-----BEGIN PRIVACY-ENHANCED MESSAGE-----
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<SEC-DOCUMENT>0000944075-08-000033.txt : 20080610
<SEC-HEADER>0000944075-08-000033.hdr.sgml : 20080610
<ACCEPTANCE-DATETIME>20080610171129
ACCESSION NUMBER:		0000944075-08-000033
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		2
CONFORMED PERIOD OF REPORT:	20080610
ITEM INFORMATION:		Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
ITEM INFORMATION:		Financial Statements and Exhibits
FILED AS OF DATE:		20080610
DATE AS OF CHANGE:		20080610

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SOCKET MOBILE, INC.
		CENTRAL INDEX KEY:			0000944075
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRONIC COMPUTERS [3571]
		IRS NUMBER:				943155066
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	001-13810
		FILM NUMBER:		08891395

	BUSINESS ADDRESS:	
		STREET 1:		39700 EUREKA DRIVE
		CITY:			NEWARK
		STATE:			CA
		ZIP:			94560-4808
		BUSINESS PHONE:		5109333000

	MAIL ADDRESS:	
		STREET 1:		39700 EUREKA DRIVE
		CITY:			NEWARK
		STATE:			CA
		ZIP:			94560-4808

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SOCKET COMMUNICATIONS INC
		DATE OF NAME CHANGE:	19950418
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form-8k0610.htm
<DESCRIPTION>8-K
<TEXT>
<html>
<head>

