<SEC-DOCUMENT>0001515971-13-000441.txt : 20131001
<SEC-HEADER>0001515971-13-000441.hdr.sgml : 20131001
<ACCEPTANCE-DATETIME>20131001170015
ACCESSION NUMBER:		0001515971-13-000441
CONFORMED SUBMISSION TYPE:	NT 10-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20130630
FILED AS OF DATE:		20131001
DATE AS OF CHANGE:		20131001
EFFECTIVENESS DATE:		20131001

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			ASTROTECH Corp \WA\
		CENTRAL INDEX KEY:			0001001907
		STANDARD INDUSTRIAL CLASSIFICATION:	GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
		IRS NUMBER:				911273737
		STATE OF INCORPORATION:			WA
		FISCAL YEAR END:			0630

	FILING VALUES:
		FORM TYPE:		NT 10-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-34426
		FILM NUMBER:		131127545

	BUSINESS ADDRESS:	
		STREET 1:		401 CONGRESS AVE.
		STREET 2:		SUITE 1650
		CITY:			AUSTIN
		STATE:			TX
		ZIP:			78701
		BUSINESS PHONE:		5124859530

	MAIL ADDRESS:	
		STREET 1:		401 CONGRESS AVE.
		STREET 2:		SUITE 1650
		CITY:			AUSTIN
		STATE:			TX
		ZIP:			78701

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SPACEHAB INC \WA\
		DATE OF NAME CHANGE:	19951006
</SEC-HEADER>
<DOCUMENT>
<TYPE>NT 10-K
<SEQUENCE>1
<FILENAME>astcnt10k063013.htm
<DESCRIPTION>NT 10-K
<TEXT>
<HTML>
<head><title>Astrotech Corporation</title> </head> <body style="MARGIN-TOP:0px; FONT-FAMILY:Times New Roman; COLOR:#000000; FONT-SIZE:10pt"> <p style=MARGIN:0px><br><br></p> <table width=100% bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0> <tr height=0 style=FONT-SIZE:0px> <td> <td width=154 /> </tr><tr> <td style="MARGIN-TOP:0px; BORDER-TOP:#000000 3px double" valign=bottom> <p style="MARGIN:0px; PADDING-LEFT:144px; FONT-SIZE:11pt" align=center>UNITED STATES</p> <p style="MARGIN:0px; PADDING-LEFT:144px; FONT-SIZE:11pt" align=center>SECURITIES AND EXCHANGE COMMISSION</p> <p style="MARGIN:0px; PADDING-LEFT:144px; FONT-SIZE:11pt" align=center>Washington, D.C. &nbsp;20549</p></td> <td width=154 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; BORDER-TOP:#000000 3px double" valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; FONT-SIZE:11pt; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; FONT-SIZE:11pt; PADDING-TOP:0px">&nbsp;</p></td> <td width=154 style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style=MARGIN:0px align=center>SEC File Number</p></td></tr> <tr> <td style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style="MARGIN:0px; PADDING-LEFT:144px; FONT-SIZE:11pt" align=center><b>FORM 12b-25</b></p></td> <td width=154 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style=MARGIN:0px align=center>001-34426</p></td></tr> <tr> <td style=MARGIN-TOP:0px valign=top> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; FONT-SIZE:11pt; PADDING-TOP:0px">&nbsp;</p></td> <td width=154 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=top> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style="MARGIN:0px; PADDING-LEFT:144px; FONT-SIZE:11pt" align=center><b>NOTIFICATION OF LATE FILING</b></p></td> <td width=154 style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style=MARGIN:0px align=center>CUSIP Number</p></td></tr> <tr> <td style="MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; FONT-SIZE:11pt; PADDING-TOP:0px">&nbsp;</p></td><a name=_GoBack> <td width=154 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px; BORDER-RIGHT:#000000 1px solid" valign=top> <p style=MARGIN:0px align=center>046484101</p></td></tr></table> <p style=MARGIN:0px><br></p> <p style=MARGIN:0px align=justify><i>(Check one):</i> &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>x</font>Form 10-K &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form 20-F &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form 11-K &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form 10-Q &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form 10-D &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form N-SAR &nbsp;&nbsp;&nbsp;&nbsp;<font style=FONT-FAMILY:Wingdings>o</font>Form N-CSR</p> <p style=MARGIN:0px><br></p> <p style="MARGIN-TOP:0px; TEXT-INDENT:48px; WIDTH:192px; MARGIN-BOTTOM:-2px; FLOAT:left">For Period Ended:</p> <p style="TEXT-INDENT:-2px; MARGIN:0px; PADDING-LEFT:48px">June 30, 2013</p> <p style="MARGIN:0px; CLEAR:left"><br></p> <p style="MARGIN:0px; PADDING-LEFT:48px; FONT-FAMILY:Wingdings">o<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;Transition Report on Form 10-K</font></p> <p