EX-99.1 2 ea021893001ex99-1_immuron.htm NOTIFICATION REGARDING UNQUOTED SECURITIES - IMC

Exhibit 99.1

 

Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

 

Announcement Summary

 

Entity name

 

IMMURON LIMITED

 

Date of this announcement

 

Tuesday October 29, 2024

 

The +securities the subject of this notification are:

 

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

 

Total number of +securities to be issued/transferred

 

ASX +security code  Security description  Total number of +securities to be issued/transferred   Issue date
IMCAE  PERFORMANCE RIGHTS   5,386,810   24/10/2024

 

Refer to next page for full details of the announcement

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 1 - Entity and announcement details

 

1.1 Name of entity

 

IMMURON LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

 

  1.2 Registered number type Registration number
     
  ACN 063114045

 

1.3 ASX issuer code

 

IMC

 

1.4 The announcement is

 

New announcement

 

1.5 Date of this announcement

 

29/10/2024

 

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Appendix 3G - Notification of issue, conversion or payment up of unquoted equity securities

 

Part 2 - Issue details

 

2.1 The +securities the subject of this notification are:

 

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

 

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

 

has an existing ASX security code ("existing class")

 

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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

 

ASX +security code and description

 

IMCAE : PERFORMANCE RIGHTS

 

Date the +securities the subject of this notification were issued

 

24/10/2024

 

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

 

Yes

 

Were any of the +securities issued to +key management personnel (KMP) or an +associate?

 

Yes

 

Provide details of the KMP or +associates being issued +securities.

 

Name of KMP  Name of registered holder  Number of +securities 
Mr Steven Lydeamore  Mr Steven Lydeamore   2,736,515 
Mr Jerry Kanellos  Mr Jerry Kanellos   1,088,535 
Mr Flavio Palumbo  Mr Flavio Palumbo   985,883 

 

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms 

 

As per the Omnibus Incentive Plan approved by shareholders in the AGM held on 21 November 2023:

https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2924-02728563-3A628911

 

Any other information the entity wishes to provide about the +securities the subject of this notification

 

These performance rights are subject to vesting conditions tied to Board of Directors approved LTI targets.

 

Issue details

 

 

Number of +securities

 

5,386,810

 

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Part 4 - +Securities on issue

 

Following the issue, conversion or payment up of the +securities the subject of this notification, the +securities of the entity will comprise:

 

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

 

4.1 Quoted +securities (Total number of each +class of +securities issued and quoted on ASX)

 

ASX +security code and description  Total number of
+securities on issue		 
IMC : ORDINARY FULLY PAID   229,145,429 

 

4.2 Unquoted +securities (Total number of each +class of +securities issued but not quoted on ASX)

 

ASX +security code and description  Total number of
+securities on issue		 
IMCAE : PERFORMANCE RIGHTS   5,928,566 
      
IMCAI : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES   2,930,000 
      
IMCAD : OPTION EXPIRING 13-NOV-2024 EX $0.12   7,900,000 
      
IMCAM : OPTION EXPIRING 21-JUL-2025 EX USD$0.5859375   2,560,000 

 

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Part 5 - Other Listing Rule requirements

 

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1?

 

Yes

 

5.1a Select the number of the applicable exception in Listing Rule 7.2

 

13

 

 

 

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