Form F-1 - Registration statement for certain foreign private issuers:
SEC Accession No. 0001213900-18-012108
Filing Date
2018-09-05
Accepted
2018-09-05 13:48:26
Documents
89

Document Format Files

Seq Description Document Type Size
1 REGISTRATION STATEMENT ff12018_aptorumgroup.htm F-1 4189784
2 SECOND AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF APTORUM GR ff12018ex3-1_aptorum.htm EX-3.1 645750
3 SPECIMEN ORDINARY SHARE CERTIFICATE ff12018ex4-1_aptorum.htm EX-4.1 8301
4 FORM OF SERIES A CONVERTIBLE PROMISSORY NOTE ff12018ex4-2_aptorum.htm EX-4.2 156568
5 APPOINTMENT LETTER BETWEEN THE COMPANY AND IAN HUEN (FOUNDER, CHIEF EXECUTIVE OF ff12018ex10-1_aptorum.htm EX-10.1 91481
6 EMPLOYMENT LETTER BETWEEN THE COMPANY AND SABRINA KHAN (CHIEF FINANCIAL OFFICER) ff12018ex10-2_aptorum.htm EX-10.2 67982
7 ADDENDUM TO EMPLOYMENT LETTER BETWEEN COMPANY AND SABRINA KHAN (CHIEF FINANCIAL ff12018ex10-3_aptorum.htm EX-10.3 10415
8 APPOINTMENT LETTER BETWEEN THE COMPANY AND DARREN LUI (CHIEF BUSINESS OFFICER, P ff12018ex10-4_aptorum.htm EX-10.4 73567
9 EMPLOYMENT LETTER BETWEEN THE COMPANY AND CLARK CHENG (CHIEF MEDICAL OFFICER & D ff12018ex10-5_aptorum.htm EX-10.5 52962
10 ADDENDUM TO APPOINTMENT LETTER BETWEEN THE COMPANY AND CLARK CHENG (CHIEF MEDICA ff12018ex10-6_aptorum.htm EX-10.6 73658
11 SECOND ADDENDUM TO APPOINTMENT LETTER BETWEEN THE COMPANY AND CLARK CHENG (CHIEF ff12018ex10-7_aptorum.htm EX-10.7 20893
12 THIRD ADDENDUM TO APPOINTMENT LETTER BETWEEN THE COMPANY AND CLARK CHENG (CHIEF ff12018ex10-8_aptorum.htm EX-10.8 6407
13 APPOINTMENT LETTER BETWEEN THE COMPANY AND KEITH CHAN (CHIEF SCIENTIFIC OFFICER) ff12018ex10-9_aptorum.htm EX-10.9 26439
14 APPOINTMENT LETTER BETWEEN THE COMPANY AND CHARLES BATHURST (INDEPENDENT NON-EXE ff12018ex10-10_aptorum.htm EX-10.10 51644
15 APPOINTMENT LETTER BETWEEN THE COMPANY AND MIRKO SCHERER (INDEPENDENT NON-EXECUT ff12018ex10-11_aptorum.htm EX-10.11 80741
16 EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND JUSTIN WU (INDEPENDENT NON-EXECUTIV ff12018ex10-12_aptorum.htm EX-10.12 89866
17 EMPLOYMENT AGREEMENT BETWEEN THE COMPANY AND DOUGLAS ARNER (INDEPENDENT NON-EXEC ff12018ex10-13_aptorum.htm EX-10.13 81235
18 MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND GUARDIAN CAPITAL MANAGEMENT LIMITED ff12018ex10-14_aptorum.htm EX-10.14 194075
19 CONSULTING AGREEMENT BETWEEN THE COMPANY AND GLOBOASIA, LLC (INCLUDES PROVISIONS ff12018ex10-15_aptorum.htm EX-10.15 47545
