EX-FILING FEES 2 exhibit107-sx1october.htm EX-FILING FEES Document
Exhibit 107
Calculation of Filing Fee Table
Form S-1
(Form Type)
Smith Micro Software, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security
Type
Security
Class
Title
Fee
Calculation
Rule
Amount
Registered
(1)
Proposed
Maximum
Offering
Price Per
Share (2)
Maximum
Aggregate
Offering
Price (3)
Fee
Rate
Amount of
Registration
Fee
Newly Registered Securities
Fees to Be PaidEquityCommon Stock, par value $0.001 per share(4) 457(c)8,492,095$0.83$7,048,438.850.00015310$1,079.12
Total Offering Amounts$7,048,438.85$1,079.12
Total Fees Previously Paid
Total Fee Offsets$1,079.12
Net Fee Due$—
(1)Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares of Common Stock offered hereby also include an indeterminate number of additional shares of Common Stock as may from time to time become issuable by reason of stock splits, stock dividends, recapitalizations or other similar transactions.
(2)Estimated at $0.83 per share of Common Stock, the average of the high ($0.8602) and low ($0.7905) prices for the registrant’s Common Stock as reported on the Nasdaq Capital Market on October 23, 2024 (rounded to the nearest cent), solely for the purpose of calculating the registration fee in accordance with Rule 457(c) under the Securities Act.
(3)Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457 under the Securities Act.
(4)Represents the resale of (i) 5,916,988 shares of Common Stock, which is equal to the maximum number of shares issuable upon the exercise of warrants to purchase one share of Common Stock issued to the Selling Stockholders on October 2, 2024 and (ii) 2,575,107 shares of Common Stock issued to one of the Selling Stockholders on October 2, 2024.



Table 2: Fee Offset Claims and Sources
 Registrant
or Filer
Name
Form
or
Filing
Type
File
Number
Initial
Filing
Date
Filing DateFee Offset
Claimed
Security
Type
Associated
with Fee
Offset
Claimed
Security
Title
Associated
with Fee
Offset
Claimed
Unsold
Securities
Associated
with Fee
Offset
Claimed
Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
Fee Paid with Fee Offset Source
Rule 457(p)
Fee Offset
Claims
Smith Micro Software, Inc.S-1333-281349 (1)8/7/2024$1,079.12EquityCommon Stock, par value $0.001 per share$16,700,000
Fee Offset SourcesSmith Micro Software, Inc.S-1333-281349 (1)8/7/2024$2,464.92
(1) The Registrant paid a registration fee of $2,464.92 in connection with the registration of $16,700,000 of shares of the Registrant’s Common stock, par value $0.001 per share, under the Registration Statement on Form S-1, filed on August 7, 2024 (File No. 333-281349) (the “Prior S-1”). The Prior S-1 was not declared effective by the Securities and Exchange Commission, and no securities were issued or sold thereunder. The Prior S-1 was withdrawn by filing a Form RW on September 16, 2024. In accordance with Rule 457(p) under the Securities Act, the total amount of the registration fee due upon the initial filing of this Registration Statement is offset by $1,079.12, representing a portion of the $2,464.92 fee paid in connection with the Prior S-1.