<SEC-DOCUMENT>0001144204-18-063871.txt : 20181210
<SEC-HEADER>0001144204-18-063871.hdr.sgml : 20181210
<ACCEPTANCE-DATETIME>20181210170821
ACCESSION NUMBER:		0001144204-18-063871
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20181130
FILED AS OF DATE:		20181210
DATE AS OF CHANGE:		20181210

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Tu James
		CENTRAL INDEX KEY:			0001564957

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226908

	MAIL ADDRESS:	
		STREET 1:		ENERGY FOCUS, INC.
		STREET 2:		32000 AURORA ROAD
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Huang Gina
		CENTRAL INDEX KEY:			0001600805

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226909

	MAIL ADDRESS:	
		STREET 1:		C/O ENERGY FOCUS, INC.
		STREET 2:		32000 AURORA ROAD
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Jag International Co Ltd.
		CENTRAL INDEX KEY:			0001544485
		STATE OF INCORPORATION:			D8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226910

	BUSINESS ADDRESS:	
		STREET 1:		12 F, NO. 383, SEC 4, REN-AI ROAD
		STREET 2:		DA-AN DISTRICT
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			106
		BUSINESS PHONE:		886-921-812-983

	MAIL ADDRESS:	
		STREET 1:		12 F, NO. 383, SEC 4, REN-AI ROAD
		STREET 2:		DA-AN DISTRICT
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			106

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Brilliant Start Enterprise, Inc.
		CENTRAL INDEX KEY:			0001600870

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226911

	BUSINESS ADDRESS:	
		STREET 1:		PORTCULLIS TRUSTNET CHAMBERS
		CITY:			ROAD TOWN, TORTOLA
		STATE:			D8
		ZIP:			3444
		BUSINESS PHONE:		440-715-1291

	MAIL ADDRESS:	
		STREET 1:		PORTCULLIS TRUSTNET CHAMBERS
		CITY:			ROAD TOWN, TORTOLA
		STATE:			D8
		ZIP:			3444

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Luo Jiangang
		CENTRAL INDEX KEY:			0001588515

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226912

	MAIL ADDRESS:	
		STREET 1:		18 MICHELLE WAY
		CITY:			PINE BROOK
		STATE:			NJ
		ZIP:			07058

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Cleantech Global Ltd
		CENTRAL INDEX KEY:			0001588566
		STATE OF INCORPORATION:			NJ
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226913

	BUSINESS ADDRESS:	
		STREET 1:		18 MICHELLE WAY
		CITY:			PINE BROOK
		STATE:			NJ
		ZIP:			07058
		BUSINESS PHONE:		201-966-3472

	MAIL ADDRESS:	
		STREET 1:		18 MICHELLE WAY
		CITY:			PINE BROOK
		STATE:			NJ
		ZIP:			07058

	FORMER NAME:	
		FORMER CONFORMED NAME:	Prime Science & Technology Inc.
		DATE OF NAME CHANGE:	20131007

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			5 ELEMENTS GLOBAL FUND, LP
		CENTRAL INDEX KEY:			0001480824
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226914

	BUSINESS ADDRESS:	
		STREET 1:		114 WEST 47TH STREET
		STREET 2:		STE. 1725
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10036
		BUSINESS PHONE:		212.847.7225

	MAIL ADDRESS:	
		STREET 1:		114 WEST 47TH STREET
		STREET 2:		STE. 1725
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10036

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Cheng Yeh Mei-Hui
		CENTRAL INDEX KEY:			0001761139

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226915

	MAIL ADDRESS:	
		STREET 1:		7F, LANE 71, SEC 1
		STREET 2:		HANG ZHOU SOUTH ROAD
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			00000

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Communal International, Ltd.
		CENTRAL INDEX KEY:			0001761130
		STATE OF INCORPORATION:			D8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226916

	BUSINESS ADDRESS:	
		STREET 1:		17F, NO.87
		STREET 2:		SUNG CHIANG ROAD
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			00000
		BUSINESS PHONE:		886225061800

	MAIL ADDRESS:	
		STREET 1:		17F, NO.87
		STREET 2:		SUNG CHIANG ROAD
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			00000

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			5 Elements Energy Efficiency Ltd.
		CENTRAL INDEX KEY:			0001544460
		STATE OF INCORPORATION:			D8
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-36583
		FILM NUMBER:		181226917

	BUSINESS ADDRESS:	
		STREET 1:		17F, NO.87, SUNG CHIANG ROAD
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			104
		BUSINESS PHONE:		886-2-2506-1800