</head>

<body bgcolor="#FFFFFF">
<div align=left>
  <hr width="100%">
  <div align=center>
    <hr width="100%">
    <p><font face="Times New Roman, Times, serif" size=3><b><font size="5">UNITED
      STATES<br>
      </font></b><font size="5"><strong>SECURITIES AND EXCHANGE COMMISSION</strong></font></font></p>
    </div>
</div>
<p align=center><font face="Times New Roman, Times, serif" size=3>Washington,
  DC 20549</font></p>
<p align=center><font face="Times New Roman, Times, serif" size="3">__________________________</font></p>
<p align=center><font face="Times New Roman, Times, serif" size=3> <b><font size="5">FORM
  8-K</font></b><br>
  <br>
  </font><font
face="Times New Roman, Times, serif" size=3><b>CURRENT REPORT</b><br>
  <br>
  Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934</font><font face="Times New Roman, Times, serif"
size=3> <b><br>
  </b></font></p>
<p align=center><font face="Times New Roman, Times, serif" size=3><b>June 10 </b></font><b><font face="Times New Roman, Times, serif" size=3>,
  2008</font></b><font face="Times New Roman, Times, serif" size=3><br>
  Date of Report<br>
  <font size="2">(Date of earliest event reported)</font></font></p>
<p align=center><font face="Times New Roman, Times, serif"
size=3>__________________________<br>
  </font></p>
<p align=center><font face="Times New Roman, Times, serif" size=5><strong>SOCKET
  MOBILE, INC.</strong></font><font
face="Times New Roman, Times, serif"><br>
  <font size=2>(Exact name of registrant as specified in its charter) </font></font></p>
<p>&nbsp;
<table cols=3 width="100%">
  <tr>
    <td height=28 width="34%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>Delaware<br>
        </b></font><font size="2">(State or other jurisdiction of incorporation)<font face="Times New Roman, Times, serif"><b>
        </b> </font></font>
      </center>
    </td>
    <td height=28 width="32%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>001-13810<br>
        </b></font><font face="Times New Roman, Times, serif" size=2>(Commission
        File Number)</font><font face="Times New Roman, Times, serif" size=3><b>
        </b></font>
      </center>
    </td>
    <td height=28 width="34%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>94-3155066</b><br>
        </font><font face="Times New Roman, Times, serif" size=2>(IRS Employer
        Identification No.)</font><font face="Times New Roman, Times, serif" size=3>
        </font>
      </center>
    </td>
  </tr>
</table>
<font
face="Times New Roman, Times, serif"><br>
</font>
<p align=center><font face="Times New Roman, Times, serif" size=3><b>39700 Eureka
  Drive<br>
  Newark, CA 94560</b></font><font
face="Times New Roman, Times, serif"><br>
  <font size=2>(Address of principal executive offices, including zip code) </font></font></p>
<p align=center><font face="Times New Roman, Times, serif" size=3><b>(510) 933-3000<br>
  </b></font> <font face="Times New Roman, Times, serif"><font size="2">(Registrant's
  telephone number, including area code)</font></font>
<p align=center>&nbsp;
<div align="center">
<p align="left">Check the appropriate box below if the Form 8-K filing is intended
    to simultaneously satisfy the filing obligation of the registrant under any
    of the following provisions (see General Instruction A.2. below):</p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Written communications pursuant to Rule 425 under the Securities Act (17
    CFR 230.425)</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
    240.14a-12)</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
    Act (17 CFR 240.14d-2(b))</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
    Act (17 CFR 240.13e-4(c))</font></font></p>
</div>
<hr width="100%">
<div align=center>
  <hr width="100%">
</div>
<p style="PAGE-BREAK-BEFORE: always"><br>
</p>
<p><font face="Times New Roman, Times, serif" size="3"><b>Item 3.01 Notice of
  Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer
  of Listing. </b><br>
  </font></p>
<p><font face="Times New Roman, Times, serif" size="3">On June 10, 2008, Socket
  Mobile, Inc. (the &quot;Company&quot;) announced that effective June 10, 2008,
  the listing of the Company's common stock has been transferred from the NASDAQ
  Global Market to the NASDAQ Capital Market. As previously announced on December
  11, 2007, the Company received a letter from the NASDAQ Stock Market indicating
  that the Company had failed to comply with the minimum bid price requirement
  of $1.00 per share over the previous 30 consecutive business days as required
  by Marketplace Rule 4450(a)(5). The letter stated that the Company has until
  June 9, 2008 to regain compliance. If the Company does not regain compliance
  by June 9, 2008, the Company may transfer the listing of its common stock to
  the NASDAQ Capital Market if the common stock satisfies all criteria, other
  than compliance with the minimum bid price requirement, for initial inclusion
  on such market. With such transfer, the Company will be afforded an additional
  180 calendar days from June 9, 2008 to comply with the minimum bid price requirement
  while listed on the NASDAQ Capital Market. <br>
  </font></p>
<p><font face="Times New Roman, Times, serif" size="3">Prior to June 9, 2008,
  the Company submitted a transfer application with NASDAQ to transfer listing
  of its common stock to the NASDAQ Capital Market. On June 10, 2008, NASDAQ approved
  the transfer application and made the transfer, and the Company will be afforded
  an additional compliance period of 180 calendar days, or until December 8, 2008,
