<SEC-DOCUMENT>0001393905-14-000381.txt : 20140627
<SEC-HEADER>0001393905-14-000381.hdr.sgml : 20140627
<ACCEPTANCE-DATETIME>20140625165244
ACCESSION NUMBER:		0001393905-14-000381
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20140619
ITEM INFORMATION:		Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE:		20140625
DATE AS OF CHANGE:		20140625

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Heatwurx, Inc.
		CENTRAL INDEX KEY:			0001533743
		STANDARD INDUSTRIAL CLASSIFICATION:	CONSTRUCTION MACHINERY & EQUIP [3531]
		IRS NUMBER:				451539785
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	333-184948
		FILM NUMBER:		14940439

	BUSINESS ADDRESS:	
		STREET 1:		18001 S. FIGUEROA
		STREET 2:		UNIT F
		CITY:			GARDENA
		STATE:			CA
		ZIP:			90248
		BUSINESS PHONE:		303-532-1641

	MAIL ADDRESS:	
		STREET 1:		18001 S. FIGUEROA
		STREET 2:		UNIT F
		CITY:			GARDENA
		STATE:			CA
		ZIP:			90248
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>huwx_8k.htm
<DESCRIPTION>CURRENT REPORT
<TEXT>
<HTML>
<head><title>8K</title> </head> <body style="MARGIN-TOP:0px; FONT-FAMILY:Times New Roman; COLOR:#000000; FONT-SIZE:10pt"> <p style="MARGIN:0px; FONT-FAMILY:Times New Roman Bold,Times New Roman" align=center><b>UNITED STATES</b></p> <p style="MARGIN:0px; FONT-FAMILY:Times New Roman Bold,Times New Roman" align=center><b>SECURITIES AND EXCHANGE COMMISSION</b></p> <p style="MARGIN:0px; FONT-FAMILY:Times New Roman Bold,Times New Roman" align=center><b>WASHINGTON, D.C. &nbsp;20549</b></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center><b>FORM 8-K</b></p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center>CURRENT REPORT</p> <p style=MARGIN:0px align=center>PURSUANT TO SECTION 13 OR 15(d) OF THE</p> <p style=MARGIN:0px align=center>SECURITIES EXCHANGE ACT OF 1934</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=center>Date of report (Date of earliest event reported)<b> &nbsp;&nbsp;June 19, 2014</b></p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN:0px; FONT-FAMILY:Times New Roman Bold,Times New Roman; FONT-SIZE:18pt" align=center><b>Heatwurx, Inc.</b></p> <p style=MARGIN:0px align=center>(Exact Name of Registrant as Specified in its Charter)</p> <p style=MARGIN:0px><br></p> <table bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0 align=center> <tr height=0 style=FONT-SIZE:0px> <td width=212> <td width=212> <td width=212 /> </tr><tr> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center><b>Delaware</b></p></td> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center><b>333-184948</b></p></td> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center><b>45-1539785</b></p></td></tr> <tr> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(State or Other Jurisdiction</p> <p style=MARGIN:0px align=center>of Incorporation)</p></td> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(Commission File Number)</p></td> <td width=212 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(IRS Employer Identification No.)</p></td></tr></table> <p style=MARGIN:0px><br></p> <table bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0 align=center> <tr height=0 style=FONT-SIZE:0px> <td width=296> <td width=116 /> </tr><tr> <td width=296 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center><b>18001 S. Figueroa, Unit F, Gardena, CA</b></p></td> <td width=116 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center><b>90248</b></p></td></tr> <tr> <td width=296 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(Address of Principal Executive Offices)</p></td> <td width=116 style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(Zip Code)</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=center>Registrant&#146;s telephone number, including area code: &nbsp;<font style=FONT-SIZE:9.5pt><b>(310) 324-4513</b></font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</p> <p style=MARGIN:0px align=justify><br></p> <p style="TEXT-INDENT:-48px; MARGIN:0px; PADDING-LEFT:96px">[ &nbsp;] &nbsp;Written communications pursuant to Rule 425 under the Securities Act</p> <p style=MARGIN:0px><br></p> <p style="TEXT-INDENT:-48px; MARGIN:0px; PADDING-LEFT:96px">[ &nbsp;] &nbsp;Soliciting material pursuant to Rule 14a-12 under the Exchange Act</p> <p style=MARGIN:0px><br></p> <p style="TEXT-INDENT:-48px; MARGIN:0px; PADDING-LEFT:96px">[ &nbsp;] &nbsp;Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act</p> <p style=MARGIN:0px><br></p> <p style="TEXT-INDENT:-48px; MARGIN:0px; PADDING-LEFT:96px">[ &nbsp;] &nbsp;Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=justify><br></p> <p style="MARGIN-TOP:0px; WIDTH:96px; MARGIN-BOTTOM:-2px; FLOAT:left"><b>Item 5.02</b></p> <p style="TEXT-INDENT:-2px; MARGIN:0px; PADDING-LEFT:96px" align=justify><b>Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.</b></p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style=MARGIN:0px align=justify><b><i>Appointment of New Director</i></b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>On June 19, 2014, the Board of Directors of Heatwurx, Inc., a Delaware corporation (the &#147;Company&#148;) increased the number of directors to five and appointed David Dworsky to serve as a director of the Company. &nbsp;The term of Mr. Dworsky&#146;s appointment is until the next annual meeting of shareholders or until his successor is duly elected and qualified. &nbsp;At this time, there are no plans to appoint Mr. Dworsky to any committees. &nbsp;Mr. Dworsky does not have a family relationship with any of the Company&#146;s directors or executive officers or any persons nominated or chosen by the Company to be a director or executive officer.