<SEC-DOCUMENT>0001104659-21-111879.txt : 20210901
<SEC-HEADER>0001104659-21-111879.hdr.sgml : 20210901
<ACCEPTANCE-DATETIME>20210901100757
ACCESSION NUMBER:		0001104659-21-111879
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210830
FILED AS OF DATE:		20210901
DATE AS OF CHANGE:		20210901

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			9830 Macarthur, LLC
		CENTRAL INDEX KEY:			0001834515
		STATE OF INCORPORATION:			WY
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38937
		FILM NUMBER:		211229030

	BUSINESS ADDRESS:	
		STREET 1:		30 N. GOULD ST, SUITE R
		CITY:			SHERIDAN
		STATE:			WY
		ZIP:			82801
		BUSINESS PHONE:		3072163652

	MAIL ADDRESS:	
		STREET 1:		30 N. GOULD ST, SUITE R
		CITY:			SHERIDAN
		STATE:			WY
		ZIP:			82801

	FORMER NAME:	
		FORMER CONFORMED NAME:	9830 Macarthur LLC
		DATE OF NAME CHANGE:	20201202

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Nijor Children's Trust UA 1/2/2017
		CENTRAL INDEX KEY:			0001849794
		STATE OF INCORPORATION:			IN
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38937
		FILM NUMBER:		211229029

	BUSINESS ADDRESS:	
		STREET 1:		11550 MERIDIAN ST, SUITE 125
		CITY:			CARMEL
		STATE:			IN
		ZIP:			46032
		BUSINESS PHONE:		317-843-5566

	MAIL ADDRESS:	
		STREET 1:		11550 MERIDIAN ST, SUITE 125
		CITY:			CARMEL
		STATE:			IN
		ZIP:			46032

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Puzovic Jelena
		CENTRAL INDEX KEY:			0001849791

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38937
		FILM NUMBER:		211229028

	MAIL ADDRESS:	
		STREET 1:		6151 VALLEY VIEW RD.
		CITY:			OAKLAND
		STATE:			CA
		ZIP:			94611

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Aterian, Inc.
		CENTRAL INDEX KEY:			0001757715
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRIC HOUSEWARES & FANS [3634]
		IRS NUMBER:				831739858
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		37 EAST 18TH STREET
		STREET 2:		7TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10003
		BUSINESS PHONE:		(347)676-1681

	MAIL ADDRESS:	
		STREET 1:		37 EAST 18TH STREET
		STREET 2:		7TH FLOOR
		CITY:			NEW YORK
		STATE:			NY
		ZIP:			10003

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	Mohawk Group Holdings, Inc.
		DATE OF NAME CHANGE:	20181031
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>tm2126744-1_4seq1.xml
<DESCRIPTION>OWNERSHIP DOCUMENT
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0306</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2021-08-30</periodOfReport>

    <notSubjectToSection16>0</notSubjectToSection16>

    <issuer>
        <issuerCik>0001757715</issuerCik>
        <issuerName>Aterian, Inc.</issuerName>
        <issuerTradingSymbol>ATER</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001834515</rptOwnerCik>
            <rptOwnerName>9830 Macarthur, LLC</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>30 N. GOULD STREET, SUITE R</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>SHERIDAN</rptOwnerCity>
            <rptOwnerState>WY</rptOwnerState>
            <rptOwnerZipCode>82801</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001849794</rptOwnerCik>
            <rptOwnerName>Nijor Children's Trust UA 1/2/2017</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>30 N. GOULD STREET, SUITE R</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>SHERIDAN</rptOwnerCity>
            <rptOwnerState>WY</rptOwnerState>
            <rptOwnerZipCode>82801</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001849791</rptOwnerCik>
            <rptOwnerName>Puzovic Jelena</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>30 N. GOULD STREET, SUITE R</rptOwnerStreet1>
            <rptOwnerStreet2></rptOwnerStreet2>
            <rptOwnerCity>SHERIDAN</rptOwnerCity>
            <rptOwnerState>WY</rptOwnerState>
            <rptOwnerZipCode>82801</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
            <officerTitle></officerTitle>
            <otherText></otherText>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock ($0.0001 par value)</value>
            </securityTitle>
            <transactionDate>
                <value>2021-08-30</value>
            </transactionDate>
            <deemedExecutionDate></deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>S</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionTimeliness></transactionTimeliness>
            <transactionAmounts>
                <transactionShares>
                    <value>68406</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>7.1537</value>
                    <footnoteId id="F2"/>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>D</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>4906401</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By: 9830 Macarthur, LLC</value>
                    <footnoteId id="F1"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">9830 Macarthur, LLC (&quot;Macarthur&quot;) is a private investment vehicle. Macarthur directly owns the securities reported herein. Nijor Children's Trust UA 1/2/2017 (the &quot;Trust&quot;) is the Manager of Macarthur. Jelena Puzovic is the Trustee of the Trust. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.</footnote>
        <footnote id="F2">All prices reported herein are exclusive of brokerage commissions. This price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.99 to $7.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the foregoing range.</footnote>
    </footnotes>

    <ownerSignature>
        <signatureName>/s/ Jelena Puzovic, for herself and as the Trustee of the Trust (for itself and as Manager of Macarthur)</signatureName>
        <signatureDate>2021-08-31</signatureDate>
    </ownerSignature>
</ownershipDocument>
</XML>
</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
