<SEC-DOCUMENT>0000944075-11-000024.txt : 20110427
<SEC-HEADER>0000944075-11-000024.hdr.sgml : 20110427
<ACCEPTANCE-DATETIME>20110427160327
ACCESSION NUMBER:		0000944075-11-000024
CONFORMED SUBMISSION TYPE:	8-K
PUBLIC DOCUMENT COUNT:		1
CONFORMED PERIOD OF REPORT:	20110427
ITEM INFORMATION:		Submission of Matters to a Vote of Security Holders
FILED AS OF DATE:		20110427
DATE AS OF CHANGE:		20110427

FILER:

	COMPANY DATA:	
		COMPANY CONFORMED NAME:			SOCKET MOBILE, INC.
		CENTRAL INDEX KEY:			0000944075
		STANDARD INDUSTRIAL CLASSIFICATION:	ELECTRONIC COMPUTERS [3571]
		IRS NUMBER:				943155066
		STATE OF INCORPORATION:			DE
		FISCAL YEAR END:			1231

	FILING VALUES:
		FORM TYPE:		8-K
		SEC ACT:		1934 Act
		SEC FILE NUMBER:	000-25904
		FILM NUMBER:		11783685

	BUSINESS ADDRESS:	
		STREET 1:		39700 EUREKA DRIVE
		CITY:			NEWARK
		STATE:			CA
		ZIP:			94560-4808
		BUSINESS PHONE:		5109333000