20 MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND APTUS CAPITAL LIMITED, DATED OCTOBE ff12018ex10-16_aptorum.htm EX-10.16 171541
21 FIRST ADDENDUM TO THE MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND APTUS CAPITAL ff12018ex10-17_aptorum.htm EX-10.17 22397
22 SECOND ADDENDUM TO THE MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND APTUS CAPITA ff12018ex10-18_aptorum.htm EX-10.18 15363
23 SUBSCRIPTION AGREEMENT BETWEEN THE COMPANY AND PEACE RANGE LIMITED, DATED APRIL ff12018ex10-19_aptorum.htm EX-10.19 654425
24 SHARE CHARGE AGREEMENT BETWEEN THE COMPANY, JURCHEN INVESTMENT CORPORATION AND P ff12018ex10-20_aptorum.htm EX-10.20 531774
25 DEED OF GUARANTEE OF JURCHEN INVESTMENT CORPORATION, ACKNOWLEDGED BY PEACE RANGE ff12018ex10-21_aptorum.htm EX-10.21 93861
26 CHARGE ACCOUNT AGREEMENT BETWEEN THE COMPANY AND PEACE RANGE LIMITED, DATED APRI ff12018ex10-22_aptorum.htm EX-10.22 412398
27 BOND CERTIFICATE BETWEEN THE COMPANY AND PEACE RANGE LIMITED, DATED APRIL 25, 20 ff12018ex10-23_aptorum.htm EX-10.23 519057
28 ESCROW AGREEMENT BETWEEN THE COMPANY AND PEACE RANGE LIMITED, DATED APRIL 25, 20 ff12018ex10-24_aptorum.htm EX-10.24 168716
29 2017 SHARE OPTION PLAN ff12018ex10-25_aptorum.htm EX-10.25 98200
30 FORM OF SECURITIES PURCHASE AGREEMENT FOR THE SERIES A CONVERTIBLE PROMISSORY NO ff12018ex10-26_aptorum.htm EX-10.26 145211
31 LOCK-UP AGREEMENT FOR SERIES A CONVERTIBLE PROMISSORY NOTES, DATED MAY 15, 2018 ff12018ex10-27_aptorum.htm EX-10.27 7635
32 EXCLUSIVE LICENSE AGREEMENT FOR NLS-1 DATED JULY 3, 2017 ff12018ex10-28_aptorum.htm EX-10.28 297614
33 ADDENDUM TO LICENSE AGREEMENT FOR NLS-1 DATED FEBRUARY 9, 2018 ff12018ex10-29_aptorum.htm EX-10.29 35922
34 EXCLUSIVE PATENT LICENSE AGREEMENT FOR ALS-1 ff12018ex10-30_aptorum.htm EX-10.30 225580
35 FIRST AMENDMENT TO THE EXCLUSIVE PATENT LICENSE AGREEMENT FOR ALS-1 DATED JUNE 7 ff12018ex10-31_aptorum.htm EX-10.31 14000
36 EXCLUSIVE PATENT LICENSE AGREEMENT FOR ALS-4 ff12018ex10-32_aptorum.htm EX-10.32 214184
37 FIRST AMENDMENT TO THE EXCLUSIVE PATENT LICENSE AGREEMENT DATED JUNE 7, 2018 ff12018ex10-33_aptorum.htm EX-10.33 19275
38 SUB-TENANCY AGREEMENT FOR GUANGDONG INVESTMENT TOWER ff12018ex10-34_aptorum.htm EX-10.34 137621
39 SERVICE AGREEMENT BETWEEN COVAR PHARMACEUTICALS INCORPORATED AND VIDENS INCORPOR ff12018ex10-35_aptorum.htm EX-10.35 112669