style="MARGIN:0px; PADDING-LEFT:48px; FONT-FAMILY:Wingdings">o<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;Transition Report on Form 20-F</font></p> <p style="MARGIN:0px; PADDING-LEFT:48px; FONT-FAMILY:Wingdings">o<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;Transition Report on Form 11-K</font></p> <p style="MARGIN:0px; PADDING-LEFT:48px; FONT-FAMILY:Wingdings">o<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;Transition Report on Form 10-Q</font></p> <p style="MARGIN:0px; PADDING-LEFT:48px; FONT-FAMILY:Wingdings">o<font style="FONT-FAMILY:Times New Roman"> &nbsp;&nbsp;Transition Report on Form N-SAR</font></p> <p style=MARGIN:0px><br></p> <p style="MARGIN-TOP:0px; PADDING-LEFT:48px; MARGIN-BOTTOM:13px">For the Transition Period Ended:</p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN-TOP:0px; MARGIN-BOTTOM:13px; BORDER-TOP:#000000 1px solid; PADDING-TOP:4px" align=center><b>Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.</b></p> <p style="MARGIN-TOP:6px; MARGIN-BOTTOM:13px" align=justify>If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:</p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN-TOP:3px; MARGIN-BOTTOM:13px; BORDER-TOP:#000000 1px solid; PADDING-TOP:4px" align=justify><b>Part I &#150; Registrant Information</b></p> <table bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0> <tr height=0 style=FONT-SIZE:0px> <td width=277> <td width=361 /> </tr><tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>Full Name of Registrant:</p></td> <td width=361 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-LEFT:4px">Astrotech Corporation</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=361 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>Former Name if Applicable:</p></td> <td width=361 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=361 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>Address of Principal Executive Office</p> <p style=MARGIN:0px>(Street and Number):</p></td> <td width=361 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-LEFT:4px">401 Congress Ave. Suite 1650</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=361 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>City, State and Zip Code:</p></td> <td width=361 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px><br></p> <p style="MARGIN:0px; PADDING-LEFT:4px">Austin, Texas 78701</p></td></tr> <tr> <td width=277 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=361 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr></table> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px; BORDER-TOP:#000000 1px solid; PADDING-TOP:4px" align=justify><b>Part II &#150; Rules 12b-25(b) and (c)</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed.</p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-TOP:0px; WIDTH:48px; FONT-FAMILY:Wingdings; MARGIN-BOTTOM:-2px; FLOAT:left">x</p> <p style="MARGIN-TOP:0px; WIDTH:48px; MARGIN-BOTTOM:-2px; FLOAT:left">(a)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px; PADDING-LEFT:48px" align=justify>The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style="MARGIN-TOP:0px; WIDTH:48px; FONT-FAMILY:Wingdings; MARGIN-BOTTOM:-2px; FLOAT:left">x</p> <p style="MARGIN-TOP:0px; WIDTH:48px; MARGIN-BOTTOM:-2px; FLOAT:left">(b)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px; PADDING-LEFT:48px" align=justify>The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style="MARGIN-TOP:0px; WIDTH:48px; FONT-FAMILY:Wingdings; MARGIN-BOTTOM:-2px; FLOAT:left">o</p> <p style="MARGIN-TOP:0px; WIDTH:48px; MARGIN-BOTTOM:-2px; FLOAT:left">(c)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px; PADDING-LEFT:48px" align=justify>The accountant&#146;s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px; BORDER-TOP:#000000 1px solid; PADDING-TOP:4px" align=justify><b>Part III &#150; Narrative</b></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify>State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.