<SEC-DOCUMENT>0001140361-21-021034.txt : 20210615
<SEC-HEADER>0001140361-21-021034.hdr.sgml : 20210615
<ACCEPTANCE-DATETIME>20210615165557
ACCESSION NUMBER:		0001140361-21-021034
CONFORMED SUBMISSION TYPE:	4
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20210611
FILED AS OF DATE:		20210615
DATE AS OF CHANGE:		20210615

REPORTING-OWNER:	

	OWNER DATA:	
		COMPANY CONFORMED NAME:			Fritz Katrina
		CENTRAL INDEX KEY:			0001843396

	FILING VALUES:
		FORM TYPE:		4
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38742
		FILM NUMBER:		211019201

	MAIL ADDRESS:	
		STREET 1:		ONE MIFFLIN PLACE
		STREET 2:		119 MT. AUBURN STREET, SUITE 400
		CITY:			CAMBRIDGE
		STATE:			MA
		ZIP:			02138

ISSUER:		

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ADVENT TECHNOLOGIES HOLDINGS, INC.
		CENTRAL INDEX KEY:			0001744494
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				830982969
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	BUSINESS ADDRESS:	
		STREET 1:		200 CLARENDON STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02116
		BUSINESS PHONE:		857-264-7035

	MAIL ADDRESS:	
		STREET 1:		200 CLARENDON STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02116

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AMCI Acquisition Corp.
		DATE OF NAME CHANGE:	20180622
</SEC-HEADER>
<DOCUMENT>
<TYPE>4
<SEQUENCE>1
<FILENAME>form4.xml
<DESCRIPTION>FORM 4
<TEXT>
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<ownershipDocument>

    <schemaVersion>X0306</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2021-06-11</periodOfReport>

    <issuer>
        <issuerCik>0001744494</issuerCik>
        <issuerName>ADVENT TECHNOLOGIES HOLDINGS, INC.</issuerName>
        <issuerTradingSymbol>ADN</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001843396</rptOwnerCik>
            <rptOwnerName>Fritz Katrina</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerStreet1>C/O ADVENT TECHNOLOGIES HOLDINGS, INC.</rptOwnerStreet1>
            <rptOwnerStreet2>200 CLARENDON STREET</rptOwnerStreet2>
            <rptOwnerCity>BOSTON</rptOwnerCity>
            <rptOwnerState>MA</rptOwnerState>
            <rptOwnerZipCode>02116</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>true</isDirector>
        </reportingOwnerRelationship>
    </reportingOwner>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
                <footnoteId id="F1"/>
            </securityTitle>
            <transactionDate>
                <value>2021-06-11</value>
            </transactionDate>
            <deemedExecutionDate>
                <value>2021-02-04</value>
            </deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>A</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>9652</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>9652</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
                <footnoteId id="F2"/>
            </securityTitle>
            <transactionDate>
                <value>2021-06-11</value>
            </transactionDate>
            <deemedExecutionDate>
                <value>2021-06-08</value>
            </deemedExecutionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>A</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionAmounts>
                <transactionShares>
                    <value>9652</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>0</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>19304</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>D</value>
                </directOrIndirectOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <footnotes>
        <footnote id="F1">Represents 9,652 restricted stock units that is a contingent right to receive common stock upon vesting granted pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 100% on the first anniversary of February 4, 2021, the vesting commencement date.</footnote>
        <footnote id="F2">Represents 9,652 restricted stock units that is a contingent right to receive common stock upon vesting granted pursuant to the Advent Technologies Holdings, Inc. 2021 Equity Incentive Plan, dated as of February 4, 2021. The restricted stock units will vest 100% on the first anniversary of June 8, 2021, the vesting commencement date.</footnote>
    </footnotes>

    <remarks>See Exhibit 24 - Power of Attorney</remarks>

    <ownerSignature>
        <signatureName>By: /s/ Katrina Fritz</signatureName>
        <signatureDate>2021-06-15</signatureDate>
    </ownerSignature>
</ownershipDocument>
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<DOCUMENT>
<TYPE>EX-24
<SEQUENCE>2
<FILENAME>brhc10025829_24.htm
<DESCRIPTION>EXHIBIT 24
<TEXT>
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      <div style="text-align: right;">Exhibit 24<br>
      </div>
      <div style="text-align: right;"> <br>
      </div>
      LIMITED POWER OF ATTORNEY</div>
    <div><br>
    </div>
    <div style="text-align: justify; text-indent: 34.65pt; margin-right: 6.25pt; margin-left: 6.1pt; font-size: 10pt;">The undersigned hereby constitutes and appoints James F. Coffey, with full power of substitution, as the undersigned&#8217; s true and lawful attorney-in-fact to:</div>
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          <td style="width: 34.95pt; vertical-align: top; font-size: 10pt;">(l)</td>
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            <div style="font-size: 10pt;">prepare, execute in
                the undersigned&#8217;s name and on the undersigned&#8217;s behalf, and submit to the U.S. Securities and Exchange Commission (the &#8220;SEC&#8221;) a Form ID, including amendments thereto, and any
                other documents necessary or appropriate to obtain codes and passwords enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended , or any rule or regulation of the SEC;</div>
          </td>
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    <div style="margin-top: 0.35pt;"><br>
    </div>
    <table cellspacing="0" cellpadding="0" id="z01978d802e784ea29c797f59fc0e1e84" class="DSPFListTable" style="font-family: 'Times New Roman'; font-size: 9pt; width: 100%; text-align: left; color: rgb(0, 0, 0);">