40 APPOINTMENT LETTER AND ADDENDUM TO SERVICE AGREEMENT WITH COVAR PHARMACEUTICALS ff12018ex10-36_aptorum.htm EX-10.36 179177
41 APPOINTMENT LETTER AND ADDENDUM TO SERVICE AGREEMENT WITH COVAR PHARMACEUTICALS ff12018ex10-37_aptorum.htm EX-10.37 187320
42 CODE OF BUSINESS CONDUCT AND ETHICS OF THE COMPANY ff12018ex14-1_aptorum.htm EX-14.1 92761
43 LIST OF SUBSIDIARIES ff12018ex21-1_aptorum.htm EX-21.1 5822
44 CONSENT OF MARCUM BERNSTEIN & PINCHUK LLP ff12018ex23-1_aptorum.htm EX-23.1 4087
45 CHARTER OF THE AUDIT COMMITTEE ff12018ex99-1_aptorum.htm EX-99.1 70539
46 CHARTER OF THE COMPENSATION COMMITTEE ff12018ex99-2_aptorum.htm EX-99.2 35591
47 CHARTER OF THE NOMINATING AND CORPORATE GOVERNANCE COMMITTEE ff12018ex99-3_aptorum.htm EX-99.3 28817
48 GRAPHIC img_001.jpg GRAPHIC 3262
49 GRAPHIC img_002.jpg GRAPHIC 9935
50 GRAPHIC img_003.jpg GRAPHIC 178723
51 GRAPHIC img_004.jpg GRAPHIC 320867
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64 GRAPHIC img_017.jpg GRAPHIC 3363
65 GRAPHIC img_018.jpg GRAPHIC 3872
66 GRAPHIC logo.jpg GRAPHIC 11831
67 GRAPHIC image_002.jpg GRAPHIC 1916
68 GRAPHIC ex3-1_001.jpg GRAPHIC 4041
69 GRAPHIC ex10-1_001.jpg GRAPHIC 1192
70 GRAPHIC ex10-2_001.jpg GRAPHIC 1192
71 GRAPHIC ex10-3_001.jpg GRAPHIC 1192
72 GRAPHIC ex10-4_001.jpg GRAPHIC 1192
73 GRAPHIC ex10-5_001.jpg GRAPHIC 1192
74 GRAPHIC ex10-6_001.jpg GRAPHIC 1192
75 GRAPHIC ex10-7_001.jpg GRAPHIC 1192
76 GRAPHIC ex10-8_001.jpg GRAPHIC 1192
77 GRAPHIC ex10-9_001.jpg GRAPHIC 1192
78 GRAPHIC ex10-10_001.jpg GRAPHIC 1192
79 GRAPHIC ex10-11_001.jpg GRAPHIC 1192
80 GRAPHIC ex10-12_001.jpg GRAPHIC 1192
81 GRAPHIC ex10-14_001.jpg GRAPHIC 1192
82 GRAPHIC ex10-18_001.jpg GRAPHIC 8056
83 GRAPHIC ex10-19_001.jpg GRAPHIC 8056
84 GRAPHIC ex10-19_002.jpg GRAPHIC 3084
85 GRAPHIC ex10-21_001.jpg GRAPHIC 8056
86 GRAPHIC ex10-20_001.jpg GRAPHIC 5539
87 GRAPHIC ex10-36_01.jpg GRAPHIC 1192
88 GRAPHIC ex10-37_01.jpg GRAPHIC 1192
89 GRAPHIC ex10-8_1.jpg GRAPHIC 1192
  Complete submission text file 0001213900-18-012108.txt   13640817
Mailing Address 17/F, GUANGDONG INVESTMENT TOWER 148 CONNAUGHT ROAD CENTRAL HONG KONG F4 999077
Business Address 17/F, GUANGDONG INVESTMENT TOWER 148 CONNAUGHT ROAD CENTRAL HONG KONG F4 999077 852 2117 6611
Aptorum Group Ltd (Filer) CIK: 0001734005 (see all company filings)

EIN.: 000000000 | State of Incorp.: E9 | Fiscal Year End: 1231
Type: F-1 | Act: 33 | File No.: 333-227198 | Film No.: 181054755
SIC: 2834 Pharmaceutical Preparations