<SEC-DOCUMENT>0001140361-21-013359.txt : 20210419
<SEC-HEADER>0001140361-21-013359.hdr.sgml : 20210419
<ACCEPTANCE-DATETIME>20210419192518
ACCESSION NUMBER:		0001140361-21-013359
CONFORMED SUBMISSION TYPE:	3
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20210325
FILED AS OF DATE:		20210419
DATE AS OF CHANGE:		20210419

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			DENNY GEORGE P III
		CENTRAL INDEX KEY:			0001234956

	FILING VALUES:
		FORM TYPE:		3
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-11460
		FILM NUMBER:		21835884

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			Brooklyn ImmunoTherapeutics, Inc.
		CENTRAL INDEX KEY:			0000748592
		STANDARD INDUSTRIAL CLASSIFICATION:	PHARMACEUTICAL PREPARATIONS [2834]
		IRS NUMBER:				311103425
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		140 58TH STREET, BUILDING A
		STREET 2:		SUITE 2100
		CITY:			BROOKLYN
		STATE:			NY
		ZIP:			11220
		BUSINESS PHONE:		(212) 582-1199

	MAIL ADDRESS:	
		STREET 1:		140 58TH STREET, BUILDING A
		STREET 2:		SUITE 2100
		CITY:			BROOKLYN
		STATE:			NY
		ZIP:			11220

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NTN BUZZTIME INC
		DATE OF NAME CHANGE:	20051230

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	NTN COMMUNICATIONS INC
		DATE OF NAME CHANGE:	19920703

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	ALROY INDUSTRIES INC
		DATE OF NAME CHANGE:	19850411
</SEC-HEADER>
<DOCUMENT>
<TYPE>3
<SEQUENCE>1
<FILENAME>form3.xml
<DESCRIPTION>FORM 3
<TEXT>
<XML>
<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0206</schemaVersion>

    <documentType>3</documentType>

    <periodOfReport>2021-03-25</periodOfReport>

    <noSecuritiesOwned>0</noSecuritiesOwned>

    <issuer>
        <issuerCik>0000748592</issuerCik>
        <issuerName>Brooklyn ImmunoTherapeutics, Inc.</issuerName>
        <issuerTradingSymbol>BTX</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001234956</rptOwnerCik>
            <rptOwnerName>DENNY GEORGE P III</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O BROOKLYN IMMUNOTHERAPEUTICS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>140 58TH STREET, BUILDING A, SUITE 2100</rptOwnerStreet2>
            <rptOwnerCity>BROOKLYN</rptOwnerCity>
            <rptOwnerState>NY</rptOwnerState>
            <rptOwnerZipCode>11220</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>true</isDirector>
            <isTenPercentOwner>true</isTenPercentOwner>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>4850117</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By Denny Family Partners II, LLC</value>
                    <footnoteId id="F1"/>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>34585</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By George P. Denny III Trust 6/11/81</value>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
        <nonDerivativeHolding>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>4094</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeHolding>
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    <derivativeTable>
        <derivativeHolding>
            <securityTitle>
                <value>Series A Preferred Stock</value>
            </securityTitle>
            <conversionOrExercisePrice>
                <footnoteId id="F2"/>
            </conversionOrExercisePrice>
            <exerciseDate>
                <footnoteId id="F2"/>
            </exerciseDate>
            <expirationDate>
                <footnoteId id="F2"/>
            </expirationDate>
            <underlyingSecurity>
                <underlyingSecurityTitle>
                    <value>Common Stock</value>
                </underlyingSecurityTitle>
                <underlyingSecurityShares>
                    <value>19196</value>
                </underlyingSecurityShares>
            </underlyingSecurity>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>By George P. Denny III Trust 6/11/81</value>
                </natureOfOwnership>
            </ownershipNature>
        </derivativeHolding>
    </derivativeTable>

    <footnotes>
        <footnote id="F1">The reporting person disclaims beneficial ownership of the shares held by Denny Family Partners II, LLC except to the extent of his pecuniary interest therein.</footnote>
        <footnote id="F2">The reporting person holds 71,306 shares of Series A preferred stock, which are currently convertible into 19,196 shares of common stock. The reporting person has the right at any time to convert the shares of Series A preferred stock into that number of fully paid and nonassessable shares of common stock that equals the number of shares of Series A preferred stock that are surrendered for conversion divided by the conversion rate. The conversion rate was initially 100% and is subject to adjustment as provided in the Issuer's restated certificate of incorporation, as amended. The Series A preferred stock has no expiration date.</footnote>
    </footnotes>

