<SEC-DOCUMENT>0000943374-20-000147.txt : 20200304
<SEC-HEADER>0000943374-20-000147.hdr.sgml : 20200304
<ACCEPTANCE-DATETIME>20200304164337
ACCESSION NUMBER:		0000943374-20-000147
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20200227
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20200304
DATE AS OF CHANGE:		20200304

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			CARVER BANCORP INC
		CENTRAL INDEX KEY:			0001016178
		STANDARD INDUSTRIAL CLASSIFICATION:	SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
		IRS NUMBER:				133904174
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			0331

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13007
		FILM NUMBER:		20687823

	BUSINESS ADDRESS:	
		STREET 1:		75 W 125TH ST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10027-4512
		BUSINESS PHONE:		2128764747

	MAIL ADDRESS:	
		STREET 1:		75 W 125TH ST
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10027-4512
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
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<FILENAME>form8k_022720.htm
<DESCRIPTION>CARVER BANCORP, INC. FORM 8-K FEBRUARY 27, 2020
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    <div style="text-align: center; font-weight: bold;">UNITED STATES</div>
    <div style="text-align: center; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
    <div style="text-align: center;">WASHINGTON, D.C. 20549</div>
    <div style="text-align: center;">__________</div>
    <div>&#160;</div>
    <div style="text-align: center; font-weight: bold;">FORM 8-K</div>
    <div><br>
    </div>
    <div style="text-align: center; font-weight: bold;">CURRENT REPORT</div>
    <div><br>
    </div>
    <div style="text-align: center;">PURSUANT TO SECTION 13 OR 15(d) OF THE</div>
    <div style="text-align: center;">SECURITIES EXCHANGE ACT OF 1934</div>
    <div>&#160;</div>
    <div style="text-align: center;">Date of Report (Date of earliest event reported):&#160; <u>February 27, 2020</u></div>
    <div>&#160;</div>
    <div style="text-align: center;"><u>CARVER BANCORP, INC.</u></div>
    <div style="text-align: center;">(Exact Name of Registrant as Specified in its Charter)</div>
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            <div style="text-align: center;"><u>Delaware</u></div>
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            <div style="text-align: center;"><u>001-13007</u></div>
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            <div style="text-align: center;"><u>13-3904174</u></div>
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            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">(State or Other Jurisdiction</div>
            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">of Incorporation)</div>
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            <div style="text-align: center; font-family: 'Times New Roman',Times,serif;">(Commission File No.)</div>
          </td>
          <td style="width: 3.85%; vertical-align: top;">&#160;</td>
          <td style="width: 30.77%; vertical-align: top;">
            <div style="text-align: center;">(I.R.S. Employer</div>
            <div style="text-align: center;">Identification No.)</div>
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            <div><u>75 West 125th Street, New York, NY</u></div>
          </td>
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            <div><u>10027-4512</u></div>
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          <td style="width: 65.38%; vertical-align: bottom;">
            <div>(Address of Principal Executive Offices)</div>
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            <div>(Zip Code)</div>
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    <div>Registrant&#8217;s telephone number, including area code: <u>(212) 360-8820</u></div>
    <div>&#160;</div>
    <div style="text-align: center;"><u>Not Applicable</u></div>
    <div style="text-align: center; font-size: 8pt;">(Former Name or Former Address, if Changed Since Last Report)</div>
    <div><br>
    </div>
    <div style="text-align: justify;">Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the
      following provisions (see General Instruction A.2. below):</div>
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                <div>Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
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            <div style="text-align: justify;">Securities registered pursuant to Section 12(b) of the Act:</div>
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            <div style="text-align: justify; font-weight: bold;">Title of each class</div>
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            <div style="text-align: justify; font-weight: bold;">Trading symbol(s)</div>
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            <div>Common stock, par value $0.01 per share</div>
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            <div style="text-align: justify;">CARV</div>
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            <div style="text-align: justify;">The NASDAQ Stock Market LLC</div>
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    <div style="text-align: justify;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR &#167;230.405) or Rule
      12b-2 of the Securities Exchange Act of 1934 (17 CFR &#167;240.12b-2).</div>
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    <div style="text-align: justify;">Emerging growth company &#9744;</div>
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    <div style="text-align: justify;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
      revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. &#9744;</div>
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              <td style="width: 72pt; vertical-align: top; align: right; font-size: 12pt; font-weight: bold;">Item 5.02</td>
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                <div style="font-size: 12pt; font-weight: bold;"><u>Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
                    Officers</u></div>
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    <div><font style="font-size: 12pt;">(b)</font><font id="TRGRRTFtoHTMLTab" style="display: inline-block; text-indent: 0px; font-size: 1px; width: 36pt">&#160;</font><font style="font-size: 12pt;">On February 27, 2020, Robert R. Tarter, Chairman of the Boards of Directors of Carver Bancorp, Inc. (&#8220;Company&#8221;) and Carver Federal Savings Bank (&#8220;Bank&#8221;), retired from his
        positions with the Company and the Bank, effective March 31, 2020. There were no disagreements between Mr. Tarter and the Company or the Bank. The Boards of Directors of the Company and the Bank each appointed Lewis P. Jones III as Chairman,
        effective April 1, 2020.</font></div>
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            <div style="text-align: justify; font-size: 12pt;">Financial statements of businesses acquired.&#160; Not Applicable.</div>
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          <td style="width: 9.01%; vertical-align: top;">&#160;</td>
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            <div style="text-align: justify; font-size: 12pt;">Pro forma financial information.&#160; Not Applicable.</div>
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            <div style="text-align: justify; font-size: 12pt;">Shell company transactions: Not Applicable.</div>
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          <td style="width: 9.01%; vertical-align: top;">&#160;</td>
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            <div style="text-align: center; font-size: 12pt;">(d)</div>
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            <div style="text-align: justify; font-size: 12pt;">Exhibits. None.</div>
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          <td style="width: 9.01%; vertical-align: top;">&#160;</td>
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    <div style="text-align: center; font-size: 12pt; font-weight: bold;">SIGNATURES</div>
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    <div style="text-align: justify; text-indent: 36pt; font-size: 12pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its
      behalf by the undersigned, hereunto duly authorized.</div>
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          <td style="width: 41.05%; vertical-align: top;">&#160;</td>
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            <div style="text-align: justify; font-size: 12pt; font-weight: bold;">CARVER BANCORP, INC.</div>
            <div>&#160;</div>
            <div>&#160;</div>
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            <div style="text-align: justify; font-size: 12pt;">DATE: March 4, 2020</div>
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            <div style="text-align: right; font-family: 'Times New Roman',Times,serif; font-size: 12pt;">By:&#160;&#160; <br>
            </div>
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            <div style="text-align: justify; font-size: 12pt;"><u>&#160;/s/ Michael T. Pugh</u></div>
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          <td style="width: 41.05%; vertical-align: top;">&#160;</td>
          <td style="width: 6.02%; vertical-align: top;">&#160;</td>
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            <div style="text-align: justify; font-size: 12pt;">Michael T. Pugh</div>
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          <td style="width: 41.05%; vertical-align: top;">&#160;</td>
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            <div style="font-size: 12pt;">President and Chief Executive Officer</div>
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