  to comply with the minimum bid price requirement of the NASDAQ Capital Market.
  <br>
  </font></p>
<p><font face="Times New Roman, Times, serif" size="3">The Company's common stock
  will continue to trade under the symbol &quot;SCKT.&quot; The NASDAQ Stock Market
  operates both the NASDAQ Global Market and the NASDAQ Capital Market. All companies
  listed on the NASDAQ Capital Market must meet certain financial requirements
  and adhere to similar corporate governance standards as companies listed on
  the NASDAQ Global Market. <br>
  </font></p>
<p><font face="Times New Roman, Times, serif" size="3">On June 10, 2008, the Company
  issued the press release attached to this Current Report as Exhibit 99.1. </font></p>
<p><b><br>
  Item 9.01. Financial Statements and Exhibits</b></p>
<p><b>(d) Exhibits.</b></p>
<table cellspacing=0 cellpadding=0 width="100%" align=left border=0>
  <tr valign=bottom>
    <td width=215 height=54>
      <div align=center><font face="Times New Roman, Times, serif"><b>Exhibit
        No.</b></font></div>
    </td>
    <td width=29 height=54>&nbsp;</td>
    <td width=680 height=54>
      <div align="left"><font
      face="Times New Roman, Times, serif"><b>Description</b></font></div>
    </td>
  </tr>
  <tr valign=top>
    <td valign=top align=middle width=215>
      <hr color=#000000 noShade size=0>
    </td>
    <td width=29>&nbsp;</td>
    <td width=680>
      <div
      align=center>
        <hr color=#000000 noShade size=0>
      </div>
    </td>
  </tr>
  <tr valign=top>
    <td width=215>
      <div align=center><font
      face="Times New Roman, Times, serif">99.1</font></div>
    </td>
    <td width=29>&nbsp;</td>
    <td width=680>Press Release of Socket Mobile, Inc., dated June 10, 2008.</td>
  </tr>
</table>
<p>&nbsp;</p>
<p><b><br>
  </b></p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p align="center">1</p>
<p> </p><p style="PAGE-BREAK-BEFORE: always">
<p style="PAGE-BREAK-BEFORE: always">
<hr width="100%">
<p align=center><font
face="Times New Roman, Times, serif"><b><br>
  SIGNATURES</b><br>
  </font></p>
<p>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant
  has duly caused this report to be signed on its behalf by the undersigned hereunto
  duly authorized. </p>
<dir>
  <dir>
    <dir>
      <dir>
        <dir>
          <blockquote>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <p align=left> </p>
            <tr valign="bottom"
align="left"></tr>
          </blockquote>
        </dir>
      </dir>
    </dir>
  </dir>
</dir>
<div align=left>
  <table height=135 cellspacing=0 cellpadding=0 width=84% align=left border=0>
    <tr>
      <td width=406>&nbsp;</td>
      <td width=17>&nbsp;</td>
      <td colspan="2"><font face="Times New Roman, Times, serif"><b>SOCKET MOBILE,
        INC.</b></font></td>
    </tr>
    <tr>
      <td width=406>&nbsp;</td>
      <td width=17>&nbsp;</td>
      <td colspan="2">&nbsp;</td>
    </tr>
    <tr>
      <td width=406>
        <div align=left></div>
      </td>
      <td width=17>&nbsp;</td>
      <td colspan="2">&nbsp;</td>
    </tr>
    <tr>
      <td width=406 height=19>
        <div align=left><font face="Times New Roman, Times, serif">Date: June
          10, 2008</font></div>
      </td>
      <td width=17 height=19>&nbsp;</td>
      <td width=38 height=19><font face="Times New Roman, Times, serif">By: <u>/s/
        </u></font></td>
      <td width=347 height=19><font face="Times New Roman, Times, serif"><u>David
        W. Dunlap</u></font></td>
    </tr>
    <tr>
      <td width=406 height=40>
        <div align=left></div>
      </td>
      <td width=17 height=40>&nbsp;</td>
      <td width=38 height=40>
        <blockquote>
          <div align="left"></div>
        </blockquote>
      </td>
      <td width=347 height=40><font face="Times New Roman, Times, serif">Name:
        David W. Dunlap<br>
        Vice President, Finance and Administration <br>
        and Chief Financial Officer</font></td>
    </tr>
  </table>
</div>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p align="center">2<br>
  <br>
</p>
<p style="PAGE-BREAK-BEFORE: always">
<hr width="100%">
<p align=center><font
face="Times New Roman, Times, serif"><b><br>
  EXHIBIT INDEX</b></font></p>
<p align=center>&nbsp;</p>
<table cellspacing=0 cellpadding=0 width="100%" align=left border=0>
  <tr valign=bottom>
    <td width=215 height=54>
      <div align=center><font face="Times New Roman, Times, serif"><b>Exhibit
        No.</b></font></div>
    </td>
    <td width=29 height=54>&nbsp;</td>
    <td width=680 height=54>
      <div align="left"><font
      face="Times New Roman, Times, serif"><b>Description</b></font></div>
    </td>
  </tr>
  <tr valign=top>
    <td valign=top align=middle width=215>
      <hr color=#000000 noShade size=0>
    </td>
    <td width=29>&nbsp;</td>
    <td width=680>
      <div
      align=center>
        <hr color=#000000 noShade size=0>
      </div>
    </td>
  </tr>
  <tr valign=top>
    <td width=215>
      <div align=center><font
      face="Times New Roman, Times, serif">99.1</font></div>
    </td>
    <td width=29>&nbsp;</td>
    <td width=680>Press Release of Socket Mobile, Inc., dated June 10, 2008.</td>
  </tr>
</table>
<p align=center>&nbsp;</p>
<p align=center>&nbsp;</p>
<p align=center>&nbsp;</p>
<p align=center>&nbsp;</p>
<p align=center>&nbsp;</p>
<p align=center>&nbsp; </p>
</body>
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</TEXT>
</DOCUMENT>
<DOCUMENT>
<TYPE>EX-99.1
<SEQUENCE>2
<FILENAME>pressrelease0610ex991.htm
<DESCRIPTION>PRESS RELEASE
<TEXT>
<html>
<head>