    <remarks>Exhibit List: Exhibit 24 - Power of Attorney</remarks>

    <ownerSignature>
        <signatureName>/s/ Mark L. Johnson, Attorney-in-Fact for George P. Denny III</signatureName>
        <signatureDate>2021-04-19</signatureDate>
    </ownerSignature>
</ownershipDocument>
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<DOCUMENT>
<TYPE>EX-24
<SEQUENCE>2
<FILENAME>brhc10023320_ex24.htm
<DESCRIPTION>EXHIBIT 24
<TEXT>
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        <div style="text-align: center; font-weight: bold; font-size: 10pt;">POWER OF ATTORNEY</div>
        <div style="text-align: center; font-style: italic; font-size: 10pt;">&#160;(For Executing Forms ID, 3, 4 and 5 for Filing with the Securities and Exchange Commission)</div>
        <div style="font-size: 10pt;">&#160;</div>
        <div style="text-align: justify; font-size: 10pt;">Know all by these present, that the undersigned hereby constitutes and appoints each of Rema Awad and Mark&#160;L. Johnson of K&amp;L Gates LLP, severally with
          full power of substitution, as the undersigned&#8217;s true and lawful attorneys&#8209;in&#8209;fact to:</div>
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                    <div>(1)</div>
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                    <div style="text-align: justify;">prepare, execute in the undersigned&#8217;s name and on the undersigned&#8217;s behalf, and submit to the Securities and Exchange Commission (the &#8220;<font style="font-style: italic;">SEC</font>&#8221;) a Form ID, Uniform
                      Application for Access Codes to File on EDGAR, including amendments thereto, and any other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports
                      required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the &#8220;<font style="font-style: italic;">Exchange Act</font>&#8221;), or any rule or regulation thereunder;</div>
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                <div style="text-align: justify;">prepare, execute in the undersigned&#8217;s name and on the undersigned&#8217;s behalf, and submit to the SEC from time to time Forms 3, 4 and 5 (including amendments thereto and joint filing agreements in connection
                  therewith) in accordance with Section 16(a) of the Exchange Act and the rules thereunder in the undersigned&#8217;s capacity as an officer, director or beneficial owner of more than ten percent of a registered class of securities of various
                  entities (collectively, the &#8220;<font style="font-style: italic;">Company</font>&#8221;);</div>
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                <div>(3)</div>
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                <div style="text-align: justify;">do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to prepare and execute any such Form 3, 4 or 5 (including amendments thereto and joint filing
                  agreements in connection therewith) and file such forms with the SEC and any stock exchange, self-regulatory association or any similar authority; and</div>
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                <div style="text-align: justify;">take any other action of any type whatsoever in connection with the foregoing that, in the opinion of such attorney&#8209;in&#8209;fact, may be of benefit to, in the best interest of, or legally required of the
                  undersigned, it being understood that the documents executed by either attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such
                  attorney&#8209;in&#8209;fact may approve in the attorney-in-fact&#8217;s discretion.</div>
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        <div> <font style="font-size: 10pt;"><br>
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        <div style="text-align: justify; font-size: 10pt;">The undersigned hereby grants to each such attorney&#8209;in&#8209;fact, severally, full power and authority to do and perform any and every act and thing whatsoever
          requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or
          revocation, hereby ratifying and confirming all that either such attorney&#8209;in&#8209;fact, or such attorney&#8209;in&#8209;fact&#8217;s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein
          granted. The undersigned acknowledges that, in serving in such capacity at the request of the undersigned, neither of the foregoing attorneys-in-fact, or their substitutes, is assuming (nor is the Company assuming) any of the undersigned&#8217;s
          responsibilities to comply with Section 16 of the Exchange Act.</div>
        <div style="font-size: 10pt;">&#160;</div>
        <div style="text-align: justify; font-size: 10pt;">This Power of Attorney shall remain in full force and effect until the earliest to occur of (a) the time as of which the undersigned is no longer required
          to file Forms 3, 4 and 5 with respect to the undersigned&#8217;s holdings of and transactions in securities issued by the Company, (b)&#160;revocation of this Power of Attorney by the undersigned in a signed writing delivered to the Company and the
          foregoing attorneys&#8209;in&#8209;fact and (c)&#160;with respect to either attorney-in-fact, the time as of which such attorney-in-fact is no longer affiliated with K&amp;L Gates LLP.</div>
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        <div style="text-align: justify;"><font style="font-variant: small-caps; font-size: 10pt;">In Witness Whereof</font><font style="font-size: 10pt;">, the undersigned
            has caused this Power of Attorney to be executed as of the date written below.</font></div>
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      <div style="text-align: justify;">Date:&#160;&#160; March 24, 2021</div>
      <div style="text-align: justify;"> <br>
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            <td style="width: 3%; padding-bottom: 2px;">By:</td>
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                  <div style="text-align: left;">/s/ George P. Denny III</div>
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              <div>&#160;</div>
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              <div>&#160;</div>
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                <div>Name: George P. Denny III</div>
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              <div>&#160;</div>
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