POS EX 1 d370741dposex.htm POS EX POS EX

As filed with the Securities and Exchange Commission on August 5, 2022

Registration No. 333-265024

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

Post-Effective Amendment No. 1

to

FORM S-1

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

 

Heart Test Laboratories, Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Texas   334510   26-1344466

(State or other jurisdiction of

incorporation or organization)

 

(Primary Standard Industrial

Classification Code Number)

 

(I.R.S. Employer

Identification Number)

550 Reserve St, Suite 360   Mark Hilz
Southlake, Texas 76092   550 Reserve St, Suite 360
682-237-7781   Southlake, Texas 76092
  682-237-7781

(Address, including zip code, and telephone number, including area code, of

registrant’s principal executive offices)

  (Name, address, including zip code, and telephone number, including area code, of agent for service)

 

 

 

Copies to:
Richard F. Dahlson   Steven R. Jacobs
Jackson Walker L.L.P.   Jackson Walker L.L.P.
2323 Ross Avenue   112 East Pecan Street
Suite 600   Suite 2400
Dallas, Texas 75201-2725   San Antonio, Texas
214-953-6000   78205
  210-978-7700

 

 

Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act, check the following box.  ☒

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

If this form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☒ (333-265024)

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer      Accelerated filer  
Non-accelerated filer      Smaller reporting company  
     Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐

 

 

This Post-Effective Amendment No. 1 shall become effective upon filing with the Securities and Exchange Commission in accordance with Rule 462(d) under the Securities Act of 1933, as amended.

 

 

 

 


EXPLANATORY NOTE

This Post-Effective Amendment No. 1 (this “Amendment”) to the Registration Statement on Form S-1 of Heart Test Laboratories, Inc. (File No. 333-265024) (the “Registration Statement”) is being filed as an exhibit-only filing solely to include the consent of Haskell & White LLP with respect to its report dated July 29, 2022 relating to the financial statements of Heart Test Laboratories, Inc. contained in its Annual Report on Form 10-K for the fiscal year ended April 30, 2022, filed herewith as Exhibit 23.1. Accordingly, this Amendment consists only of the facing page, this explanatory note, Item 16 of Part II of the Registration Statement, the signature pages to the Registration Statement, and the Exhibit 23.1. The report of Haskell & White LLP was filed in the Prospectus Supplement No. 2 dated August 5, 2022 filed pursuant to Rule 424(b)(3). The prospectus, as supplemented, and the balance of Part II of the Registration Statement are unchanged hereby and have been omitted.

 


PART II

INFORMATION NOT REQUIRED IN PROSPECTUS

Item 16. Exhibits and Financial Statement Schedules

(a) Exhibits. The following exhibit is being filed herewith:

 

Exhibit
Number
  

Exhibit Description

23.1    Consent of Haskell & White LLP, independent registered public accounting firm


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Southlake, State of Texas on August 5, 2022.

 

Heart Test Laboratories, Inc.
By:  

/s/ Andrew Simpson

Name:   Andrew Simpson
Title:   President, Chief Executive Officer and
  Chairman of the Board of Directors

Pursuant to the requirements of the Securities Act of 1933, this amendment to the registration statement on Form S-1 has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

  

Title

  

Date

/s/ Andrew Simpson

   President, Chief Executive Officer and Chairman    August 5, 2022
Andrew Simpson    of the Board of Directors   
   (Principal Executive Officer)   

/s/ Danielle Watson

   Chief Financial Officer and Treasurer    August 5, 2022
Danielle Watson    (Principal Financial and Accounting Officer)   

/s/ Mark Hilz

   Chief Operating Officer, Secretary and Director    August 5, 2022
Mark Hilz      

/s/ *

   Director    August 5, 2022
Bruce Bent      

/s/ *

   Director    August 5, 2022
Patrick Kanouff      

/s/ *

   Director    August 5, 2022
Brian Szymczak      

 

* By:  

/s/ Andrew Simpson

Attorney-In-Fact