	MAIL ADDRESS:	
		STREET 1:		17F, NO.87, SUNG CHIANG ROAD
		CITY:			TAIPEI
		STATE:			F5
		ZIP:			104

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ENERGY FOCUS, INC/DE
		CENTRAL INDEX KEY:			0000924168
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
		IRS NUMBER:				943021850
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		32000 AURORA ROAD
		STREET 2:		SUITE B
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139
		BUSINESS PHONE:		4407151300

	MAIL ADDRESS:	
		STREET 1:		32000 AURORA ROAD
		STREET 2:		SUITE B
		CITY:			SOLON
		STATE:			OH
		ZIP:			44139

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	FIBERSTARS INC /CA/
		DATE OF NAME CHANGE:	19940527
</SEC-HEADER>
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    <periodOfReport>2018-11-30</periodOfReport>

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        <issuerCik>0000924168</issuerCik>
        <issuerName>ENERGY FOCUS, INC/DE</issuerName>
        <issuerTradingSymbol>EFOI</issuerTradingSymbol>
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    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001564957</rptOwnerCik>
            <rptOwnerName>Tu James</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 BRIDGE PLAZA NORTH, #275</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>FORT LEE</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07024</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
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            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001600805</rptOwnerCik>
            <rptOwnerName>Huang Gina</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3F-4, NO.9, MIN QUAN EAST ROAD</rptOwnerStreet1>
            <rptOwnerStreet2>SECTION 3 LANE 140 SONG SHAN DISTRICT</rptOwnerStreet2>
            <rptOwnerCity>TAIPEI CITY</rptOwnerCity>
            <rptOwnerState>F5</rptOwnerState>
            <rptOwnerZipCode>105</rptOwnerZipCode>
            <rptOwnerStateDescription>TAIWAN, PROVINCE OF CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001544485</rptOwnerCik>
            <rptOwnerName>Jag International Co Ltd.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3F-4, NO.9, MIN QUAN EAST ROAD</rptOwnerStreet1>
            <rptOwnerStreet2>SECTION 3 LANE 140, SONG SHAN DISTRICT</rptOwnerStreet2>
            <rptOwnerCity>TAIPEI CITY</rptOwnerCity>
            <rptOwnerState>F5</rptOwnerState>
            <rptOwnerZipCode>105</rptOwnerZipCode>
            <rptOwnerStateDescription>TAIWAN, PROVINCE OF CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
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            <officerTitle></officerTitle>
            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001600870</rptOwnerCik>
            <rptOwnerName>Brilliant Start Enterprise, Inc.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>3F-4, NO.9, MIN QUAN EAST ROAD</rptOwnerStreet1>
            <rptOwnerStreet2>SECTION 3 LANE 140, SONG SHAN DISTRICT</rptOwnerStreet2>
            <rptOwnerCity>TAIPEI CITY</rptOwnerCity>
            <rptOwnerState>F5</rptOwnerState>
            <rptOwnerZipCode>105</rptOwnerZipCode>
            <rptOwnerStateDescription>TAIWAN, PROVINCE OF CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
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            <isOfficer>0</isOfficer>
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            <officerTitle></officerTitle>
            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001588515</rptOwnerCik>
            <rptOwnerName>Luo Jiangang</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>18 MICHELLE WAY</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>PINE BROOK</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07058</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001588566</rptOwnerCik>
            <rptOwnerName>Cleantech Global Ltd</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>ONE OFFSHORE INCORPORATION CENTRE</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>ROAD TOWN</rptOwnerCity>
            <rptOwnerState>D8</rptOwnerState>
            <rptOwnerZipCode>VG1110</rptOwnerZipCode>
            <rptOwnerStateDescription>VIRGIN ISLANDS, BRITISH</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
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            <isOther>1</isOther>
            <officerTitle></officerTitle>
            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001480824</rptOwnerCik>
            <rptOwnerName>5 ELEMENTS GLOBAL FUND, LP</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 BRIDGE PLAZA NORTH, #275</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>FORT LEE</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07024</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001761139</rptOwnerCik>
            <rptOwnerName>Cheng Yeh Mei-Hui</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>SEA MEADOW HOUSE, BLACKBURNE HIGHWAY,</rptOwnerStreet1>
            <rptOwnerStreet2>P.O. BOX 116</rptOwnerStreet2>
            <rptOwnerCity>ROAD TOWN</rptOwnerCity>
            <rptOwnerState>D8</rptOwnerState>
            <rptOwnerZipCode>VG1110</rptOwnerZipCode>
            <rptOwnerStateDescription>VIRGIN ISLANDS, BRITISH</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001761130</rptOwnerCik>
            <rptOwnerName>Communal International, Ltd.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>1 BRIDGE PLAZA NORTH, #275</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>FORT LEE</rptOwnerCity>
            <rptOwnerState>NJ</rptOwnerState>
            <rptOwnerZipCode>07024</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
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    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001544460</rptOwnerCik>
            <rptOwnerName>5 Elements Energy Efficiency Ltd.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>17F, NO.87, SUNG CHIANG ROAD</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>TAIPEI</rptOwnerCity>
            <rptOwnerState>F5</rptOwnerState>
            <rptOwnerZipCode>104</rptOwnerZipCode>
            <rptOwnerStateDescription>TAIWAN, PROVINCE OF CHINA</rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
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            <isOther>1</isOther>
            <officerTitle></officerTitle>
            <otherText>Member of 10% owner group</otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock, par value $0.0001 per share (&quot;Common Stock&quot;)</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>1167390</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See footnotes</value>
                    <footnoteId id="F1"/>
                    <footnoteId id="F2"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>519565</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See footnote</value>
                    <footnoteId id="F3"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>2502</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                    <footnoteId id="F4"/>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>437391</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>See footnotes</value>
                    <footnoteId id="F2"/>
                    <footnoteId id="F5"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">These securities are indirectly beneficially owned by Gina Huang and are directly held as follows: (a) 600,000 shares of Common Stock by Jag International, Ltd., a British Virgin Islands entity (&quot;Jag&quot;), (b) 417,390 shares of Common Stock by Brilliant Start Enterprise, Inc., a British Virgin Islands entity (&quot;Brilliant Start&quot;), and (c) 150,000 shares of Common Stock by 5 Elements Global Fund L.P., a Delaware limited partnership (&quot;Global Fund&quot;). Ms. Huang is the sole owner of each of Jag and Brilliant Start, and has a pecuniary interest in 50% of the 300,000 shares of Common Stock held by Global Fund.</footnote>
        <footnote id="F2">Mr. Tu is the Managing Partner of Global Fund and does not beneficially own any securities required to be reported on this Form 3.</footnote>
        <footnote id="F3">These securities are directly held by Cleantech Global Ltd. a British Virgin Islands entity (&quot;Cleantech&quot;), and indirectly beneficially owned by Jiangang Luo, who is the Managing Partner of Cleantech. Mr. Luo beneficially owns 5% of the shares of Common Stock held by Cleantech.</footnote>
        <footnote id="F4">These securities are owned solely by Jiangang Luo.</footnote>
        <footnote id="F5">These securities are indirectly beneficially owned by Yeh Mei-Hui Cheng and are directly held as follows: (a) 150,000 shares of Common Stock by Global Fund and (b) 287,391 by 5 Elements Energy Efficiency Limited, a British Virgin Islands entity (&quot;Energy Efficiency&quot;), which is owned 50% by Ms. Cheng and 50% by Communal International, Ltd. (&quot;Communal&quot;). Each of James Tu and Ms. Cheng is a Co-Founder and 50% owner of Communal. Ms. Cheng is the general partner and controlling partner of Energy Efficiency and has a pecuniary interest in all the shares of Common Stock held by Energy Efficiency. In addition, Ms. Cheng has a pecuniary interest in 50% of the 300,000 shares of Common Stock held by Global Fund.</footnote>
    </footnotes>

