Form 3 - Initial statement of beneficial ownership of securities:
SEC Accession No. 0001829126-25-008284
Filing Date
2025-10-20
Accepted
2025-10-20 21:37:01
Documents
2
Period of Report
2025-10-09

Document Format Files

Seq Description Document Type Size
1 FORM 3 ownership.html 3  
1 FORM 3 ownership.xml 3 8590
2 EXHIBIT 99.1 novabayr01fund_ex99-1.htm EX-99.1 14224
  Complete submission text file 0001829126-25-008284.txt   26088
Mailing Address 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608
Business Address 2000 POWELL STREET, SUITE 1150 EMERYVILLE CA 94608 (510) 899-8800
NovaBay Pharmaceuticals, Inc. (Issuer) CIK: 0001389545 (see all company filings)

EIN.: 680454536 | State of Incorp.: DE | Fiscal Year End: 1231
SIC: 2834 Pharmaceutical Preparations
(CF Office: 03 Life Sciences)

Mailing Address 1111 LINCOLN ROAD, SUITE 500 MIAMI BEACH FL 33139
Business Address 1111 LINCOLN ROAD, SUITE 500 MIAMI BEACH FL 33139 305-982-7994
R01 Fund LP (Reporting) CIK: 0001990517 (see all company filings)

State of Incorp.: DE
Type: 3 | Act: 34 | File No.: 001-33678 | Film No.: 251405237

Mailing Address C/O R01 CAPITAL LLC 1111 LINCOLN AVENUE, SUITE 500 MIAMI BEACH FL 33139
Business Address C/O R01 CAPITAL LLC 1111 LINCOLN AVENUE, SUITE 500 MIAMI BEACH FL 33139 305-982-7994
R01 Capital LLC (Reporting) CIK: 0002091715 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-33678 | Film No.: 251405236

Mailing Address C/O R01 CAPITAL LLC 1111 LINCOLN AVENUE, SUITE 500 MIAMI BEACH FL 33139
Business Address C/O R01 CAPITAL LLC 1111 LINCOLN AVENUE, SUITE 500 MIAMI BEACH FL 33139 305-982-7994
R01 Capital Manager LLC (Reporting) CIK: 0002091724 (see all company filings)

State of Incorp.: DE | Fiscal Year End: 1231
Type: 3 | Act: 34 | File No.: 001-33678 | Film No.: 251405235

Mailing Address C/O R01 CAPITAL LLC 1111 LINCOLN AVENUE, SUITE 500 MIAMI BEACH FL 33139
Business Address
Kazley Michael John (Reporting) CIK: 0002091727 (see all company filings)

Type: 3 | Act: 34 | File No.: 001-33678 | Film No.: 251405234