</p> <p style=MARGIN:0px align=justify><br></p><a name=i10><a name=i11><a name=notes> <p style=MARGIN:0px align=justify>Mr. Dworsky has served as our President, Chief Executive Officer since December 16, 2013. &nbsp;Mr. Dworsky has served in the following positions during the last five years: &nbsp;From 2008 through 2011, he served as President and Chief Executive Officer and was a major stockholder of Dworsky Companies, Inc., engaged in providing building services, such as landscape maintenance, landscape construction, commercial sweeping services, and environmental cleaning of hard surfaces utilizing environmentally safe cleaning techniques for the commercial, industrial, and municipal markets in Southern California; during 2011 he also served as President and Chief Executive Officer and was a majority shareholder of Dworsky Facilities, Inc., engaged in environmental cleaning and commercial sweeping services in Southern California; also during 2011 he was retained as a consultant by The Brickman Group, a Delaware company which acquired Dworsky Landscape, a segment of the Dworsky Companies; from 2011 to present Mr. Dworsky has served as Chief Executive Officer and is a major shareholder of Dworsky Partners LLC engaged in environmental cleaning and commercial sweeping services in Southern California, and as President and Chief Executive Officer and is a major shareholder of Dr. Pave, LLC, engaged in the asphalt repair industry in Southern California.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>As stated above, prior to Mr. Dworsky&#146;s appointment as a director, he served and continues to serve as the Company&#146;s Chief Executive Officer, and due to his appointment as CEO, the Company was required to disclose any related party transactions (including his association with Dr. Pave, LLC, a California limited liability company and wholly-owned subsidiary of the Company) required pursuant to section (d)(4) of this item in prior filings. &nbsp;As such, disclosure regarding Mr. Dworsky&#146;s compensation as CEO and related transactions has been disclosed in Item 5.02 of Form 8-K filed with the Commission on November 27, 2013, Item 1.01 of Form 8-K filed with the Commission on January 9, 2014, and in Items 8 and 11 of Form 10-K filed with the Commission on March 27, 2014, which are incorporated by reference herein.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><b><i>Appointment of Secretary</i></b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>On June 19, 2014, Alex Kramer was appointed as Secretary to fill the position after the resignation of Allen Dodge.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <p style="MARGIN:0px; FONT-SIZE:8pt" align=center>2</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=justify><br></p> <p style=MARGIN:0px align=center><b>SIGNATURES</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.</p> <p style=MARGIN:0px align=justify><br></p> <table width=100% bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0> <tr height=0 style=FONT-SIZE:0px> <td> <td></td> </tr><tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style=MARGIN:0px><font style=FONT-SIZE:10pt>&nbsp;</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; FONT-SIZE:12pt" align=justify><b><font style=FONT-SIZE:10pt>Heatwurx, Inc.</font></b></p></td></tr> <tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td></tr> <tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td></tr> <tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td></tr> <tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; FONT-SIZE:12pt" align=justify><font style=FONT-SIZE:10pt>Date: &nbsp;June 25, 2014</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; FONT-SIZE:12pt" align=justify><font style=FONT-SIZE:10pt>By <u>/s/ David Dworsky</u></font></p></td></tr> <tr> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; FONT-SIZE:12pt"><font style=FONT-SIZE:10pt>&nbsp;</font></p></td> <td style="PADDING-BOTTOM:0px; MARGIN-TOP:0px; PADDING-LEFT:9px; PADDING-RIGHT:9px; PADDING-TOP:0px" valign=top> <p style="MARGIN:0px; FONT-SIZE:12pt" align=justify><font style=FONT-SIZE:10pt>&nbsp;&nbsp;&nbsp;David Dworsky, Chief Executive Officer</font></p></td></tr></table> <p style=MARGIN:0px align=justify><font style=FONT-SIZE:10pt><br></font></p> <p style=MARGIN:0px align=justify><font style=FONT-SIZE:10pt><br></font></p> <p style=MARGIN:0px align=justify><font style=FONT-SIZE:10pt><br></font></p> <p style=MARGIN:0px align=justify><font style=FONT-SIZE:10pt><br></font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <p style="MARGIN:0px; FONT-SIZE:8pt" align=center>3</p> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px><br></p></a></body>
<!-- EDGAR Validation Code: 2E2C19EB -->
</HTML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