    <remarks>On November 30, 2018, the Reporting Persons filed a Schedule 13D reporting that they may be deemed to be a &quot;group&quot; under Section 13(d)(3) of the Exchange Act of 1934, as amended, and Rule 13d-5 promulgated thereunder.</remarks>

    <ownerSignature>
        <signatureName>JAMES TU, /s/ James Tu, James Tu</signatureName>
        <signatureDate>2018-12-07</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>GINA HUANG, /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang)</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>JAG INTERNATIONAL, LTD., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>BRILLIANT START ENTERPRISE, INC., By: /s/ Gina Huang (Mei-Yun Huang), Gina Huang (Mei-Yun Huang), General Partner</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>JIANGANG LUO, /s/ Jiangang Luo, Jiangang Luo</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>CLEANTECH GLOBAL LTD., By: /s/ Jiangang Luo, Jiangang Luo, Managing Partner</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>5 ELEMENTS GLOBAL FUND L.P., By: /s/ James Tu, James Tu, Managing Partner</signatureName>
        <signatureDate>2018-12-07</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>YEH MEI-HUI CHENG, /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>COMMUNAL INTERNATIONAL, LTD., By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>5 ELEMENTS ENERGY EFFICIENCY LIMITED, By: /s/ Yeh Mei-Hui Cheng, Yeh Mei-Hui Cheng, Authorized Representative</signatureName>
        <signatureDate>2018-12-06</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
