<SEC-DOCUMENT>0001193125-15-342711.txt : 20151013
<SEC-HEADER>0001193125-15-342711.hdr.sgml : 20151012
<ACCEPTANCE-DATETIME>20151013162305
ACCESSION NUMBER:		0001193125-15-342711
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		3
CONFORMED PERIOD OF REPORT:	20151013
ITEM INFORMATION:		Results of Operations and Financial Condition
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20151013
DATE AS OF CHANGE:		20151013

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SMITH MICRO SOFTWARE INC
		CENTRAL INDEX KEY:			0000948708
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-PREPACKAGED SOFTWARE [7372]
		IRS NUMBER:				330029027
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35525
		FILM NUMBER:		151156313

	BUSINESS ADDRESS:	
		STREET 1:		51 COLUMBIA
		CITY:			ALISO VIEJO
		STATE:			CA
		ZIP:			92656
		BUSINESS PHONE:		9493625800

	MAIL ADDRESS:	
		STREET 1:		51 COLUMBIA
		CITY:			ALISO VIEJO
		STATE:			CA
		ZIP:			92656
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>d98437d8k.htm
<DESCRIPTION>FORM 8-K
<TEXT>
<HTML><HEAD>
<TITLE>Form 8-K</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P>
<P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="margin-top:4pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>UNITED STATES </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>SECURITIES AND EXCHANGE COMMISSION </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Washington, D.C. 20549 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:18pt; font-family:Times New Roman" ALIGN="center"><B>FORM&nbsp;8-K
</B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>CURRENT REPORT </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Pursuant
to Section&nbsp;13 or 15(d)&nbsp;of the </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Securities Exchange Act of 1934 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:12pt; font-family:Times New Roman" ALIGN="center"><B>Date of Report (Date of earliest event reported): October&nbsp;13, 2015 </B></P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center> <P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:24pt; font-family:Times New Roman" ALIGN="center"><B>Smith Micro Software, Inc. </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>(Exact name of registrant as specified in its charter) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD WIDTH="34%"></TD>
<TD VALIGN="bottom"></TD>
<TD WIDTH="32%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="32%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" ALIGN="center"><B>Delaware</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B><FONT STYLE="white-space:nowrap">01-35525</FONT></B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"><B>33-0029027</B></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(State or other jurisdiction</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>of incorporation)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Commission</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>File Number)</B></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="top" ALIGN="center"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(IRS Employer</B></P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Identification No.)</B></P></TD></TR>
</TABLE> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>51 Columbia </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Aliso Viejo, California 92656 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Address of principal executive offices) (Zip Code) </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Registrant&#146;s telephone number, including area code: (949)&nbsp;362-5800 </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>None </B></P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>(Former name or
former address, if changed since last report) </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P><center>
<P STYLE="line-height:6.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1.00pt solid #000000;width:21%">&nbsp;</P></center> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Check the appropriate box below
if the Form&nbsp;8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: </P> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Written communications pursuant to Rule&nbsp;425 under the Securities Act (17 CFR 230.425) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Soliciting material pursuant to Rule&nbsp;14a-12 under the Exchange Act (17 CFR 240.14a-12) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule&nbsp;14d-2(b)&nbsp;under the Exchange Act (17 CFR 240.14d-2(b)) </TD></TR></TABLE> <P STYLE="font-size:6pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="4%" VALIGN="top" ALIGN="left"><FONT STYLE="FONT-FAMILY:WINGDINGS">&#168;</FONT></TD>
<TD ALIGN="left" VALIGN="top">Pre-commencement communications pursuant to Rule&nbsp;13e-4(c)&nbsp;under the Exchange Act (17 CFR 240.13e-4(c)) </TD></TR></TABLE> <P STYLE="font-size:10pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="line-height:1.0pt;margin-top:0pt;margin-bottom:0pt;border-bottom:1px solid #000000">&nbsp;</P> <P STYLE="line-height:3.0pt;margin-top:0pt;margin-bottom:2pt;border-bottom:1px solid #000000">&nbsp;</P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">


<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="10%" VALIGN="top" ALIGN="left"><B>Item&nbsp;2.02</B></TD>
<TD ALIGN="left" VALIGN="top"><B>Results of Operations and Financial Condition </B></TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">On October&nbsp;13, 2015, Smith Micro
Software, Inc. issued a press release which provided an estimate of revenue for the third quarter of 2015, and addressed related matters. The full text of the press release is set forth in Exhibit 99.1 attached hereto. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">In accordance with General Instruction B.2 of Form 8-K, the information in this Item&nbsp;2.02, including Exhibit&nbsp;99.1, shall not be
deemed &#147;filed&#148; for purposes of Section&nbsp;18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. </P> <P STYLE="font-size:18pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" BORDER="0" CELLPADDING="0" CELLSPACING="0" WIDTH="100%">
<TR>
<TD WIDTH="10%" VALIGN="top" ALIGN="left"><B>Item&nbsp;9.01</B></TD>
<TD ALIGN="left" VALIGN="top"><B>Financial Statements and Exhibits. </B></TD></TR></TABLE> <P STYLE="margin-top:6pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">(d) Exhibits </P>
<P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:8pt" ALIGN="center">


