<SEC-DOCUMENT>0001140361-21-013103.txt : 20210416
<SEC-HEADER>0001140361-21-013103.hdr.sgml : 20210416
<ACCEPTANCE-DATETIME>20210416163223
ACCESSION NUMBER:		0001140361-21-013103
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20210412
ITEM INFORMATION:		Other Events
FILED AS OF DATE:		20210416
DATE AS OF CHANGE:		20210416

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ADVENT TECHNOLOGIES HOLDINGS, INC.
		CENTRAL INDEX KEY:			0001744494
		STANDARD INDUSTRIAL CLASSIFICATION:	MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
		IRS NUMBER:				830982969
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-38742
		FILM NUMBER:		21831915

	BUSINESS ADDRESS:	
		STREET 1:		200 CLARENDON STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02116
		BUSINESS PHONE:		857-264-7035

	MAIL ADDRESS:	
		STREET 1:		200 CLARENDON STREET
		CITY:			BOSTON
		STATE:			MA
		ZIP:			02116

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	AMCI Acquisition Corp.
		DATE OF NAME CHANGE:	20180622
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>nt10023056x2_8k.htm
<DESCRIPTION>8-K
<TEXT>
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        <hr style="border: none; border-bottom: 1px solid black; border-top: 4px solid black; height: 10px; color: #ffffff; background-color: #ffffff; margin-left: auto; margin-right: auto;" align="center"><font style="font-size: 14pt;">UNITED STATES</font></div>
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    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 14pt; font-weight: bold;">SECURITIES AND EXCHANGE COMMISSION</div>
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      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 12pt; font-weight: bold;">Washington, D.C. 20549</div>
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      <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 18pt; font-weight: bold;">FORM 8-K</div>
      <div style="font-family: 'Times New Roman',Times,serif;"><br>
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    <div style="text-align: center; font-weight: bold;">CURRENT REPORT</div>
    <div>
      <div style="text-align: center; font-weight: bold;">Pursuant to Section 13 or 15(d) of The </div>
      <div style="text-align: center; font-weight: bold;">Securities Exchange Act of 1934</div>
      <div style="font-family: 'Times New Roman',Times,serif;"><br>
      </div>
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    <div style="text-align: center; font-weight: bold;"><font style="font-weight: normal;">Date of Report (Date of earliest event reported):</font> April 16, 2021 (April 12, 2021)</div>
    <div style="font-family: 'Times New Roman',Times,serif; text-align: center;"><br>
    </div>
    <div style="text-align: center; font-family: 'Times New Roman',Times,serif; font-size: 24pt; font-weight: bold;">Advent Technologies Holdings, Inc.</div>
    <div style="text-align: center;">(Exact name of registrant as specified in its charter)</div>
    <div style="font-family: 'Times New Roman',Times,serif;"><br>
    </div>
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          <td style="width: 33%; vertical-align: top;">
            <div style="text-align: center; color: #000000; font-weight: bold;">Delaware</div>
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            <div style="text-align: center; color: #000000; font-weight: bold;">001-38742</div>
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            <div style="text-align: center; color: #000000; font-weight: bold;">83-0982969</div>
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            <div style="text-align: center; color: #000000;">(State or other jurisdiction</div>
            <div style="text-align: center; color: #000000;">of incorporation)</div>
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          <td style="width: 33%; vertical-align: top;">
            <div style="text-align: center; color: #000000;">(Commission File Number)</div>
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            <div style="text-align: center; color: #000000;">(IRS Employer Identification No.)</div>
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    <div style="text-align: center; font-weight: bold;">200 Clarendon Street</div>
    <div style="text-align: center; font-weight: bold;">Boston, MA 02116</div>
    <div>
      <div style="text-align: center;">(Address of principal executive offices) (Zip Code)</div>
      <div><br>
      </div>
    </div>
    <div style="text-align: center;">Registrant&#8217;s telephone number, including area code: <font style="font-weight: bold;">(857) 264-7035</font></div>
    <div><br>
    </div>
    <div>
      <div>Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:</div>
      <div> <br>
      </div>
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          <td style="width: 4%; vertical-align: middle;">&#9744;</td>
          <td style="width: 96%; vertical-align: top;">
            <div style="color: #000000;">Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)</div>
          </td>
        </tr>
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          <td style="width: 4%; vertical-align: top;">&#9744;</td>
          <td style="width: 96%; vertical-align: top;">
            <div style="color: #000000;">Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)</div>
          </td>
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          <td style="width: 4%; vertical-align: top;">&#9744;</td>
          <td style="width: 96%; vertical-align: top;">
            <div style="color: #000000;">Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR&#160; 240.14d-2(b))</div>
          </td>
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          <td style="width: 4%; vertical-align: top;">&#9744;</td>
          <td style="width: 96%; vertical-align: top;">
            <div style="color: #000000;">Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))</div>
          </td>
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      <div><br>
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      <div>Securities registered pursuant to Section 12(b) of the Act:</div>
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      </div>
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            <div style="text-align: center; color: #000000; font-weight: bold;">Title of each class</div>
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            <div style="text-align: center; color: #000000; font-weight: bold;">Trading Symbol</div>
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            <div style="text-align: center; color: #000000; font-weight: bold;">Name of each exchange on which registered</div>
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          <td style="width: 53.4%; vertical-align: bottom;">