</p> <p style=MARGIN:0px align=justify><br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>Astrotech Corporation (the &#147;Company&#148;) could not, without unreasonable effort and expense, file its Annual Report on Form 10-K for the fiscal year ended June 30, 2013 (the &#147;Annual Report&#148;), within the prescribed time period. &nbsp;On June 30, 2013, &nbsp;the Company was in compliance with all of the covenants in its Loan Agreement, dated as of October 21, 2010, between the Company, Astrotech Space Operations, Inc. and Astrotech Florida Holdings, Inc., as Borrowers, and American Bank, N.A., as the Lender (the &#147;Loan Agreement&#148;). &nbsp;The Company is required to provide a forward looking forecast to the lender and it is uncertain whether the Company will be able to remain in compliance with the covenants in its Loan Agreement. Management is diligently working with the lender to obtain a waiver; however the Company cannot assure that it will be successful. &nbsp;Any non-compliance with the covenants in the Loan Agreement would place the Company&#146;s debt in technical default and require a reclassification of the debt from long-term to short term at &nbsp;June 30, 2013; therefore causing the Company&#146;s short term liabilities to be greater than its short term assets.<br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>&nbsp;</p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>The Company expects to file its Annual Report as soon as practicable, and in no event later than the fifteenth calendar day following the prescribed due date.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style="BORDER-BOTTOM:#000000 1px solid; PADDING-BOTTOM:4px; MARGIN:0px; BORDER-TOP:#000000 1px solid; PADDING-TOP:4px"><b>Part IV &#150; Other Information</b></p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-TOP:0px; TEXT-INDENT:48px; WIDTH:96px; MARGIN-BOTTOM:-2px; FLOAT:left">(1)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px" align=justify>Name and telephone number of person to contact in regard to this notification</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <table bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0 align=center> <tr height=0 style=FONT-SIZE:0px> <td width=212> <td width=212> <td width=212 /> </tr><tr> <td width=212 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=top> <p style=MARGIN:0px align=center>Carlisle Kirkpatrick</p></td> <td width=212 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=top> <p style=MARGIN:0px align=center>(512)</p></td> <td width=212 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=top> <p style=MARGIN:0px align=center>485-9530</p></td></tr> <tr> <td width=212 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center>(Name)</p></td> <td width=212 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center>(Area Code)</p></td> <td width=212 style=MARGIN-TOP:0px valign=top> <p style=MARGIN:0px align=center>(Telephone Number)</p></td></tr></table> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-TOP:0px; TEXT-INDENT:48px; WIDTH:96px; MARGIN-BOTTOM:-2px; FLOAT:left">(2)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px" align=justify>Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? &nbsp;If the answer is no, identify report(s).</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style="MARGIN:0px; FONT-FAMILY:Wingdings" align=right>x<font style="FONT-FAMILY:Times New Roman"> Yes &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>o<font style="FONT-FAMILY:Times New Roman"> No</font></p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN-TOP:0px; TEXT-INDENT:48px; WIDTH:96px; MARGIN-BOTTOM:-2px; FLOAT:left">(3)</p> <p style="TEXT-INDENT:-2px; MARGIN:0px" align=justify>Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?</p> <p style="MARGIN:0px; CLEAR:left" align=justify><br></p> <p style="MARGIN:0px; FONT-FAMILY:Wingdings" align=right>x<font style="FONT-FAMILY:Times New Roman"> Yes &nbsp;&nbsp;&nbsp;&nbsp;&nbsp;</font>o<font style="FONT-FAMILY:Times New Roman"> No</font></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=justify><br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.</p> <p style=MARGIN:0px align=justify><br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>In the event that the Company is unable to obtain a waiver from the lender, the Company expects to reclassify all long-term debt for the fiscal year ended June 30, 2013 as current debt, such that the current debt reported for 2013 is expected to be approximately $6.0 million, as compared to current debt of $372,000 for the fiscal year ended June 30, 2012.