<SEC-DOCUMENT>0001816079-24-000001.txt : 20240214
<SEC-HEADER>0001816079-24-000001.hdr.sgml : 20240214
<ACCEPTANCE-DATETIME>20240214142015
ACCESSION NUMBER:		0001816079-24-000001
CONFORMED SUBMISSION TYPE:	PX14A6G
PUBLIC DOCUMENT COUNT:		1
FILED AS OF DATE:		20240214
DATE AS OF CHANGE:		20240214
EFFECTIVENESS DATE:		20240214

SUBJECT COMPANY:	

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SMITH MICRO SOFTWARE, INC.
		CENTRAL INDEX KEY:			0000948708
		STANDARD INDUSTRIAL CLASSIFICATION:	SERVICES-PREPACKAGED SOFTWARE [7372]
		ORGANIZATION NAME:           	06 Technology
		IRS NUMBER:				330029027
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		PX14A6G
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-35525
		FILM NUMBER:		24636052

	BUSINESS ADDRESS:	
		STREET 1:		5800 CORPORATE DRIVE
		CITY:			PITTSBURGH
		STATE:			PA
		ZIP:			15237
		BUSINESS PHONE:		4128375300

	MAIL ADDRESS:	
		STREET 1:		5800 CORPORATE DRIVE
		CITY:			PITTSBURGH
		STATE:			PA
		ZIP:			15237

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMITH MICRO SOFTWARE, INC
		DATE OF NAME CHANGE:	20181023

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SMITH MICRO SOFTWARE INC
		DATE OF NAME CHANGE:	19950731

FILED BY:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Hammann Jerald
		CENTRAL INDEX KEY:			0001816079
		ORGANIZATION NAME:           	

	FILING VALUES:
		FORM TYPE:		PX14A6G

	MAIL ADDRESS:	
		STREET 1:		1566 SUMTER AVE N
		CITY:			MINNEAPOLIS
		STATE:			MN
		ZIP:			55427-4048
</SEC-HEADER>
<DOCUMENT>
<TYPE>PX14A6G
<SEQUENCE>1
<FILENAME>PX14A6G0000948708_330029027.htm
<DESCRIPTION>240.14A-103 NOTICE OF EXEMPT SOLICITATION
<TEXT>
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            <TD STYLE="white-space: nowrap; vertical-align: top; width: 50%; font: 10pt Times New Roman, Times, Serif">&nbsp;</TD>
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                <P STYLE="color: green; font: 16pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 22pt">Collaborative</P>
                <P STYLE="color: green; font: 16pt Times New Roman, Times, Serif; margin: 0pt 0; text-indent: 22pt">Investor Engagement</P>
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    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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        <B>&nbsp;</B>
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    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">
        <B>Concerned shareholder of Smith Micro Software, Inc. urges investor collaboration</B>
    </P>



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    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">
        <B>240.14a-103 Notice of Exempt Solicitation (Voluntary)</B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">
        <B>U.S. Securities and Exchange Commission, Washington
DC 20549</B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">NAME OF REGISTRANT: Smith Micro Software, Inc.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">NAME OF PERSON RELYING ON EXEMPTION: Jerald Hammann</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">ADDRESS OF PERSON RELYING ON EXEMPTION: 1566 Sumter Ave. N, Minneapolis MN 55427
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Written materials are submitted pursuant to Rule 14a-6(g)(1) promulgated under the Securities Exchange Act of 1934.*</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">*Submission is not required of this filer under the terms of the Rule, but is made voluntarily in the interest of public disclosure.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">
        <B>&nbsp;</B>
    </P>

    <P STYLE="font: 18pt Times New Roman, Times, Serif; margin: 0pt 0; text-align: center">
        <B>Concerned shareholder of Smith Micro Software, Inc. urges investor collaboration</B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">
        <B>&nbsp;</B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">
        <B><U>Jerald Hammann, a Smith Micro Software, Inc. shareholder, urges shareholders concerned about their investment in Smith Micro to collaborate to increase the effectiveness of their actions.</U></B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">Individual shareholders often lack the voting power to effect meaningful change at shareholder meetings. However, through collaboration, the opportunity exists for shareholders to discuss their investment objectives and assert a proactive posture
        in addressing board nominations and corporate governance proposals.</P>

        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

        <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">In support of this proactive posture, in a letter to Smith Micro dated February 5, 2024, Jerald Hammann volunteered to join the Board of Directors of Smith Micro Software, Inc.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">If you are interested in discussing your investment objectives relative to Smith Micro or in discussing its 2024 annual shareholder meeting, please contact Jerald Hammann at investoradvocacy411@gmail.com or (612) 470-4478.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>


    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">
        <B><I>Disclaimers</I></B>
    </P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This is not a solicitation of authority to vote your proxy. Please DO NOT send the author your proxy card. The author is not able to vote your proxy, nor does this communication contemplate such an event.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">This is not an offer to enter into any agreement to act together with any shareholder for the purpose of acquiring, holding, voting, or disposing of equity securities. The author has no present intent to enter into a group pursuant to 17 CFR &sect;
        240.13d-5(b)(1).
    </P>


    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">
        <B>&nbsp;</B>
    </P>


    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">The views expressed are those of the author as of the date referenced and are subject to change at any time based on market or other conditions. These views are not intended to be a forecast of future events or a guarantee of future results. These
        views may not be relied upon as investment advice. The information provided in this material should not be considered a recommendation to buy or sell any of the securities mentioned. It should not be assumed that investments in such securities
        have been or will be profitable. This communication should not be construed as a research report.</P>

    <P STYLE="font: 10pt Times New Roman, Times, Serif; margin: 0pt 0">&nbsp;</P>

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