<SEC-DOCUMENT>0001564590-17-018064-index.html : 20170825 <SEC-HEADER>0001564590-17-018064.hdr.sgml : 20170825 <ACCEPTANCE-DATETIME>20170825121704 ACCESSION NUMBER: 0001564590-17-018064 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20170822 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170825 DATE AS OF CHANGE: 20170825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH MICRO SOFTWARE INC CENTRAL INDEX KEY: 0000948708 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330029027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35525 FILM NUMBER: 171051093 BUSINESS ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493625800 MAIL ADDRESS: STREET 1: 51 COLUMBIA CITY: ALISO VIEJO STATE: CA ZIP: 92656 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>smsi-8k_20170822.htm <DESCRIPTION>8-K NEW NP & AMENDMENTS <TEXT> Document 1 - file: smsi-8k_20170822.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.1 <SEQUENCE>2 <FILENAME>smsi-ex101_9.htm <DESCRIPTION>EX-10.1 AMENDMENT ELFMAN <TEXT> Document 2 - file: smsi-ex101_9.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>3 <FILENAME>smsi-ex102_10.htm <DESCRIPTION>EX-10.2 NEW NP SMITH <TEXT> Document 3 - file: smsi-ex102_10.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.3 <SEQUENCE>4 <FILENAME>smsi-ex103_11.htm <DESCRIPTION>EX-10.3 NEW NP ARNO IRA <TEXT> Document 4 - file: smsi-ex103_11.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.4 <SEQUENCE>5 <FILENAME>smsi-ex104_12.htm <DESCRIPTION>EX-10.4 NEW NP ARNO <TEXT> Document 5 - file: smsi-ex104_12.htm
</DOCUMENT> </SEC-DOCUMENT>