	MAIL ADDRESS:	
		STREET 1:		39700 EUREKA DRIVE
		CITY:			NEWARK
		STATE:			CA
		ZIP:			94560-4808

	FORMER COMPANY:	
		FORMER CONFORMED NAME:	SOCKET COMMUNICATIONS INC
		DATE OF NAME CHANGE:	19950418
</SEC-HEADER>
<DOCUMENT>
<TYPE>8-K
<SEQUENCE>1
<FILENAME>form-8k0427.htm
<DESCRIPTION>8-K
<TEXT>
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<div align=left>
  <hr width="100%">
  <div align=center>
    <hr width="100%">
    <p><font face="Times New Roman, Times, serif" size="3"><b><font size="5">UNITED
      STATES<br>
      </font></b><font size="5"><strong>SECURITIES AND EXCHANGE COMMISSION</strong></font></font></p>
  </div>
</div>
<p align=center><font face="Times New Roman, Times, serif" size="3">Washington,
  DC 20549</font></p>
<p align=center><font face="Times New Roman, Times, serif" size="3">__________________________</font></p>
<p align=center><font face="Times New Roman, Times, serif" size="3"> <b><font size="5">FORM
  8-K</font></b><br>
  <br>
  <b>CURRENT REPORT</b><br>
  <b><br>
  Pursuant to Section 13 or 15(d) of<br>
  The Securities Exchange Act of 1934</b><br>
  <b><br>
  </b></font></p>
<p align=center><font face="Times New Roman, Times, serif" size="3"><b>April 27</b></font><font face="Times New Roman, Times, serif"><b><font size=3>,
  2011</font></b><font size=3><font size="2"><br>
  (Date of earliest event reported)</font><br>
  </font></font><font face="Times New Roman, Times, serif" size="3"> </font></p>
<p align=center><font face="Times New Roman, Times, serif" size="5"><strong><font size="6">SOCKET
  MOBILE, INC.</font></strong></font><font face="Times New Roman, Times, serif"><br>
  <font size=2>(Exact name of registrant as specified in its charter) </font></font></p>
<p>&nbsp;
<table cols=3 width="100%">
  <tr>
    <td height=28 width="34%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>Delaware<br>
        </b></font><font face="Times New Roman, Times, serif" size=2>(State or
        other jurisdiction of incorporation)</font><font face="Times New Roman, Times, serif" size=3><b>
        </b> </font>
      </center>
    </td>
    <td height=28 width="32%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>001-13810<br>
        </b></font><font face="Times New Roman, Times, serif" size=2>(Commission
        File Number)</font><font face="Times New Roman, Times, serif" size=3><b>
        </b></font>
      </center>
    </td>
    <td height=28 width="34%">
      <center>
        <font face="Times New Roman, Times, serif" size=3><b>94-3155066</b><br>
        </font><font face="Times New Roman, Times, serif" size=2>(IRS Employer
        Identification No.)</font><font face="Times New Roman, Times, serif" size=3>
        </font>
      </center>
    </td>
  </tr>
</table>
<font face="Times New Roman, Times, serif"><br>
</font>
<p align=center><font face="Times New Roman, Times, serif" size="3"><b>39700 Eureka
  Drive <br>
  Newark, CA 94560</b></font><font face="Times New Roman, Times, serif"><br>
  <font size=2>(Address of principal executive offices, including zip code) </font></font></p>
<p align=center><font face="Times New Roman, Times, serif" size="3"><b>(510) 933-3000<br>
  </b></font> <font face="Times New Roman, Times, serif"><font size="2">(Registrant's
  telephone number, including area code)</font></font>
<div align="center">
  <p>&nbsp;</p>
  <p align="left">Check the appropriate box below if the Form 8-K filing is intended
    to simultaneously satisfy the filing obligation of the registrant under any
    of the following provisions (see General Instruction A.2. below):</p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Written communications pursuant to Rule 425 under the Securities Act (17
    CFR 230.425)</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
    240.14a-12)</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
    Act (17 CFR 240.14d-2(b))</font></font></p>
  <p align="left"><font face="Times New Roman, Times, serif"><font size="3">[
    ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
    Act (17 CFR 240.13e-4(c))<br>
    <br>
    </font></font></p>
</div>
<p style="PAGE-BREAK-BEFORE: always"> </p>
<div align=left></div>
<div align=left>
  <hr width="100%">
  <div align=center>
    <hr width="100%">
  </div>
</div>
<p><font face="Times New Roman, Times, serif"><br>
  <b><br>
  Item 5.07 Submission of Matters to a Vote of Security Holders </b></font></p>
<p>On April 27, 2011, Socket Mobile, Inc. (the &quot;Company&quot;) held its Annual
  Meeting of Stockholders at 9:00 a.m. at the Company's headquarters at 39700
  Eureka Drive, Newark, California 94560 for the following purposes:</p>
<table width="75%" border="0" cellspacing="0" cellpadding="0">
  <tr>
    <td width="10%" valign="top">
      <div align="center">Item 1</div>
    </td>
    <td width="95%" valign="top">To elect seven directors to serve until their
      respective successors are elected.</td>
  </tr>
  <tr>
    <td width="10%" valign="top">
      <div align="center">Item 2</div>
    </td>
    <td width="95%" valign="top">To ratify the appointment of Moss Adams LLP as
      independent public accountants of the Company for the fiscal year ending
      December 31, 2011.</td>
  </tr>
</table>
<p>Only stockholders of record at the close of business on February 28, 2011 were
  entitled to notice of and to vote at the meeting. At the Record Date, 4,084,476
  shares of Common Stock were issued and outstanding and each share of Common
  Stock was entitled to one vote. The Company had no other class of voting securities
  outstanding and entitled to vote at the meeting. A total of 3,342,636 shares
  or 81.84% of total shares outstanding were voted representing a quorum of stockholders
  entitled to vote at the meeting for the transaction of business. </p>
