(Address of principal executive offices)
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	&nbsp;
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___________<BR>
	(Zip Code)
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	Registrant&#146;s telephone number, including area code:
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	&nbsp;
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	440-715-1300
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<P ALIGN="CENTER">
<FONT SIZE="2">
	Not Applicable
<BR>______________________________________________<BR>
	Former name or former address, if changed since last report
</FONT>
<P ALIGN="CENTER">
<FONT SIZE="2">
	&nbsp;
</FONT>
<!-- CoverPageRegistrant END --><P><FONT SIZE="2">
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any
of the following provisions:</FONT>
</P>
<P><FONT SIZE="2">
[&nbsp;&nbsp;]&nbsp;&nbsp;Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))<br>
[&nbsp;&nbsp;]&nbsp;&nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))<br>
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<FONT SIZE="2">Top of the Form</FONT>
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<B>
	Item 1.01 Entry into a Material Definitive Agreement.
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The information contained below in Item 8.01 is hereby incorporated by reference into this Item 1.01.  By incorporating that information into this Item 1.01 Energy Focus, Inc. (the "Company") shall not be deemed to be making an admission of the materiality of the Amendment Agreement.
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<B>
	Item 8.01 Other Events.
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On March 17, 2010,the Company entered into a purchase agreement (the "Purchase Agreement") with Lincoln Park Capital Fund, LLC, an Illinois limited liability company ("LPC"), whereby LPC has agreed to purchase 350,000 shares of the Company&#x2019;s common stock together with a warrant to purchase an equivalent amount of shares for total consideration of $375,000. LPC also has agreed to purchase up to an additional 3,650,000 shares of common stock, at the Company&#x2019;s option, over a 25 month period. Upon entering into the Purchase Agreement, the Company issued to LPC 120,000 shares of its common stock as consideration for entering into the Agreement and shall issue an equivalent number of shares pro rata as LPC purchases the 3,650,000 shares.<br><br>The Company agreed in a registration rights agreement with LPC to file a registration statement with the United States Securities & Exchange Commission (the "SEC") covering the shares issuable under the Purchase Agreement.  The Company filed that registration 
statement with the SEC on Form S-3 on April 20, 2010. <br><br>The above description of the Purchase Agreement is qualified in its entirety by reference to the full text of the Agreement, a copy of which is attached as Exhibit 10.1 to the Company&#x2019;s 8-K Report filed with the SEC on March 19, 2010. <br><br>The parties have amended Section 2(i) of the Purchase Agreement as of May 10, 2010 solely to make clear that all of the shares that the Company may issue to LPC under the Agreement cannot exceed 19.99% of the Company&#x2019;s outstanding shares without shareholder approval, as required by Nasdaq Rule 5635(d).  A copy of the Amendment Agreement with LPC is attached to this report as Exhibit 10.1 and incorporated by reference.<br><br>The information contained in this Item 8.01 is incorporated by reference into Item 1.01.  By incorporating this information into Item 1.01, the Company shall not be deemed to be making an admission of the materiality of the Amendment Agreement.
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<B>
	SIGNATURES
</B>
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	Pursuant to the requirements of the Securities Exchange Act of 1934, the
	registrant has duly caused this report to be signed on its behalf by the
	undersigned hereunto duly authorized.
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	Energy Focus, Inc.
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	&nbsp;&nbsp;
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	&nbsp;
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	&nbsp;
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	&nbsp;
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<I>
	May 10, 2010
</I>
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<FONT SIZE="2">
	&nbsp;
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<FONT SIZE="2">
<I>
	By:
</I>
</FONT>
</TD>
<TD>
<FONT SIZE="2">
	&nbsp;
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</TD>
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<FONT SIZE="2">
<I>
	Joseph G. Kaveski
</I>
<BR>
</FONT>
</TD>
</TR>
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<FONT SIZE="2">
	&nbsp;
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	&nbsp;
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<FONT SIZE="2">
	&nbsp;
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	&nbsp;
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	&nbsp;
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<I>
	Name: Joseph G. Kaveski
</I>
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<I>
	Title: Chief Executive Officer
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	Exhibit&nbsp;Index
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<B>
	Exhibit No.
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	&nbsp;
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	Description
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	10.1
</DIV>
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<FONT SIZE="2">
	&nbsp;
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<TD ALIGN="LEFT" VALIGN="TOP" WIDTH="77%">
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Amendment Agreement dated May 10, 2010 between the Company and Lincoln Park Capital Fund
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<TYPE>EX-10.1
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<FILENAME>exhibit1.htm
<DESCRIPTION>EX-10.1
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<P align="center" style="font-size: 10pt"><FONT style="font-size: 12pt"><B>AMENDMENT AGREEMENT</B></FONT>



<P align="left" style="font-size: 12pt; text-indent: 4%"><B>THIS AMENDMENT AGREEMENT </B>(the &#147;Amendment&#148;) is entered into as of May&nbsp;10, 2010, by and between
<B>ENERGY FOCUS, INC.</B>, a Delaware corporation (the &#147;Company&#148;), and <B>LINCOLN PARK CAPITAL FUND, LLC</B>, an
Illinois limited liability company (the &#147;Investor&#148;).