<TR>
<TD></TD>
<TD VALIGN="bottom" WIDTH="5%"></TD>
<TD WIDTH="92%"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:8pt">
<TD VALIGN="bottom" NOWRAP ALIGN="center"> <P STYLE="border-bottom:1.00pt solid #000000; width:25.30pt; font-size:8pt; font-family:Times New Roman" ALIGN="center"><B>Exhibit</B></P></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom" NOWRAP> <P STYLE="border-bottom:1.00pt solid #000000; width:39.50pt; font-size:8pt; font-family:Times New Roman"><B>Description</B></P></TD></TR>


<TR STYLE="font-size:1pt">
<TD HEIGHT="8"></TD>
<TD HEIGHT="8" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top" NOWRAP>99.1</TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="top">Press Release issued on October&nbsp;13, 2015</TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">1 </P>


<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>SIGNATURES </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; text-indent:4%; font-size:10pt; font-family:Times New Roman">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized. </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt">


<TR>
<TD WIDTH="44%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="4%"></TD>
<TD VALIGN="bottom"></TD>
<TD WIDTH="5%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="44%"></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"><B>SMITH MICRO SOFTWARE, INC.</B></TD></TR>
<TR STYLE="font-size:1pt">
<TD HEIGHT="16"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD>
<TD HEIGHT="16" COLSPAN="2"></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Date: October&nbsp;13, 2015</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"> <P STYLE="margin-top:0pt; margin-bottom:1pt; border-bottom:1px solid #000000; font-size:10pt; font-family:Times New Roman">/s/ Steven M. Yasbek</P></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Steven M. Yasbek</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom">Vice President and Chief Financial Officer</TD></TR>
</TABLE>
 <p STYLE="margin-top:0pt;margin-bottom:0pt ; font-size:8pt">&nbsp;</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center">2 </P>

</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>d98437dex991.htm
<DESCRIPTION>EX-99.1
<TEXT>
<HTML><HEAD>
<TITLE>EX-99.1</TITLE>
</HEAD>
 <BODY BGCOLOR="WHITE">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="right"><B>Exhibit 99.1 </B></P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<P STYLE="margin-top:0pt;margin-bottom:0pt" ALIGN="center">


<IMG SRC="g98437g38h59.jpg" ALT="LOGO">
 </P> <P STYLE="font-size:12pt;margin-top:0pt;margin-bottom:0pt">&nbsp;</P>
<TABLE CELLSPACING="0" CELLPADDING="0" WIDTH="100%" BORDER="0" STYLE="BORDER-COLLAPSE:COLLAPSE; font-family:Times New Roman; font-size:10pt" ALIGN="center">


<TR>
<TD WIDTH="26%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD WIDTH="26%"></TD>
<TD VALIGN="bottom" WIDTH="1%"></TD>
<TD></TD></TR>


<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"><B>AT THE COMPANY:</B></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom"><B>IR&nbsp;INQUIRIES:</B></TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top">Suzanne Runald</TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom">Todd&nbsp;Kehrli&nbsp;or&nbsp;Jim&nbsp;Byers</TD></TR>
<TR STYLE="font-family:Times New Roman; font-size:10pt">
<TD VALIGN="top"> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Public Relations</P> <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">949-362-5800</P>
<P STYLE="margin-top:0pt; margin-bottom:1pt; font-size:10pt; font-family:Times New Roman"><U>pr@smithmicro.com</U></P></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;</TD>
<TD VALIGN="bottom"></TD>
<TD VALIGN="bottom">&nbsp;&nbsp;</TD>
<TD VALIGN="bottom">MKR Group, Inc.<BR> <P STYLE="margin-bottom:0pt; margin-top:0pt; font-size:10pt; font-family:Times New Roman">323-468-2300</P>
<P STYLE="margin-bottom:1pt; margin-top:0pt; font-size:10pt; font-family:Times New Roman"><U>smsi@mkr-group.com</U></P></TD></TR>
</TABLE> <P STYLE="margin-top:24pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Smith Micro Reports Preliminary Third Quarter 2015 Revenue </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Updates Revenue Guidance for Fiscal 2015 </B></P>
<P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman" ALIGN="center"><B>Announces Earnings Conference Call Date </B></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Aliso Viejo, CA, October&nbsp;13, 2015 </B>&#150; Smith Micro Software, Inc. (NASDAQ: SMSI) today announced preliminary revenue for its fiscal third
quarter ended September&nbsp;30, 2015. The Company also updated its revenue guidance for fiscal 2015 ahead of its earnings release and analyst call, which will be held on Wednesday, October&nbsp;28, 2015 at 4:30 p.m. ET. </P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Preliminary revenue for the third quarter ended September&nbsp;30, 2015 is expected to be $9.6 million, versus revenue of $9.4 million in both the second
quarter of 2015 and the third quarter of 2014. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Revenue for the fiscal year 2015 is expected to be in the range of $39 million to $40 million, versus $37
million in fiscal year 2014. </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">&#147;The ability to close deals and grow revenue in the timeframe we previously projected has been hampered by the
consolidation and restructuring that is taking place in the carrier and cable operator market place,&#148; said William W. Smith Jr., Smith Micro&#146;s President and Chief Executive Officer. &#147;We have several significant sales cycles in play,
and we hope to announce new deals in the very near future.&#148; </P> <P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">These results are based on preliminary information as of today, are unaudited, and are
subject to change. </P> <P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>Investor Conference Call: </B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Smith
Micro Software will hold an investor conference call to discuss the Company&#146;s third quarter 2015 results on Wednesday, October&nbsp;28, 2015 at 4:30 p.m. ET. To access the call, dial 888-481-2877 and when prompted provide the passcode 178490.
Internet Webcast: <U>https://www.webcaster4.com/Webcast/Page/892/11144</U>. Participants are asked to call the assigned number approximately 10 minutes before the conference call begins. In addition, the conference call will be available on the
Smith Micro website in the <U>Investor Relations</U> section. </P>