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          <td style="width: 34.95pt; vertical-align: top; font-size: 10pt;">(2)</td>
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            <div style="font-size: 10pt;">execute for and on behalf of the undersigned, in the undersigned&#8217;s capacity as officer and/or director of Advent Technologies Holdings, lnc. (the &#8220;Company&#8221;), Forms 3, 4, 5 and any Schedules 13D or 13G in accordance with Section 16(a) of the Securities Exchange Act of 19 34, as amended, and the rules thereunder;</div>
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    <div style="margin-top: 0.25pt;"><br>
    </div>
    <table cellspacing="0" cellpadding="0" id="zf3b8196def01408ba0f005489b3f14de" class="DSPFListTable" style="font-family: 'Times New Roman'; font-size: 9pt; width: 100%; text-align: left; color: rgb(0, 0, 0);">

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          <td style="width: 34.95pt; vertical-align: top; font-size: 10pt;">(3)</td>
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            <div style="font-size: 10pt;">do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Form 3, 4, or 5 or Schedule 13D or 13G, complete and execute any amendment or amendments thereto, and timely file such form with the SEC and any stock exchange or similar authority; and</div>
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          <td style="width: 34.95pt; vertical-align: top; font-size: 10pt;">(4)</td>
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            <div style="font-size: 10pt;">take any other
                action of any type whatsoever in connection with the foregoing that, in the opinion of each
                such attorney- in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by each such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as each such attorney-in-fact may approve in each such attorney-
                in-fact&#8217;s discretion.</div>
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    <div style="margin-top: 0.15pt;"><br>
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    <div style="text-align: justify; font-size: 10pt; text-indent: 36pt;">The undersigned hereby grants to each such attorney-in-fact full
        power and authority to do and perform

        any and every act and thing whatsoever requisite, necessary, or
        proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the

        undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each
        such attorney-in-fact, or each such attorney- in- fact&#8217;s substitute or substitutes, shall lawfully do or cause to be done by vi1tue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that each foregoing attorney- in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned&#8217;s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended.</div>
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    <div style="text-align: justify; font-size: 10pt; text-indent: 36pt;">This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, 5, and any Schedules 13D
      or 13G with respect to the
        undersigned&#8217;s holdings of and transactions
        in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each foregoing attorney-in-fact.</div>
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    <div style="text-indent: 34.9pt; margin-right: 5.55pt; margin-left: 6.1pt; margin-top: 4.6pt; font-size: 10pt;">IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this<font id="TRGRRTFtoHTMLTab" style="text-indent: 0px; font-size: 6pt;">&#160; <u><font style="font-size: 10pt;">10</font></u></font> day of June , 2021.</div>
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              <div>&#160;</div>
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            <td style="width: 50%; border-bottom: 2px solid rgb(0, 0, 0);">/s/ Katrina Fritz<br>
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              <div>&#160;</div>
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            <td style="width: 50%;"><font style="font-size: 10pt;">Name </font><font style="font-size: 10pt;">: </font><font style="font-size: 10pt;">Katrina
              </font>Fritz</td>
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    <div style="font-size: 10pt;"> <br>
      <div style="text-align: center; margin-right: 140.75pt; margin-left: 141.9pt; margin-top: 0.05pt; font-size: 8.5pt; font-style: italic;"><font style="font-size: 10pt;">[Sig</font><font style="font-size: 10pt;">n</font><font style="font-size: 10pt;">a</font><font style="font-size: 10pt;">t</font><font style="font-size: 10pt;">u</font><font style="font-size: 10pt;">r</font><font style="font-size: 10pt;">e </font><font style="font-size: 10pt;">P</font><font style="font-size: 10pt;">age </font><font style="font-size: 10pt;">t</font><font style="font-size: 10pt;">o </font><font style="font-size: 10pt;">Limi</font><font style="font-size: 10pt;">ted </font><font style="font-size: 10pt;">P</font><font style="font-size: 10pt;">ower of Attorney]</font></div>
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        <br>
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