            <div style="text-align: center; color: #000000;">Common stock, par value $0.0001 per share</div>
          </td>
          <td style="width: 0.83%; vertical-align: bottom;">&#160;</td>
          <td style="width: 13.87%; vertical-align: top;">
            <div style="text-align: center; color: #000000;">ADN</div>
          </td>
          <td style="width: 0.83%; vertical-align: bottom;">&#160;</td>
          <td style="width: 31.08%; vertical-align: top;">
            <div style="text-align: center; color: #000000;">The Nasdaq Stock Market LLC</div>
          </td>
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          <td style="width: 53.4%; vertical-align: bottom;">
            <div style="text-align: center;">Warrants to purchase one share of common stock, each at an exercise price of $11.50</div>
          </td>
          <td style="width: 0.83%; vertical-align: bottom;">&#160;</td>
          <td style="width: 13.87%; vertical-align: top;">
            <div style="text-align: center; color: #000000;">ADNWW</div>
          </td>
          <td style="width: 0.83%; vertical-align: bottom;">&#160;</td>
          <td style="width: 31.08%; vertical-align: top;">
            <div style="text-align: center; color: #000000;">The Nasdaq Stock Market LLC</div>
          </td>
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      <div><br>
      </div>
      <div style="text-align: justify;">Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (&#167;230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934
        (&#167;240.12b-2 of this chapter).</div>
      <div><br>
      </div>
      <div style="text-align: justify;">Emerging growth company &#9746;</div>
      <div><br>
      </div>
      <div style="text-align: justify;">If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to
        Section 13(a) of the Exchange Act. &#9744;
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    <div>
      <div style="font-weight: bold;">Item 8.01. Other Events</div>
      <div><br>
      </div>
    </div>
    <div style="color: #000000;">On April 12, 2021, the Division of Corporate Finance and the Office of the Chief Accountant of the Securities and Exchange Commission (the &#8220;SEC&#8221;) released a &#8220;Staff Statement on Accounting and Reporting Considerations for
      Warrants Issued by Special Purpose Acquisition Companies" informing market participants that warrants issued by special purpose acquisition companies may require reclassification as a liability of the entity measured at fair value, with changes in
      fair value each period reported in earnings.&#160; Advent Technologies Holdings, Inc. (the &#8220;Company&#8221;) has previously classified its private warrants, working capital warrants and public warrants as equity.&#160; The Company is currently reviewing the statement
      by the SEC and determining its impact. It could result in changes to the Company's classification of the warrants on its balance sheet.<br>
    </div>
    <div style="color: #000000;"> <br>
    </div>
    <div style="color: #000000;"><font style="font-weight: bold;">Forward-Looking Statements</font><br>
      <br>
      <div style="font-style: italic;">This Current Report on Form 8-K includes forward-looking statements.&#160; These forward-looking statements generally can be identified by the use of words such as &#8220;anticipate,&#8221; &#8220;expect,&#8221; &#8220;plan,&#8221; &#8220;could,&#8221; &#8220;may,&#8221; &#8220;will,&#8221;
        &#8220;could,&#8221; &#8220;believe,&#8221; &#8220;estimate,&#8221; &#8220;forecast,&#8221; &#8220;goal,&#8221; &#8220;project,&#8221; and other words of similar meaning.&#160; These forward-looking statements address various matters including the Company&#8217;s analysis of the classification of its warrants.&#160; Each
        forward-looking statement contained in this Current Report on Form 8-K is subject to risks and uncertainties that could cause actual results to differ materially from those expressed or implied by such statement.&#160; Applicable risks and uncertainties
        include, among others, the risks identified under the heading "Risk Factors" in our Annual Report on Form 10-K, and filed with the Securities and Exchange Commission, as well as the other information we file with the SEC, including filings on
        Current Reports on Form 8-K. &#160;We caution investors not to place considerable reliance on the forward-looking statements contained in this Current Report on Form 8-K.&#160; You are encouraged to read our filings with the SEC, available at www.sec.gov,
        for a discussion of these and other risks and uncertainties. The forward-looking statements in this Current Report on Form 8-K speak only as of the date of this document, and we undertake no obligation to update or revise any of these statements.
        &#160;Our business is subject to substantial risks and uncertainties, including those referenced above.&#160; Investors, potential investors, and others should give careful consideration to these risks and uncertainties.</div>
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      <div style="text-align: center; font-weight: bold;">Signatures</div>
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      <div style="text-indent: 36pt;">Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed by the undersigned hereunto duly authorized.</div>
      <div style="text-indent: 36pt;"> <br>
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            <div style="color: #000000;">Date: April 16, 2021</div>
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            <div style="color: #000000;">Advent Technologies Holdings, Inc.</div>
          </td>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">&#160;</td>
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          <td style="width: 50%; vertical-align: top; padding-bottom: 2px;">&#160;</td>
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            <div style="color: #000000;">By:</div>
          </td>
          <td style="width: 45%; vertical-align: top; border-bottom: 2px solid rgb(0, 0, 0);">
            <div style="color: #000000;">/s/ Vassilios Gregoriou</div>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">Name:</div>
          </td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Vassilios Gregoriou</div>
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          <td style="width: 50%; vertical-align: top;">&#160;</td>
          <td style="width: 5%; vertical-align: top;">
            <div style="color: #000000;">Title:</div>
          </td>
          <td style="width: 45%; vertical-align: top;">
            <div style="color: #000000;">Chairman and Chief Executive Officer</div>
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