<P align="center" style="font-size: 12pt"><B>WHEREAS:</B>



<P align="left" style="font-size: 12pt">The Company and the Investor have entered into a Purchase Agreement as of March&nbsp;17, 2010 (the
&#147;Purchase Agreement&#148;). The parties desire to amend Section 2(i) of the Purchase Agreement to fully
comply with the rules of the Principal Market as defined in the Purchase Agreement.


<P align="left" style="font-size: 12pt">NOW THEREFORE, the Company and the Investor hereby agree as follows:


<P align="left" style="font-size: 12pt; text-indent: 5%"><B>1.&nbsp;CHANGE TO PURCHASE AGREEMENT. </B>The first paragraph of Section 2(i) of the Purchase
Agreement shall be changed to read in full as follows:



<P align="left" style="margin-left:4%; font-size: 12pt; text-indent: 4%">(i) <U>Compliance with Principal Market Rules; Company Rights Agreement</U>. The
Company shall not effect any sale or issuance of shares of Common Stock under this
Agreement and the Investor shall not have the right or the obligation to purchase or accept
issuance of any shares of Common Stock under this Agreement to the extent that after giving
effect to such purchase or issuance the &#147;Exchange Cap&#148; shall be deemed to be reached. The
&#147;Exchange Cap&#148; shall be deemed to have been reached if, at any time prior to the
shareholders of the Company approving the transaction contemplated by this Agreement, upon
a purchase or issuance under this Agreement, the Purchase Shares, Commitment Shares, and
Warrant Shares issuable pursuant to such purchase or issuance would, together with all
Purchase Shares, Commitment Shares, and Warrant Shares previously issued under this
Agreement, exceed 4,247,936 shares of Common Stock (19.99% of the 21,250,304 outstanding
&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;shares of Common Stock as of the date of this Agreement). The Company may, but shall be
under no obligation to, request its shareholders to approve the transaction contemplated by
this Agreement. The Company shall not be required to issue any Purchase Shares, Commitment
Shares, or Warrant Shares under this Agreement if such issuance would breach the Company&#146;s
obligations under the rules or regulations of the Principal Market.


<P align="left" style="font-size: 12pt; text-indent: 5%"><B>2.&nbsp;NO CHANGE. </B>The Company and the Investor agree that, except as modified by this
Amendment, any and all provisions of the Purchase Agreement remain in full force and effect.


<P align="left" style="font-size: 12pt; text-indent: 4%"><B>3.&nbsp;COUNTERPARTS. </B>This Amendment may be executed in two identical counterparts, both of
which shall be considered one and the same agreement and shall become effective when counterparts
have been signed by each party and delivered to the other party; provided that a facsimile
signature or signature delivered by e-mail in a &#147;.pdf&#148; format data file shall be considered due
execution and shall be binding upon the signatory thereto with the same force and effect as if the
signature were an original, not a facsimile signature or a signature in a &#147;.pdf&#148; format data file.


<P align="left" style="font-size: 12pt; text-indent: 4%"><B>IN WITNESS WHEREOF, </B>the Investor and the Company have caused this Amendment Agreement to be
duly executed as of the date first written above.



<P align="left" style="margin-left:21%; font-size: 12pt"><U><B>COMPANY:</B></U>



<P align="left" style="margin-left:21%; font-size: 12pt"><B>ENERGY FOCUS, INC.</B>



<P align="left" style="margin-left:21%; font-size: 12pt">By: <U>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</U><BR>
Name: Joseph G. Kaveski<BR>
Title: Chief Executive Officer<BR>
<BR>
<BR>
<U><B>INVESTOR:</B></U>



<P align="left" style="margin-left:21%; font-size: 12pt"><B>LINCOLN PARK CAPITAL FUND, LLC</B>



<P align="left" style="margin-left:21%; font-size: 12pt"><B>BY: LINCOLN PARK CAPITAL</B>
<BR>
<B>PARTNERS, LLC</B>



<P align="left" style="margin-left:21%; font-size: 12pt"><B>BY: ROCKLEDGE CAPITAL</B>
<BR>
<B>CORPORATION</B>



<P align="left" style="margin-left:21%; font-size: 12pt">By: <U>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</U><BR>
Name: Josh Scheinfeld<BR>
Title: President<BR>



<P align="center" style="font-size: 10pt; display: none">




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