</p> <p style=MARGIN:0px align=justify><br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>This Form 12b-25 contains &#147;forward-looking statements&#148; as defined in the Private Securities Litigation Reform Act of 1995. Additional written and oral forward-looking statements may be made by us from time to time in Securities and Exchange Commission (SEC) filings and otherwise. The Private Securities Litigation Reform Act of 1995 provides a safe-harbor for forward-looking statements. These forward-looking statements include statements that are predictive in nature and depend upon or refer to future events or conditions, and include, but are not limited to, information regarding the status and progress of our operating activities, the plans and objectives of our management and assumptions regarding our future performance, operating expenses, working capital needs, liquidity and capital requirements, business trends and competitiveness. Forward-looking statements include, but are not limited to, words such as &#147;believe,&#148; &#147;plan,&#148; &#147;anticipate,&#148; &#147;estimate,&#148; &#147;project&#148;, &#147;may&#148;, &#147;planned&#148;, &#147;potential&#148;, &#147;should&#148;, &#147;will, &#147;would&#148;, &#147;could&#148;, &#147;might&#148;, &#147;possible&#148;, &#147;contemplate&#148;, &#147;continue&#148;, &#147;expect,&#148; &#147;intend,&#148; &#147;seek&#148; or the negative of or other variations on these and other similar expressions. In addition, any statements concerning future financial performance, ongoing business strategies or prospects, and possible future actions, are also forward-looking statements. We caution readers that results predicted by forward-looking statements, including, without limitation, those relating to our future business prospects, revenues, working capital, liquidity, capital needs, interest costs and income are subject to certain risks and uncertainties that could cause actual results to differ materially from those indicated in the forward-looking statements. Such material risks and uncertainties are set forth in the Company&#146;s most recent Annual Report on Form 10-K, and any subsequent Quarterly Reports on Form 10-Q, each as filed with the SEC. You should not place undue reliance on these forward-looking statements, which reflect the Company&#146;s opinions only as of the date of this Form 12b-25. The Company undertakes no obligation to publicly release any revisions to the forward-looking statements after the date of this Form 12b-25.</p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style="MARGIN:0px; BORDER-TOP:#000000 2px solid; PADDING-TOP:4px" align=justify><br></p> <p style=MARGIN:0px align=center><br><br></p> <hr size=1 noshade style="MARGIN-BOTTOM:9px; PADDING-TOP:9px"> <p style="PAGE-BREAK-BEFORE:always; MARGIN:0px" align=center><b>SIGNATURE</b></p> <p style=MARGIN:0px align=center><br></p> <p style="TEXT-INDENT:48px; MARGIN:0px" align=justify>Astrotech Incorporated has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.</p> <p style=MARGIN:0px align=justify><br></p> <div align=right> <table bordercolor=transparent style="MARGIN-TOP:0px; FONT-SIZE:10pt" cellpadding=0 cellspacing=0> <tr height=0 style=FONT-SIZE:0px> <td width=25> <td width=210> <td width=90 /> </tr><tr> <td width=235 colspan=2 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>ASTROTECH CORPORATION</p></td> <td width=90 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=25 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=210 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=90 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=25 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=210 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=90 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=25 style=MARGIN-TOP:0px valign=bottom> <p style=MARGIN:0px>By:</p></td> <td width=210 style="BORDER-BOTTOM:#000000 1px solid; MARGIN-TOP:0px" valign=bottom> <p style="MARGIN:0px; PADDING-LEFT:6px" align=justify>/s/ Thomas B. Pickens III</p></td> <td width=90 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr> <tr> <td width=25 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td> <td width=210 style=MARGIN-TOP:0px valign=bottom> <p style="MARGIN:0px; PADDING-LEFT:6px" align=justify>Thomas B. Pickens III</p> <p style="MARGIN:0px; PADDING-LEFT:6px" align=justify>Chief Executive Officer&nbsp;</p></td> <td width=90 style=MARGIN-TOP:0px valign=bottom> <p style="PADDING-BOTTOM:0px; MARGIN:0px; PADDING-LEFT:0px; PADDING-RIGHT:0px; PADDING-TOP:0px">&nbsp;</p></td></tr></table></div> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px align=justify><br></p> <p style=MARGIN:0px>Date: October 1, 2013</p> <p style=MARGIN:0px><br><br></p></a></body>
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