<p>RESULTS OF THE STOCKHOLDER VOTE: </p>
<p>Item 1 Election of Directors</p>
<table width="75%" border="1" cellspacing="0" cellpadding="0">
  <tr valign="bottom">
    <td>Name</td>
    <td>
      <div align="center">Votes For</div>
    </td>
    <td>
      <div align="center">Votes Withheld</div>
    </td>
    <td>
      <div align="center">Outcome</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>1. Charlie Bass</td>
    <td>
      <div align="center">1,998,460</div>
    </td>
    <td>
      <div align="center">106,420</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td height="3">2. Kevin J. Mills</td>
    <td height="3">
      <div align="center">1,833,250</div>
    </td>
    <td height="3">
      <div align="center">271,660</div>
    </td>
    <td height="3">
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>3. Charles C. Emery Jr.</td>
    <td>
      <div align="center">2,026,479</div>
    </td>
    <td>
      <div align="center">78,431</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>4. Micheal L. Gifford</td>
    <td>
      <div align="center">2,051,997</div>
    </td>
    <td>
      <div align="center">52,913</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>5. Leon Malmed</td>
    <td>
      <div align="center">2,026,499</div>
    </td>
    <td>
      <div align="center">78,411</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>6. Thomas O. Miller</td>
    <td>
      <div align="center">2,026,482</div>
    </td>
    <td>
      <div align="center">78,428</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td>7. Peter Sealey</td>
    <td>
      <div align="center">2,026,499</div>
    </td>
    <td>
      <div align="center">78,411</div>
    </td>
    <td>
      <div align="center">Elected</div>
    </td>
  </tr>
</table>
<p><br>
  Item 2 Ratification of Independent Public Accountants </p>
<table width="75%" border="1" cellspacing="0" cellpadding="0">
  <tr valign="bottom">
    <td width="12%">
      <div align="center">Votes For</div>
    </td>
    <td width="16%">
      <div align="center">Votes Against</div>
    </td>
    <td width="18%">
      <div align="center">Votes Abstained</div>
    </td>
    <td width="18%">
      <div align="center">Broker non-votes</div>
    </td>
    <td width="45%">
      <div align="center">Outcome</div>
    </td>
  </tr>
  <tr valign="bottom">
    <td height="38" width="12%">
      <div align="center">3,329,157</div>
    </td>
    <td height="38" width="16%">
      <div align="center">6,569</div>
    </td>
    <td height="38" width="18%">
      <div align="center">6,910</div>
    </td>
    <td height="38" width="18%">
      <div align="center">None</div>
    </td>
    <td height="38" width="45%">
      <div align="center">Approved with 99.6% of Votes Cast</div>
    </td>
  </tr>
</table>
<p><font face="Times New Roman, Times, serif"> <br>
  </font> </p>
<p align="center">&nbsp;</p>
<p align="center"><font face="Times New Roman, Times, serif"><b>SIGNATURES</b><br>
  </font></p>
<p>Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant
  has duly caused this report to be signed on its behalf by the undersigned hereunto
  duly authorized.<br>
  <br>
</p>
<dir>
  <dir>
    <dir>
      <dir>
        <dir>
          <blockquote>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <tr>
              <td>&nbsp;</td>
              <td>&nbsp;</td>
            </tr>
            <p align=left> </p>
            <tr valign="bottom"
align="left"></tr>
          </blockquote>
        </dir>
      </dir>
    </dir>
  </dir>
</dir>
<div align=left>
  <table height=135 cellspacing=0 cellpadding=0 width=96% align=left border=0>
    <tr>
      <td width=300><font face="Times New Roman, Times, serif"></font></td>
      <td width=21><font face="Times New Roman, Times, serif"></font></td>
      <td colspan="2"><font face="Times New Roman, Times, serif"><b>SOCKET MOBILE,
        INC.</b></font></td>
    </tr>
    <tr>
      <td width=300><font face="Times New Roman, Times, serif"></font></td>
      <td width=21><font face="Times New Roman, Times, serif"></font></td>
      <td colspan="2"><font face="Times New Roman, Times, serif"></font></td>
    </tr>
    <tr>
      <td width=300>
        <div align=left><font face="Times New Roman, Times, serif"></font></div>
      </td>
      <td width=21><font face="Times New Roman, Times, serif"></font></td>
      <td colspan="2"><font face="Times New Roman, Times, serif"></font></td>
    </tr>
    <tr>
      <td width=300 height=19>
        <div align=left><font face="Times New Roman, Times, serif">Date: April
          27, 2011</font></div>
      </td>
      <td width=21 height=19><font face="Times New Roman, Times, serif"></font></td>
      <td width=30 height=19><font face="Times New Roman, Times, serif">By: <u>/s/
        </u></font></td>
      <td width=379 height=19><font face="Times New Roman, Times, serif"><u>David
        W. Dunlap</u></font></td>
    </tr>
    <tr>
      <td width=300 height=40>
        <div align=left><font face="Times New Roman, Times, serif"></font></div>
      </td>
      <td width=21 height=40><font face="Times New Roman, Times, serif"></font></td>
      <td width=30 height=40>
        <blockquote>
          <div align="left"><font face="Times New Roman, Times, serif"></font></div>
        </blockquote>
      </td>
      <td width=379 height=40><font face="Times New Roman, Times, serif">Name:
        David W. Dunlap<br>
        Vice President, Finance and Administration <br>
        and Chief Financial Officer</font></td>
    </tr>
  </table>
</div>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p>&nbsp;</p>
<p><font face="Times New Roman, Times, serif"><br>
  <br>
  <br>
  </font></p>
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