</head>

<body bgcolor="#FFFFFF">
<p align="right"><font face="Times New Roman, Times, serif"><b><font size="3">Exhibit
  99.1</font></b></font></p>
<table cellspacing=0 cellpadding=0 width="100%" align=left border=0>
  <tr valign=bottom>
    <td width=488 height=25><font face="Times New Roman, Times, serif"
      size=3><b><u>Socket Mobile Media Contact:</u></b></font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20><font face="Times New Roman, Times, serif"
      size=3><b><u>Editorial Contacts:</u></b></font></td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=25><font face="Times New Roman, Times, serif"
      size=3>Carol Montalvo </font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>Catherine Koo or Michelle Homes</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20>Director Marketing Communications </td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>LEWIS PR</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20>510/933-3051</td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>415/992-4400</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20><font face="Times New Roman, Times, serif"
      size=3>carol@socketmobile.com</font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>socketmobile@lewispr.com</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20>&nbsp;</td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>&nbsp;</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20><font face="Times New Roman, Times, serif"
      size=3><b><u>Socket Mobile Investor Contact:</u></b></font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20><font face="Times New Roman, Times, serif"
      size=3><b><u>Investor Relations Contacts:</u></b></font></td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=25><font face="Times New Roman, Times, serif"
      size=3>David Dunlap</font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>Todd Kehrli or Jim Byers</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20>Chief Financial Officer</td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>MKR Group, Inc.</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20>510/933-3035</td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>323/468-2300</td>
  </tr>
  <tr valign=bottom>
    <td width=488 height=20><font face="Times New Roman, Times, serif"
      size=3>dave@socketmobile.com </font></td>
    <td width=34 height=20>&nbsp;</td>
    <td width=697 height=20>sckt@mkr-group.com</td>
  </tr>
</table>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p align="center"><b><font face="Times New Roman, Times, serif" size="4">Socket
  Moves Listing to NASDAQ Capital Market from <br>
  NASDAQ Global Market</font></b></p>
<p align="left"><font face="Times New Roman, Times, serif" size="3"><br>
  <b>NEWARK, Calif. - June 10, 2008</b> - Socket Mobile, Inc. (NASDAQ: SCKT),
  an innovative provider of mobile productivity products, today received approval
  from the NASDAQ Listing Qualifications Staff to transfer the listing of its
  common stock from the NASDAQ Global Market to the NASDAQ Capital Market. The
  transfer was effective as of the market opening on Tuesday, June 10, 2008. <br>
  </font></p>
<p align="left"><font face="Times New Roman, Times, serif" size="3">The NASDAQ
  Capital Market is one of the three market tier designations for NASDAQ-listed
  stocks, and presently includes over 550 companies. The Socket trading symbol
  will continue to be &quot;SCKT&quot; and trading of the Company's stock is unaffected
  by this change. Securities listed on the NASDAQ Capital Market must satisfy
  all applicable qualification requirements for NASDAQ securities and all companies
  listed on the NASDAQ Capital Market must meet certain financial requirements
  and adhere to NASDAQ's corporate governance standards. </font></p>
<p><font face="Times New Roman, Times, serif" size="3">The listing transfer is
  part of the Company's action taken in response to a letter received from NASDAQ
  on December 11, 2007 regarding Socket's non-compliance with Marketplace Rule
  4450(a)(5), the minimum bid price requirement of $1.00 per share, which is a
  requirement of NASDAQ to maintain continued listing. Upon transfer of its common
  stock to the NASDAQ Capital Market, the Company will have an additional 180
  calendar days from the original June 9, 2008 deadline, or until December 8,
  2008, to regain compliance with NASDAQ's minimum bid price requirement of $1.00
  per share. </font></p>
<p><font face="Times New Roman, Times, serif" size="3"><b>About Socket Mobile
  </b><br>
  Socket makes mobility computing and productivity work. The company is a one-stop
  supplier of mobile computing hardware systems, offering a handheld mobile computer
  specifically designed for business mobility use and an extensive portfolio of
  essential mobile data collection and networking peripherals that enable mobile
  automation and productivity increases. The company also offers OEM solutions.
  Socket is headquartered in Newark, Calif. and can be reached at 510-933-3000
  or www.socketmobile.com.</font></p>
<p><font size="2"><font face="Times New Roman, Times, serif" size="3">&copy; 2008,
  Socket Mobile, Inc. All rights reserved. </font></font></p>
<p align="center"># # # </p>
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</TEXT>
</DOCUMENT>
</SEC-DOCUMENT>
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