<p Style='page-break-before:always'>
<HR  SIZE="3" style="COLOR:#999999" WIDTH="100%" ALIGN="CENTER">

 <P STYLE="margin-top:0pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B>About Smith Micro Software: </B></P>
<P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Smith Micro Software provides solutions that simplify, secure and enhance the mobile experience. Our portfolio includes a wide range of applications that
manage broadband connectivity, data traffic, devices, voice and video communications over wireless networks. With 30 years of experience developing world-class client and server software, Smith Micro helps the leading mobile network operators,
device manufacturers and enterprises increase efficiency and capitalize on the growth of mobile-connected consumers and workforces. For more information, visit smithmicro.com. (<U>NASDAQ:SMSI</U>) </P>
<P STYLE="margin-top:18pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><B><I>Safe Harbor Statement: </I></B></P> <P STYLE="margin-top:6pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman"><I>This release contains
forward-looking statements that involve risks and uncertainties, including without limitation, forward-looking statements relating to the company&#146;s financial prospects and other projections of its performance, the existence of new sales
opportunities and interest in the company&#146;s products and solutions, the company&#146;s ability to increase its revenue by capitalizing on new opportunities, customer concentration given that the majority of our sales depend on a few large
client relationships, including Sprint, and the risk of being delisted from NASDAQ if we fail to meet any of the listing requirements, Among the important factors that could cause actual results to differ materially from those expressed or implied
in the forward-looking statements are changes in demand for the company&#146;s products from its customers and their end-users, new and changing technologies, customer acceptance and timing of deployment of those technologies, and the company&#146;s
ability to compete effectively with other software and technology companies. These and other factors discussed in the company&#146;s filings with the Securities and Exchange Commission, including our filings on Forms 10-K and 10-Q, could cause
actual results to differ materially from those expressed or implied in any forward-looking statements. The forward-looking statements contained in this release are made on the basis of the views and assumptions of management regarding future events
and business performance as of the date of this release, and the company does not undertake any obligation to update these statements to reflect events or circumstances occurring after the date of this release. </I></P>
<P STYLE="margin-top:12pt; margin-bottom:0pt; font-size:10pt; font-family:Times New Roman">Smith Micro and the Smith Micro logo are registered trademarks or trademarks of Smith Micro Software, Inc. All other trademarks and product names are the
property of their respective companies. </P>
</BODY></HTML>
</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>GRAPHIC
<SEQUENCE>3
<FILENAME>g98437g38h59.jpg
<DESCRIPTION>GRAPHIC
<TEXT>
begin 644 g98437g38h59.jpg
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M 0$! 0$! 0        $" P0%!@<("0H+$  " 0,# @0#!04$!    7T! @,
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MKV3Q/\3/$OB*[.^7R]L>>=BLV !]%4"@#V76--AUC1KW39P#%=0M$V>V1C-
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M5)51(')VC/)XX^AKS\)[E2\CNQ5Y4[11E?"2WN=,DU*"^M+FVDG*&,20LH;
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M+1[?X0,Y ''/% '14 <EKENFN^,K+0KXDZ9':->209PMPX<*%;U5<YQW)&:
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M;"]CB,+;XO.BD0G.&3(Y!Z$$4 3Z#HO]C6TXDNGN[NZF,]Q.RA=[D <*.
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:;>;_ &EJ<5[G&SR[;R=OK_$<T :- !0!_]D!

end
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
